Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TXNM ENERGY INCPNM · Entity 3794 | Director | May 12, 2020 | May 14, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TXNM ENERGY INC
Report date May 12, 2020 · Filed May 14, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,079 |
Reported balance
After 2020-05-12 transaction · row 1
1 source rowRow 1 · 2020-05-12 · Grant · Acquired 3,124 · Balance 52,079 F1: These shares represent restricted stock units granted on May 12, 2020 that will vest on May 12, 2021 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent restricted stock units granted on May 12, 2020 that will vest on May 12, 2021 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 12, 2020 Filed May 14, 2020 01:57 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 3,124 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-003613 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,079 F1 · shares: These shares represent restricted stock units granted on May 12, 2020 that will vest on May 12, 2021 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 21, 2019 Filed May 22, 2019 23:17 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003058 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,955 F1 · shares: These shares represent restricted stock units granted on May 21, 2019 that will vest on May 21, 2020 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 779 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-003001 · primarydocument.xml · derivative · entry 2 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 779 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2019 Filed May 20, 2019 21:28 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 779 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-003001 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 10, 2019 Filed May 10, 2019 23:27 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionStock Options · Derivative | 1,000 | $0.00 Strike: $12.71 | $0.00 |
DisclosureSEC source: 0001562180-19-002777 · primarydocument.xml · derivative · entry 2 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Based on the closing price on the date of the grant. F2 · derivative.exercise_date: The Options vested in three equal annual installments from grant date and are fully vested. F2 · derivative.expiration_date: The Options vested in three equal annual installments from grant date and are fully vested. Read SEC document |
| May 10, 2019 Filed May 10, 2019 23:27 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 1,000 | $12.71 | $12,710.00 |
DisclosureSEC source: 0001562180-19-002777 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2018 Filed May 23, 2018 23:00 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002640 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,958 F1 · shares: These shares represent restricted stock units granted on May 22, 2018 that will vest on May 22, 2019 and be settled in common stock upon or after vesting (and delivered in accordance with any elections made under the Director Deferred Rights Program), provided that if vesting or any applicable deferred delivery dates occur during a blackout period, the vested shares will be delivered at a later date after such blackout period ends. Read SEC document |
| May 17, 2018 Filed May 18, 2018 19:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002573 · primarydocument.xml · derivative · entry 2 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2018 Filed May 18, 2018 19:51 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002573 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:58 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002487 · primarydocument.xml · derivative · entry 2 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,559 Underlying: Common Stock · 927 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 12, 2018 Filed May 15, 2018 21:58 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 927 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002487 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:02 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001986 · primarydocument.xml · derivative · entry 3 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,486 Underlying: Common Stock · 780 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 17, 2017 Filed May 18, 2017 15:02 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 780 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001986 · primarydocument.xml · nonDerivative · entry 2 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Represents the portions of previous awards of restricted stock rights that vested on May 17, 2017. Read SEC document |
| May 16, 2017 Filed May 18, 2017 15:02 UTC | TXNM ENERGY INC PNM · Entity 3794 | GrantCommon Stock | 2,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001986 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,127 F1 · shares: These shares represent restricted stock units granted on May 16, 2017 that will vest on May 16, 2018 and be settled in common stock upon or after vesting. Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:37 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001951 · primarydocument.xml · derivative · entry 4 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,266 Underlying: Common Stock · 784 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 15, 2017 Filed May 16, 2017 18:37 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 784 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001951 · primarydocument.xml · nonDerivative · entry 2 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionRestricted Stock Rights · Derivative | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001951 · primarydocument.xml · derivative · entry 3 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,050 Underlying: Common Stock · 928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| May 12, 2017 Filed May 16, 2017 18:37 UTC | TXNM ENERGY INC PNM · Entity 3794 | Exercise / conversionCommon Stock | 928 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001951 · primarydocument.xml · nonDerivative · entry 1 WILKINSON BRUCE W · CIK 0001199548 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,891 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the portions of previous awards of restricted stock rights that vested effective as of the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.