Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Illumination Acquisition Corp. IILLU · Entity 5913 | Director · CEO · 10% owner | February 26, 2026 | February 26, 2026 |
| QualTek Services Inc.ROCRU · Entity 115163 | Director · Co-Chief Executive Officer | March 05, 2021 | March 08, 2021 |
| Reservoir Media, Inc.ROCCU · Entity 5296 | Director · Chief Operating Officer | July 22, 2021 | July 22, 2021 |
| Roth CH Acquisition I CoROCHU · Entity 148912 | Director · Chief Operating Officer | May 26, 2020 | May 28, 2020 |
| Roth CH Acquisition V Co.ROCL · Entity 85136 | Director · Co-CEO & Co-Chairman of Board · 10% owner | December 06, 2024 | December 12, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Illumination Acquisition Corp. I
Report date February 26, 2026 · Filed February 26, 2026
Jointly reported with Illumination Acquisition 1 Sponsor LLC, Rosenberg David I.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectBy Illumination Acquisition 1 Sponsor LLC | 365,000 |
Reported balance
Holding disclosure · report date 2026-02-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 365,000 F1: Represents 365,000 Class A ordinary shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO"). Does not include up to an additional 30,000 Class A ordinary shares contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option. F2: Represents securities held by Illumination Acquisition 1 Sponsor LLC. John Lipman and David I. Rosenberg indirectly control the management of such entity, including the exercise of voting and investment discretion with respect to the securities held of record by such entity. |
| Class B Ordinary SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectBy Illumination Acquisition 1 Sponsor LLC | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-26 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F3: The Class B ordinary shares of the Issuer are convertible into the Issuer's Class A ordinary shares concurrently with or immediately following the consummation of an initial business combination, or earlier at the option of the holders thereof on a one-for-one basis, subject to the adjustments. The Class B ordinary shares have no expiration date. F4: Includes up to 1,000,000 Class A ordinary shares issuable upon conversion of Class B ordinary shares that are subject to forfeiture in the event the underwriters of the Issuer's IPO do not exercise their over-allotment option in full. F2: Represents securities held by Illumination Acquisition 1 Sponsor LLC. John Lipman and David I. Rosenberg indirectly control the management of such entity, including the exercise of voting and investment discretion with respect to the securities held of record by such entity. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Illumination Acquisition 1 Sponsor LLC | Not disclosed |
Reported balance
Holding disclosure · report date 2026-02-26 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F5: Represents warrants contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO. F6: Each warrant will become exercisable at the later of 12 months from the closing of the IPO and 30 days after the completion of the Issuer's initial business combination. F7: Each warrant will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or the Issuer's liquidation. F8: Does not include up to an additional 10,000 Class A ordinary shares underlying warrants contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option. F2: Represents securities held by Illumination Acquisition 1 Sponsor LLC. John Lipman and David I. Rosenberg indirectly control the management of such entity, including the exercise of voting and investment discretion with respect to the securities held of record by such entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 365,000 Class A ordinary shares contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's initial public offering (the "IPO"). Does not include up to an additional 30,000 Class A ordinary shares contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.
F2: Represents securities held by Illumination Acquisition 1 Sponsor LLC. John Lipman and David I. Rosenberg indirectly control the management of such entity, including the exercise of voting and investment discretion with respect to the securities held of record by such entity.
F3: The Class B ordinary shares of the Issuer are convertible into the Issuer's Class A ordinary shares concurrently with or immediately following the consummation of an initial business combination, or earlier at the option of the holders thereof on a one-for-one basis, subject to the adjustments. The Class B ordinary shares have no expiration date.
F4: Includes up to 1,000,000 Class A ordinary shares issuable upon conversion of Class B ordinary shares that are subject to forfeiture in the event the underwriters of the Issuer's IPO do not exercise their over-allotment option in full.
F5: Represents warrants contained within units that the reporting person has irrevocably agreed to purchase at the closing of the Issuer's IPO.
F6: Each warrant will become exercisable at the later of 12 months from the closing of the IPO and 30 days after the completion of the Issuer's initial business combination.
F7: Each warrant will expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or the Issuer's liquidation.
F8: Does not include up to an additional 10,000 Class A ordinary shares underlying warrants contained within units that the reporting person has irrevocably agreed to purchase in connection with the IPO if and only if the underwriters of the IPO fully exercise their over-allotment option.
QualTek Services Inc.
Report date March 05, 2021 · Filed March 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 699,381 |
Reported balance
After 2021-03-05 transaction · row 1
1 source rowRow 1 · 2021-03-05 · Purchase · Acquired 86,917 · Balance 699,381 F1: The reporting person acquired units, consisting of shares and warrants. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 21,729 |
Reported balance
After 2021-03-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-05 · Purchase · Acquired 21,729 · Balance 21,729 F1: The reporting person acquired units, consisting of shares and warrants. F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired units, consisting of shares and warrants.
F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Reservoir Media, Inc.
Report date July 22, 2021 · Filed July 22, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee footnote | 221,648 |
Reported balance
After 2021-07-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-07-22 · Purchase · Acquired 24,822 · Balance 221,648 F1: This transaction was executed in multiple trades at prices ranging from $1.50 to $1.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $1.50 to $1.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account.
F2: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Roth CH Acquisition I Co
Report date May 26, 2020 · Filed May 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 264,365 |
Ending reported balance
After 2020-05-26 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-05-26 · Purchase · Acquired 404 · Balance 297,178 F1: The reporting person acquired units, consisting of shares and warrants. Row 2 · 2020-05-26 · Other · Disposed 32,813 · Balance 264,365 F2: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer. |
| Warrants to purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | Direct | 24,281 |
Reported balance
After 2020-05-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-05-26 · Purchase · Acquired 303 · Balance 24,281 F1: The reporting person acquired units, consisting of shares and warrants. F3: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired units, consisting of shares and warrants.
F2: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer.
F3: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering.
F4: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.
Roth CH Acquisition V Co.
Report date December 06, 2024 · Filed December 12, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 664,732 |
Reported balance
After 2024-12-06 transaction · row 1
1 source rowRow 1 · 2024-12-06 · Other · Disposed 137,500 · Balance 664,732 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TIGO ENERGY, INC.
Report date June 15, 2023 · Filed June 16, 2023
Section 16 reporting ended · disclosed 2023-06-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Warrants to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2028-05-23 | Direct | 375,808 |
Reported balance
After 2023-06-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-06-15 · Purchase · Acquired 106,306 · Balance 375,808 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2024 Filed Dec 12, 2024 17:44 UTC | Roth CH Acquisition V Co. ROCL · Entity 85136 | OtherCommon Stock | 137,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-128090 · tm2430821-1_4seq1.xml · nonDerivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Co-CEO & Co-Chairman of Board · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 664,732 Read SEC document |
| June 15, 2023 Filed Jun 16, 2023 23:39 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | PurchaseWarrants to purchase common stock · Derivative | 106,306 | $0.90 Strike: $11.50 | $95,675.40 |
DisclosureSEC source: 0001104659-23-072416 · tm2319025-1_4seq1.xml · derivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · former director and officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,808 Underlying: Common Stock · 106,306 shares Expires 2028-05-23 Read SEC document |
| May 25, 2023 Filed May 25, 2023 21:45 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | PurchaseWarrants to purchase common stock · Derivative | 265,000 | $0.65 Strike: $11.50 | $172,250.00 |
DisclosureSEC source: 0001104659-23-064791 · tm2316861-9_4seq1.xml · derivative · entry 3 LIPMAN JOHN C · CIK 0001383194 · former director and officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,502 Underlying: Common Stock · 265,000 shares Expires not disclosed F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:45 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | SaleWarrants to purchase common stock · Derivative | 50,901 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-23-064791 · tm2316861-9_4seq1.xml · derivative · entry 2 LIPMAN JOHN C · CIK 0001383194 · former director and officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,502 Underlying: Common Stock · 50,901 shares Expires not disclosed F1 · price: The reporting person disposed of (i) 394,963 shares of common stock and (ii) 101,802 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $552,229.25. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| May 23, 2023 Filed May 25, 2023 21:45 UTC | TIGO ENERGY, INC. TYGO · Entity 6903 | SaleCommon Stock | 496,765 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-064791 · tm2316861-9_4seq1.xml · nonDerivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · former director and officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 304,326 F1 · price: The reporting person disposed of (i) 394,963 shares of common stock and (ii) 101,802 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $552,229.25. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 21:42 UTC | Roth CH Acquisition V Co. ROCLU · Entity 85136 | PurchaseWarrants to purchase Common Stock · Derivative | 55,974 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-21-146931 · tm2134740-3_4seq1.xml · derivative · entry 2 LIPMAN JOHN C · CIK 0001383194 · Director · Co-CEO & Co-Chairman of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,974 Underlying: Common Stock · 55,974 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 21:42 UTC | Roth CH Acquisition V Co. ROCLU · Entity 85136 | PurchaseCommon Stock | 111,948 | $10.00 | $1,119,480.00 |
DisclosureSEC source: 0001104659-21-146931 · tm2134740-3_4seq1.xml · nonDerivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Co-CEO & Co-Chairman of Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 802,232 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 21:07 UTC | TIGO ENERGY, INC. ROCGU · Entity 6903 | PurchaseWarrants to purchase Common Stock · Derivative | 55,403 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-21-103555 · tm2124740-7_4seq1.xml · derivative · entry 2 LIPMAN JOHN C · CIK 0001383194 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,403 Underlying: Common Stock · 55,403 shares Expires not disclosed F1 · price: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| August 10, 2021 Filed Aug 11, 2021 21:07 UTC | TIGO ENERGY, INC. ROCGU · Entity 6903 | PurchaseCommon Stock | 110,806 | $10.00 | $1,108,060.00 |
DisclosureSEC source: 0001104659-21-103555 · tm2124740-7_4seq1.xml · nonDerivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,091 F1 · shares: The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant. Read SEC document |
| July 22, 2021 Filed Jul 22, 2021 20:54 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 24,822 | $1.51 Strike: $11.50 | $37,481.22 |
DisclosureSEC source: 0001104659-21-095081 · tm2123091d1_4.xml · derivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 221,648 Underlying: Common Stock · 24,822 shares Expires not disclosed F1 · shares: This transaction was executed in multiple trades at prices ranging from $1.50 to $1.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. F1 · price: This transaction was executed in multiple trades at prices ranging from $1.50 to $1.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F1 · derivative.underlying_shares: This transaction was executed in multiple trades at prices ranging from $1.50 to $1.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. F1 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.50 to $1.51. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 17:47 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 70,000 | $1.52 Strike: $11.50 | $106,400.00 |
DisclosureSEC source: 0001104659-21-094510 · tm2122960-1_4seq1.xml · derivative · entry 2 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 196,826 Underlying: Common Stock · 70,000 shares Expires not disclosed F4 · shares: This transaction was executed in multiple trades at prices ranging from $1.51 to $1.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. F4 · price: This transaction was executed in multiple trades at prices ranging from $1.51 to $1.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F4 · derivative.underlying_shares: This transaction was executed in multiple trades at prices ranging from $1.51 to $1.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. F4 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.51 to $1.53. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. Read SEC document |
| July 21, 2021 Filed Jul 21, 2021 17:47 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 55,000 | $1.53 Strike: $11.50 | $84,150.00 |
DisclosureSEC source: 0001104659-21-094510 · tm2122960-1_4seq1.xml · derivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 126,826 Underlying: Common Stock · 55,000 shares Expires not disclosed F1 · shares: By Craig-Hallum 401(k) Profit Sharing Plan FBO John Lipman. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F1 · ownership.nature: By Craig-Hallum 401(k) Profit Sharing Plan FBO John Lipman. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 16:17 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 5,000 | $1.52 Strike: $11.50 | $7,600.00 |
DisclosureSEC source: 0001104659-21-083505 · tm2120290d1_4seq1.xml · derivative · entry 6 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 71,826 Underlying: Common Stock · 5,000 shares Expires not disclosed F8 · shares: Represents shares held of record by the reporting person's wife's Individual Retirement Account. F8 · price: Represents shares held of record by the reporting person's wife's Individual Retirement Account. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F8 · ownership.nature: Represents shares held of record by the reporting person's wife's Individual Retirement Account. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 16:17 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 3,834 | $1.52 Strike: $11.50 | $5,827.68 |
DisclosureSEC source: 0001104659-21-083505 · tm2120290d1_4seq1.xml · derivative · entry 5 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 66,826 Underlying: Common Stock · 3,834 shares Expires not disclosed F7 · shares: This transaction was executed in multiple trades at prices ranging from $1.5199 to $1.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. F7 · price: This transaction was executed in multiple trades at prices ranging from $1.5199 to $1.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F7 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.5199 to $1.52. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. Represents securities held of record by the reporting person's Individual Retirement Account. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 16:17 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 10,000 | $1.52 Strike: $11.50 | $15,200.00 |
DisclosureSEC source: 0001104659-21-083505 · tm2120290d1_4seq1.xml · derivative · entry 4 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 62,992 Underlying: Common Stock · 10,000 shares Expires not disclosed F6 · shares: The securities are held for E.L., the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian. F6 · price: The securities are held for E.L., the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F6 · ownership.nature: The securities are held for E.L., the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 16:17 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 10,000 | $1.51 Strike: $11.50 | $15,100.00 |
DisclosureSEC source: 0001104659-21-083505 · tm2120290d1_4seq1.xml · derivative · entry 3 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 52,992 Underlying: Common Stock · 10,000 shares Expires not disclosed F5 · shares: This transaction was executed in multiple trades at prices ranging from $1.465 to $1.5165. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. The securities are held for C.L., the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian. F5 · price: This transaction was executed in multiple trades at prices ranging from $1.465 to $1.5165. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. The securities are held for C.L., the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F5 · ownership.nature: This transaction was executed in multiple trades at prices ranging from $1.465 to $1.5165. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of securities and prices at which the transaction was effected. The securities are held for C.L., the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 16:17 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 10,000 | $1.52 Strike: $11.50 | $15,200.00 |
DisclosureSEC source: 0001104659-21-083505 · tm2120290d1_4seq1.xml · derivative · entry 2 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 42,992 Underlying: Common Stock · 10,000 shares Expires not disclosed F4 · shares: By the reporting person's wife, S.L. F4 · price: By the reporting person's wife, S.L. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F4 · ownership.nature: By the reporting person's wife, S.L. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 16:17 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 20,000 | $1.52 Strike: $11.50 | $30,400.00 |
DisclosureSEC source: 0001104659-21-083505 · tm2120290d1_4seq1.xml · derivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 32,992 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · shares: By Craig-Hallum 401(k) Profit Sharing Plan FBO John Lipman. F1 · price: By Craig-Hallum 401(k) Profit Sharing Plan FBO John Lipman. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. F1 · ownership.nature: By Craig-Hallum 401(k) Profit Sharing Plan FBO John Lipman. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 16:27 UTC | QualTek Services Inc. ROCRU · Entity 115163 | PurchaseWarrants to purchase Common Stock · Derivative | 21,729 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-21-033288 · tm218954-7_4seq1.xml · derivative · entry 2 LIPMAN JOHN C · CIK 0001383194 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,729 Underlying: Common Stock · 21,729 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| March 05, 2021 Filed Mar 8, 2021 16:27 UTC | QualTek Services Inc. ROCRU · Entity 115163 | PurchaseCommon Stock | 86,917 | $10.00 | $869,170.00 |
DisclosureSEC source: 0001104659-21-033288 · tm218954-7_4seq1.xml · nonDerivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Co-Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699,381 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 16:18 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseWarrants to purchase Common Stock · Derivative | 12,992 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-136864 · tm2036996-28_4seq1.xml · derivative · entry 2 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,992 Underlying: Common Stock · 12,992 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F2 · derivative.exercise_date: The warrants become exercisable 30 days after the consummation of the registrant's initial business combination. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| December 15, 2020 Filed Dec 17, 2020 16:18 UTC | Reservoir Media, Inc. ROCCU · Entity 5296 | PurchaseCommon Stock | 25,984 | $10.00 | $259,840.00 |
DisclosureSEC source: 0001104659-20-136864 · tm2036996-28_4seq1.xml · nonDerivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,638 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document |
| May 26, 2020 Filed May 28, 2020 17:46 UTC | Roth CH Acquisition I Co ROCHU · Entity 148912 | PurchaseWarrants to purchase Common Stock · Derivative | 303 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-067168 · tm2021247d8_form4.xml · derivative · entry 3 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,281 Underlying: Common Stock · 303 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F3 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F4 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| May 26, 2020 Filed May 28, 2020 17:46 UTC | Roth CH Acquisition I Co ROCHU · Entity 148912 | OtherCommon Stock | 32,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-067168 · tm2021247d8_form4.xml · nonDerivative · entry 2 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,365 F2 · kind: In connection with the partial exercise of the underwriters' over-allotment option, a portion of the holders founders shares was forfeited back to the issuer. Read SEC document |
| May 26, 2020 Filed May 28, 2020 17:46 UTC | Roth CH Acquisition I Co ROCHU · Entity 148912 | PurchaseCommon Stock | 404 | $10.00 | $4,040.00 |
DisclosureSEC source: 0001104659-20-067168 · tm2021247d8_form4.xml · nonDerivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,178 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document |
| May 07, 2020 Filed May 11, 2020 17:46 UTC | Roth CH Acquisition I Co ROCHU · Entity 148912 | PurchaseWarrants to purchase Common Stock · Derivative | 26,250 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-059699 · tm2019305-6_form4.xml · derivative · entry 2 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,250 Underlying: Common Stock · 26,250 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F2 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| May 07, 2020 Filed May 11, 2020 17:46 UTC | Roth CH Acquisition I Co ROCHU · Entity 148912 | PurchaseCommon Stock | 35,000 | $10.00 | $350,000.00 |
DisclosureSEC source: 0001104659-20-059699 · tm2019305-6_form4.xml · nonDerivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,803 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document |
| May 07, 2020 Filed May 28, 2020 17:26 UTC Amendment | Roth CH Acquisition I Co ROCHU · Entity 148912 | PurchaseWarrants to purchase Common Stock · Derivative | 23,978 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-20-067157 · tm2021247d1_form4a.xml · derivative · entry 2 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,978 Underlying: Common Stock · 23,978 shares Expires not disclosed F1 · price: The reporting person acquired units, consisting of shares and warrants. F2 · derivative.exercise_date: The warrants become exercisable on the later of (i) the completion of the registrant's initial business combination and (ii) 12 months from the closing of the registrant's initial public offering. F3 · derivative.expiration_date: The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC. Read SEC document |
| May 07, 2020 Filed May 28, 2020 17:26 UTC Amendment | Roth CH Acquisition I Co ROCHU · Entity 148912 | PurchaseCommon Stock | 31,971 | $10.00 | $319,710.00 |
DisclosureSEC source: 0001104659-20-067157 · tm2021247d1_form4a.xml · nonDerivative · entry 1 LIPMAN JOHN C · CIK 0001383194 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,774 F1 · shares: The reporting person acquired units, consisting of shares and warrants. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.