Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2020 Filed Mar 5, 2020 22:32 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
GrantCommon Stock | 7,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002244 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,103 F1 · security: The performance shares were earned as of December 31, 2019 for the 2017-2019 performance period, and settled on March 3, 2020. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 22:26 UTC |
Monroy Henry EVP & Corporate Controller
|
GrantRestricted Stock Rights · Derivative | 1,023 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-002226 · primarydocument.xml · derivative · entry 2 Monroy Henry E · CIK 0001801847 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,407 Underlying: Common Stock · 1,023 shares Expires 2030-03-03 F1 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2020. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:18 UTC |
Gutierrez Sidney M.Director
|
GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003061 · primarydocument.xml · nonDerivative · entry 1 Gutierrez Sidney M. · CIK 0001638692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,136 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:18 UTC |
BECKER NORMAN P.Director
|
GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003065 · primarydocument.xml · nonDerivative · entry 1 BECKER NORMAN P. · CIK 0001674431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,103 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:17 UTC |
SCHWANZ DONALD KDirector
|
GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003057 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,368 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:47 UTC |
BAILEY VICKY ADirector
|
GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003067 · primarydocument.xml · nonDerivative · entry 1 BAILEY VICKY A · CIK 0001295122 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,218 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:18 UTC |
HUGHES JAMES ALTONDirector
|
GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003064 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,218 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:18 UTC |
MULLARKEY MAUREEN TDirector
|
GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003062 · primarydocument.xml · nonDerivative · entry 1 MULLARKEY MAUREEN T · CIK 0001179991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,488 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:17 UTC |
CONLEY E RENAEDirector
|
GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003060 · primarydocument.xml · nonDerivative · entry 1 CONLEY E RENAE · CIK 0001125828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,972 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:17 UTC |
FOHRER ALAN JDirector
|
GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003059 · primarydocument.xml · nonDerivative · entry 1 FOHRER ALAN J · CIK 0001188146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,400 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:17 UTC |
WILKINSON BRUCE WDirector
|
GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003058 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,955 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 17, 2019 Filed May 20, 2019 17:28 UTC |
SCHWANZ DONALD KDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003000 · primarydocument.xml · derivative · entry 2 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2019 Filed May 20, 2019 17:28 UTC |
SCHWANZ DONALD KDirector
|
Exercise / conversionCommon Stock | 779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-003000 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:58 UTC |
MULLARKEY MAUREEN TDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003005 · primarydocument.xml · derivative · entry 2 MULLARKEY MAUREEN T · CIK 0001179991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:58 UTC |
MULLARKEY MAUREEN TDirector
|
Exercise / conversionCommon Stock | 779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-003005 · primarydocument.xml · nonDerivative · entry 1 MULLARKEY MAUREEN T · CIK 0001179991 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:27 UTC |
FOHRER ALAN JDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002997 · primarydocument.xml · derivative · entry 2 FOHRER ALAN J · CIK 0001188146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:27 UTC |
FOHRER ALAN JDirector
|
Exercise / conversionCommon Stock | 779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-002997 · primarydocument.xml · nonDerivative · entry 1 FOHRER ALAN J · CIK 0001188146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:28 UTC |
WILKINSON BRUCE WDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003001 · primarydocument.xml · derivative · entry 2 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:28 UTC |
WILKINSON BRUCE WDirector
|
Exercise / conversionCommon Stock | 779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-003001 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:27 UTC |
Gutierrez Sidney M.Director
|
Exercise / conversionRestricted Stock Rights · Derivative | 779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002998 · primarydocument.xml · derivative · entry 2 Gutierrez Sidney M. · CIK 0001638692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:27 UTC |
Gutierrez Sidney M.Director
|
Exercise / conversionCommon Stock | 779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-002998 · primarydocument.xml · nonDerivative · entry 1 Gutierrez Sidney M. · CIK 0001638692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:27 UTC |
CONLEY E RENAEDirector
|
Exercise / conversionRestricted Stock Rights · Derivative | 779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002996 · primarydocument.xml · derivative · entry 2 CONLEY E RENAE · CIK 0001125828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:27 UTC |
CONLEY E RENAEDirector
|
Exercise / conversionCommon Stock | 779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-002996 · primarydocument.xml · nonDerivative · entry 1 CONLEY E RENAE · CIK 0001125828 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:27 UTC |
BECKER NORMAN P.Director
|
Exercise / conversionRestricted Stock Rights · Derivative | 779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002995 · primarydocument.xml · derivative · entry 2 BECKER NORMAN P. · CIK 0001674431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:27 UTC |
BECKER NORMAN P.Director
|
Exercise / conversionCommon Stock | 779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-002995 · primarydocument.xml · nonDerivative · entry 1 BECKER NORMAN P. · CIK 0001674431 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 10, 2019 Filed May 10, 2019 23:27 UTC |
WILKINSON BRUCE WDirector
|
Exercise / conversionStock Options · Derivative | 1,000 | $0.00 Strike: $12.71 | $0.00 |
DisclosureSEC source: 0001562180-19-002777 · primarydocument.xml · derivative · entry 2 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Based on the closing price on the date of the grant. F2 · derivative.exercise_date: The Options vested in three equal annual installments from grant date and are fully vested. F2 · derivative.expiration_date: The Options vested in three equal annual installments from grant date and are fully vested. Read SEC document |
| May 10, 2019 Filed May 10, 2019 23:27 UTC |
WILKINSON BRUCE WDirector
|
Exercise / conversionCommon Stock | 1,000 | $12.71 | $12,710.00 |
DisclosureSEC source: 0001562180-19-002777 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
SaleCommon Stock | 2,939 | $45.23 | $132,930.97 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 9 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,287 F2 · price: Includes shares sold to provide a source of funds for payment of certain additional tax obligations of the reporting person. F6 · price: Price represents a weighted average fill price ranging from $45.166 to $45.27. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionStock Options · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 21 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Based on the closing price on the date of the grant. F7 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F8 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionStock Options · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 20 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Based on the closing price on the date of the grant. F7 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F8 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionStock Options · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 19 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Underlying: Common Stock · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Based on the closing price on the date of the grant. F7 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F8 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionStock Options · Derivative | 28,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 18 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,000 Underlying: Common Stock · 28,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Based on the closing price on the date of the grant. F7 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F8 · derivative.expiration_date: The options expire 10 years from grant date. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,377 | $45.86 | $109,009.22 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 14 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 493,483 F3 · shares: Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 4,000 | $12.48 | $49,920.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 13 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 5,911 | $45.86 | $271,078.46 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 12 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,860 F3 · shares: Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 10,000 | $12.22 | $122,200.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 11 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 497,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 11,865 | $45.86 | $544,128.90 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 10 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,771 F3 · shares: Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 20,000 | $12.40 | $248,000.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 9 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 16,550 | $45.86 | $758,983.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 8 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,636 F3 · shares: Represents shares withheld by PNM Resources, Inc. to satisfy the options cost and tax withholding obligations. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 28,000 | $12.22 | $342,160.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 7 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
SaleCommon Stock | 608 | $45.23 | $27,499.84 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 8 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,414 Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionRestricted Stock Rights · Derivative | 821 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · derivative · entry 10 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,440 Underlying: Common Stock · 821 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionRestricted Stock Rights · Derivative | 790 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · derivative · entry 9 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,261 Underlying: Common Stock · 790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionRestricted Stock Rights · Derivative | 877 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · derivative · entry 8 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051 Underlying: Common Stock · 877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Tax withholdingCommon Stock | 364 | $44.94 | $16,358.16 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 7 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,643 F3 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F3 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionCommon Stock | 821 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 6 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,007 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F2 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Tax withholdingCommon Stock | 350 | $44.94 | $15,729.00 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 5 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,186 F3 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F3 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionCommon Stock | 790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 4 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F2 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Tax withholdingCommon Stock | 389 | $44.94 | $17,481.66 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,746 F3 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F3 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
Exercise / conversionCommon Stock | 877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F2 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.