Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | Director | May 08, 2026 | May 12, 2026 |
| TPI COMPOSITES, INCTPIC · Entity 12367 | Director | May 22, 2024 | May 24, 2024 |
| TXNM ENERGY INCTXNM · Entity 3794 | Director | June 10, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date May 08, 2026 · Filed May 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 53,630 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 2,532 · Balance 53,630 |
TPI COMPOSITES, INC
Report date May 22, 2024 · Filed May 24, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,361 |
Reported balance
After 2024-05-24 transaction · row 1
1 source rowRow 1 · 2024-05-24 · Exercise / conversion · Acquired 10,044 · Balance 45,361 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-05-24 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-05-24 · Exercise / conversion · Disposed 10,044 · Balance 0 F1: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 30,134 |
Reported balance
After 2024-05-22 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-22 · Grant · Acquired 30,134 · Balance 30,134 F3: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.
F3: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company.
TXNM ENERGY INC
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,217 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Grant · Acquired 2,698 · Balance 22,217 F1: These shares represent restricted stock units granted on June 10, 2026 that will vest on June 10, 2027 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Right Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent restricted stock units granted on June 10, 2026 that will vest on June 10, 2027 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Right Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST SOLAR, INC.
Report date September 01, 2016 · Filed September 06, 2016
Section 16 reporting ended · disclosed 2016-09-06. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 113,304 |
Ending reported balance
After 2016-09-01 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2016-09-01 · Exercise / conversion · Acquired 18,587 · Balance 105,327 F1: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 13, 2013. Row 2 · 2016-09-01 · Exercise / conversion · Acquired 8,598 · Balance 113,925 F2: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2014. Row 3 · 2016-09-01 · Exercise / conversion · Acquired 8,109 · Balance 122,034 F3: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015. Row 4 · 2016-09-01 · Exercise / conversion · Acquired 10,469 · Balance 132,503 F4: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016. Row 5 · 2016-09-01 · Tax withholding · Disposed 7,798 · Balance 124,705 F5: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 6 · 2016-09-01 · Tax withholding · Disposed 3,607 · Balance 121,098 F5: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 7 · 2016-09-01 · Tax withholding · Disposed 3,402 · Balance 117,696 F5: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. Row 8 · 2016-09-01 · Tax withholding · Disposed 4,392 · Balance 113,304 F5: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-01 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2016-09-01 · Exercise / conversion · Disposed 18,587 · Balance 0 F6: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan. F7: The restricted stock units were granted on March 13, 2013. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-01 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2016-09-01 · Exercise / conversion · Disposed 8,598 · Balance 0 F6: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan. F8: The restricted stock units were granted on March 5, 2014. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-01 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2016-09-01 · Exercise / conversion · Disposed 8,109 · Balance 0 F6: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan. F9: The restricted stock units were granted on March 5, 2015. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-01 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2016-09-01 · Exercise / conversion · Disposed 10,469 · Balance 0 F10: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan. F11: The restricted stock units were granted on March 8, 2016. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 13, 2013.
F2: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2014.
F3: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 5, 2015.
F4: Represents shares of common stock issued upon vesting of 25% of the restricted stock units granted on March 8, 2016.
F5: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations with the vesting of the restricted stock units.
F6: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2010 Omnibus Incentive Compensation Plan.
F7: The restricted stock units were granted on March 13, 2013. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.
F8: The restricted stock units were granted on March 5, 2014. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.
F9: The restricted stock units were granted on March 5, 2015. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.
F10: Each restricted stock unit represents the right to receive, upon vesting, one share of the Issuer's common stock in accordance with the Issuer's 2015 Omnibus Incentive Compensation Plan.
F11: The restricted stock units were granted on March 8, 2016. These units are scheduled to vest at a rate of 25% per year, commencing on the first anniversary of the grant date. Twelve months of vesting occurred on September 1, 2016, the effective date of the Reporting Person's termination of employment with the Issuer, pursuant to the terms of the Reporting Person's Employment Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 11, 2026 20:26 UTC | TXNM ENERGY INC TXNM · Entity 3794 | GrantCommon Stock | 2,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001258525-26-000002 · wk-form4_1781209593.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,217 F1 · shares: These shares represent restricted stock units granted on June 10, 2026 that will vest on June 10, 2027 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Right Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 08, 2026 Filed May 12, 2026 20:23 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 2,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-219549 · ownership.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,630 Read SEC document |
| May 13, 2025 Filed May 15, 2025 20:40 UTC | TXNM ENERGY INC TXNM · Entity 3794 | GrantCommon Stock | 2,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-25-003892 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,519 F1 · shares: These shares represent restricted stock units granted on May 13, 2025 that will vest on May 13, 2026 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 12, 2025 Filed May 14, 2025 21:57 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 5,690 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-071674 · ownership.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,098 Read SEC document |
| June 04, 2024 Filed Jun 6, 2024 15:26 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 3,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004727 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,793 F1 · shares: These shares represent restricted stock units granted on June 4, 2024 that will vest on June 4, 2025 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 24, 2024 Filed May 24, 2024 20:08 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 10,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004368 · primarydocument.xml · derivative · entry 2 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F1 · derivative.expiration_date: The restricted stock units vested in full on the one-year anniversary of the grant date, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. Read SEC document |
| May 24, 2024 Filed May 24, 2024 20:08 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 10,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004368 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:08 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 30,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-24-004368 · primarydocument.xml · derivative · entry 3 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,134 Underlying: Common Stock · 30,134 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. F2 · derivative.exercise_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F3 · derivative.exercise_date: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. F2 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F3 · derivative.expiration_date: Pursuant to the Company's Non-Employee Directors' Deferred Compensation Program, the Reporting Person has elected to defer the vesting of the RSUs until the earliest of (i) the Reporting Person ceasing to be a director of the Company, (ii) the Reporting Person's death or disability, or (iii) a change of control of the Company. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:25 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 4,017 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-061108 · ownership.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,408 Read SEC document |
| May 24, 2023 Filed May 26, 2023 21:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 10,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004530 · primarydocument.xml · derivative · entry 3 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,044 Underlying: Common Stock · 10,044 shares Expires not disclosed F3 · derivative.exercise_price: The RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F3 · derivative.exercise_date: The RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F3 · derivative.expiration_date: The RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| May 24, 2023 Filed May 26, 2023 21:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 9,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004530 · primarydocument.xml · derivative · entry 2 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,513 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units ("RSUs") vested on May 24, 2023, the date of the Issuer's annual meeting of stockholders, pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units ("RSUs") vested on May 24, 2023, the date of the Issuer's annual meeting of stockholders, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. F1 · derivative.expiration_date: The restricted stock units ("RSUs") vested on May 24, 2023, the date of the Issuer's annual meeting of stockholders, pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer. Read SEC document |
| May 24, 2023 Filed May 26, 2023 21:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 9,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004530 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2023 Filed May 10, 2023 21:14 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-23-004040 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,225 F1 · shares: These shares represent restricted stock units granted on May 9, 2023 that will vest on May 9, 2024 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 09, 2023 Filed May 11, 2023 12:14 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 4,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-028595 · doc4.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,391 Read SEC document |
| September 28, 2022 Filed Sep 30, 2022 20:27 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-051642 · doc4.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,009 Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:07 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 9,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004539 · primarydocument.xml · derivative · entry 3 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,513 Underlying: Common Stock · 9,513 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:07 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 2,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004539 · primarydocument.xml · derivative · entry 2 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:07 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 2,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-004539 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2022 Filed May 12, 2022 16:18 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,753 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-22-003985 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,525 F1 · shares: These shares represent restricted stock units granted on May 10, 2022 that will vest on May 10, 2023 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 09, 2022 Filed May 11, 2022 20:15 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 2,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028278 · doc4.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,725 Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 21:06 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | PurchaseCommon Stock | 3,000 | $14.53 | $43,600.80 |
DisclosureSEC source: 0001562180-21-007726 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,469 Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 20:03 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | SaleCommon Stock | 8,636 | $44.87 | $387,470.55 |
DisclosureSEC source: 0001562180-21-004068 · primarydocument.xml · nonDerivative · entry 2 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,469 F2 · price: This transaction was executed in multiple trades at prices ranging from $44.63 to $44.92. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:03 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | SaleCommon Stock | 5,000 | $46.75 | $233,750.50 |
DisclosureSEC source: 0001562180-21-004068 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,105 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.49 to $47.14. The price reported above reflects the weighted-average price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:15 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 2,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003663 · primarydocument.xml · derivative · entry 3 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,335 Underlying: Common Stock · 2,335 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:15 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 4,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003663 · primarydocument.xml · derivative · entry 2 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,363 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.exercise_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.exercise_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F1 · derivative.expiration_date: The restricted stock units ("RSUs ") shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy. F2 · derivative.expiration_date: Each RSU represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:15 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 4,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003663 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 21:44 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,430 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-003433 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,772 F1 · shares: These shares represent restricted stock units granted on May 11, 2021 that will vest on May 11, 2022 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 10, 2021 Filed May 12, 2021 20:23 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032042 · doc4.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,958 Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 10:58 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 2,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052167 · doc4.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,303 Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:47 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 5,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003884 · primarydocument.xml · derivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,574 Underlying: Common Stock · 5,574 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.exercise_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.expiration_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 20, 2020 Filed May 26, 2020 21:15 UTC Amendment | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 4,363 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003916 · primarydocument.xml · derivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,363 Underlying: Common Stock · 4,363 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · shares: Original Form 4 inadvertently overstated the number of RSUs by 1,211 shares, and the amendment is being filed to correct the error and reflect the total number of RSUs underlying the award. F3 · derivative.exercise_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F3 · derivative.expiration_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:07 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 4,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003672 · primarydocument.xml · derivative · entry 2 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.exercise_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.expiration_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:07 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 4,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003672 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 12, 2020 Filed May 14, 2020 01:09 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 3,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003599 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,342 F1 · shares: These shares represent restricted stock units granted on May 12, 2020 that will vest on May 12, 2021 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:28 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 14,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028515 · doc4.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,739 Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:18 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003064 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,218 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:54 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | PurchaseCommon Stock | 2,000 | $22.73 | $45,460.00 |
DisclosureSEC source: 0001562180-19-002992 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,653 Read SEC document |
| May 14, 2019 Filed May 17, 2019 00:30 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 4,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002909 · primarydocument.xml · derivative · entry 3 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,089 Underlying: Common Stock · 4,089 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.exercise_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.expiration_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 14, 2019 Filed May 17, 2019 00:30 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002909 · primarydocument.xml · derivative · entry 2 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,397 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.exercise_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.expiration_date: All RSUs vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Reporting Person's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 14, 2019 Filed May 17, 2019 00:30 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-002909 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2019 Filed May 14, 2019 20:53 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 4,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029687 · doc4.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,869 Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:58 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 3,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002550 · primarydocument.xml · derivative · entry 3 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,397 Underlying: Common Stock · 3,397 shares Expires not disclosed F2 · derivative.exercise_price: All restricted stock units vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Awardee's continued service as a director of the Board with the Company through such date. F2 · derivative.exercise_date: All restricted stock units vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Awardee's continued service as a director of the Board with the Company through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the common stock. All unvested restricted stock units will automatically expire upon Reporting Person's termination of service from Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.expiration_date: All restricted stock units vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Awardee's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:58 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002550 · primarydocument.xml · derivative · entry 2 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,740 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the common stock. All unvested restricted stock units will automatically expire upon Reporting Person's termination of service from Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.exercise_date: All restricted stock units vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Awardee's continued service as a director of the Board with the Company through such date. F1 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the common stock. All unvested restricted stock units will automatically expire upon Reporting Person's termination of service from Issuer. This award was granted pursuant to the Company's Amended and Restated Non-Employee Director's Compensation Policy. F2 · derivative.expiration_date: All restricted stock units vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the next Annual Meeting of Stockholders, subject to the Awardee's continued service as a director of the Board with the Company through such date. Read SEC document |
| May 15, 2018 Filed May 17, 2018 20:58 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002550 · primarydocument.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2018 Filed May 15, 2018 21:20 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock | 2,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-18-000058 · edgar.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,077 Read SEC document |
| July 22, 2017 Filed Jul 25, 2017 20:57 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionRestricted Stock Units · Derivative | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018898 · doc4.xml · derivative · entry 2 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,880 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units shall vest in full on the first year anniversary of the initial public offering; provided, that the Reporting Person continues to provide service to the Issuer through the vesting date. F2 · derivative.exercise_date: Each restricted stock unit represents a contingent right to receive one share of the common stock. All unvested restricted stock units will automatically expire upon Reporting Person's termination of service from Issuer. F2 · derivative.expiration_date: Each restricted stock unit represents a contingent right to receive one share of the common stock. All unvested restricted stock units will automatically expire upon Reporting Person's termination of service from Issuer. Read SEC document |
| July 22, 2017 Filed Jul 25, 2017 20:57 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | Exercise / conversionCommon Stock | 2,880 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-018898 · doc4.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 18, 2017 22:26 UTC | TPI COMPOSITES, INC TPIC · Entity 12367 | GrantRestricted Stock Units · Derivative | 3,740 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-013786 · doc4.xml · derivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,740 Underlying: Common Stock · 3,740 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F2 · derivative.exercise_date: The RSUs shall vest in full on the first year anniversary of the grant date; provided, that the Reporting Person continues to provide service to the Issuer through the vesting date. The Reporting Person was granted the RSUs on the date of the Issuer's annual stockholder meeting pursuant to the Issuer's Non-Employee Director Compensation Policy. F1 · derivative.expiration_date: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Common Stock. All unvested RSUs will automatically expire upon the Reporting Person's termination of service from the Issuer. F2 · derivative.expiration_date: The RSUs shall vest in full on the first year anniversary of the grant date; provided, that the Reporting Person continues to provide service to the Issuer through the vesting date. The Reporting Person was granted the RSUs on the date of the Issuer's annual stockholder meeting pursuant to the Issuer's Non-Employee Director Compensation Policy. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:36 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock | 3,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-17-000043 · edgar.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,853 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 22:05 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock | 2,078 | $0.00 | $0.00 |
DisclosureSEC source: 0001675149-16-000099 · edgar.xml · nonDerivative · entry 1 HUGHES JAMES ALTON · CIK 0001258525 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,078 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.