Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TXNM ENERGY INCPNM · Entity 3794 | Director | May 09, 2023 | May 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TXNM ENERGY INC
Report date May 09, 2023 · Filed May 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 11,007 |
Reported balance
After 2023-05-09 transaction · row 1
1 source rowRow 1 · 2023-05-09 · Grant · Acquired 2,700 · Balance 11,007 F1: These shares represent restricted stock units granted on May 9, 2023 that will vest on May 9, 2024 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 38,368 |
Reported balance
Holding disclosure · report date 2023-05-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 38,368 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent restricted stock units granted on May 9, 2023 that will vest on May 9, 2024 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2023 Filed May 10, 2023 19:13 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004048 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,007 F1 · shares: These shares represent restricted stock units granted on May 9, 2023 that will vest on May 9, 2024 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 10, 2022 Filed May 12, 2022 12:20 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003991 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,307 F1 · shares: These shares represent restricted stock units granted on May 10, 2022 that will vest on May 10, 2023 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 11, 2021 Filed May 12, 2021 17:45 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003439 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,554 F1 · shares: These shares represent restricted stock units granted on May 11, 2021 that will vest on May 11, 2022 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| December 21, 2020 Filed Feb 16, 2021 13:21 UTC | TXNM ENERGY INC PNM · Entity 3794 | GiftCommon Stock | 38,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-001152 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,124 F1 · acquired: This transaction involved a gift of securities to the Schwanz 2020 Gift Trust, Mary K. Schwanz, Trustee. Mary K. Schwanz is the spouse of the reporting person. Read SEC document |
| May 12, 2020 Filed May 13, 2020 21:57 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 3,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003612 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,492 F1 · shares: These shares represent restricted stock units granted on May 12, 2020 that will vest on May 12, 2021 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 21, 2019 Filed May 22, 2019 19:17 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003057 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,368 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 17, 2019 Filed May 20, 2019 17:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003000 · primarydocument.xml · derivative · entry 2 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2019 Filed May 20, 2019 17:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-003000 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 22, 2018 Filed May 23, 2018 19:00 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002641 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,371 F1 · shares: These shares represent restricted stock units granted on May 22, 2018 that will vest on May 22, 2019 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 17, 2018 Filed May 18, 2018 15:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002572 · primarydocument.xml · derivative · entry 2 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2018 Filed May 18, 2018 15:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002572 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 12, 2018 Filed May 15, 2018 17:58 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002486 · primarydocument.xml · derivative · entry 2 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,559 Underlying: Common Stock · 927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 12, 2018 Filed May 15, 2018 17:58 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002486 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:12 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionStock Options · Derivative | 1,000 | $0.00 Strike: $12.71 | $0.00 |
DisclosureSEC source: 0001562180-18-001662 · primarydocument.xml · derivative · entry 4 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Based on the closing price on the date of the grant. F2 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F2 · derivative.expiration_date: The options vested in three equal annual installments from grant date and are fully vested. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:12 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionStock Options · Derivative | 1,000 | $0.00 Strike: $9.43 | $0.00 |
DisclosureSEC source: 0001562180-18-001662 · primarydocument.xml · derivative · entry 3 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Based on the closing price on the date of the grant. F2 · derivative.exercise_date: The options vested in three equal annual installments from grant date and are fully vested. F2 · derivative.expiration_date: The options vested in three equal annual installments from grant date and are fully vested. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:12 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,000 | $12.71 | $12,710.00 |
DisclosureSEC source: 0001562180-18-001662 · primarydocument.xml · nonDerivative · entry 2 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 15:12 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,000 | $9.43 | $9,430.00 |
DisclosureSEC source: 0001562180-18-001662 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 17, 2017 Filed May 18, 2017 11:01 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001985 · primarydocument.xml · derivative · entry 3 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2017 Filed May 18, 2017 11:01 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001985 · primarydocument.xml · nonDerivative · entry 2 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. Read SEC document |
| May 16, 2017 Filed May 18, 2017 11:01 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001985 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,540 F1 · shares: These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting. Read SEC document |
| May 15, 2017 Filed May 16, 2017 14:37 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001950 · primarydocument.xml · derivative · entry 4 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 15, 2017 Filed May 16, 2017 14:37 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001950 · primarydocument.xml · nonDerivative · entry 2 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 14:37 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001950 · primarydocument.xml · derivative · entry 3 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 12, 2017 Filed May 16, 2017 14:37 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001950 · primarydocument.xml · nonDerivative · entry 1 SCHWANZ DONALD K · CIK 0001046239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.