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Monroy Henry E

Disclosed activity across 1 company

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62095
SEC CIK
0001801847

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TXNM ENERGY INCTXNM · Entity 3794SVP and CFOMarch 07, 2026March 09, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TXNM ENERGY INC

Report date March 07, 2026 · Filed March 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect9,204 Reported balance After 2026-03-07 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-03-07 · Exercise / conversion · Acquired 311 · Balance 9,204

F1: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.

Common StockSEC Table I · non-derivativeDirect9,046 Reported balance After 2026-03-07 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-03-07 · Tax withholding · Disposed 158 · Balance 9,046

F2: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Common StockSEC Table I · non-derivativeDirect9,227 Reported balance After 2026-03-07 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2026-03-07 · Exercise / conversion · Acquired 181 · Balance 9,227

F1: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.

Common StockSEC Table I · non-derivativeDirect9,135 Reported balance After 2026-03-07 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2026-03-07 · Tax withholding · Disposed 92 · Balance 9,135

F2: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Common StockSEC Table I · non-derivativeDirect9,635 Reported balance After 2026-03-07 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2026-03-07 · Exercise / conversion · Acquired 500 · Balance 9,635

F1: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.

Common StockSEC Table I · non-derivativeDirect9,382 Reported balance After 2026-03-07 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2026-03-07 · Tax withholding · Disposed 253 · Balance 9,382

F2: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Restricted Stock RightsSEC Table II · derivative / convertible securityDirect4,248 Reported balance After 2026-03-07 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-03-07 · Exercise / conversion · Disposed 311 · Balance 4,248

F3: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Restricted Stock RightsSEC Table II · derivative / convertible securityDirect4,067 Reported balance After 2026-03-07 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-03-07 · Exercise / conversion · Disposed 181 · Balance 4,067

F3: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Restricted Stock RightsSEC Table II · derivative / convertible securityDirect3,567 Reported balance After 2026-03-07 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-03-07 · Exercise / conversion · Disposed 500 · Balance 3,567

F3: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Filing footnotes · ownership attribution and instrument terms

F1: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.

F2: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

F3: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 07, 2026 Filed Mar 9, 2026 20:52 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001801847-26-000004 · wk-form4_1773089567.xml · derivative · entry 9

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,567

Underlying: Common Stock · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:52 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 181 $0.00 $0.00
Disclosure

SEC source: 0001801847-26-000004 · wk-form4_1773089567.xml · derivative · entry 8

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,067

Underlying: Common Stock · 181 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:52 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 311 $0.00 $0.00
Disclosure

SEC source: 0001801847-26-000004 · wk-form4_1773089567.xml · derivative · entry 7

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,248

Underlying: Common Stock · 311 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:52 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 253 $58.88 $14,896.64
Disclosure

SEC source: 0001801847-26-000004 · wk-form4_1773089567.xml · nonDerivative · entry 6

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,382

F2 · security: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:52 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001801847-26-000004 · wk-form4_1773089567.xml · nonDerivative · entry 5

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,635

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:52 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 92 $58.88 $5,416.96
Disclosure

SEC source: 0001801847-26-000004 · wk-form4_1773089567.xml · nonDerivative · entry 4

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,135

F2 · security: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:52 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 181 $0.00 $0.00
Disclosure

SEC source: 0001801847-26-000004 · wk-form4_1773089567.xml · nonDerivative · entry 3

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,227

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:52 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 158 $58.88 $9,303.04
Disclosure

SEC source: 0001801847-26-000004 · wk-form4_1773089567.xml · nonDerivative · entry 2

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,046

F2 · security: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2026 Filed Mar 9, 2026 20:52 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 311 $0.00 $0.00
Disclosure

SEC source: 0001801847-26-000004 · wk-form4_1773089567.xml · nonDerivative · entry 1

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portion of previous awards of restricted stock rights that vested effective as of March 7, 2026.

Read SEC document
March 03, 2026 Filed Mar 4, 2026 23:15 UTC TXNM ENERGY INC TXNM · Entity 3794 GrantRestricted Stock Rights · Derivative 2,382 $0.00 $0.00
Disclosure

SEC source: 0001801847-26-000002 · wk-form4_1772666155.xml · derivative · entry 1

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,559

Underlying: Common Stock · 2,382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of TXNM Energy, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
December 17, 2025 Filed Dec 18, 2025 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Tax withholdingCommon Stock 211 $58.71 $12,387.81
Disclosure

SEC source: 0001801847-25-000003 · wk-form4_1766091216.xml · nonDerivative · entry 2

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,893

F2 · security: Represents shares withheld by TXNM Energy, Inc. (the "Company") to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The Company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the Company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
December 17, 2025 Filed Dec 18, 2025 20:53 UTC TXNM ENERGY INC TXNM · Entity 3794 Exercise / conversionCommon Stock 466 $0.00 $0.00
Disclosure

SEC source: 0001801847-25-000003 · wk-form4_1766091216.xml · nonDerivative · entry 1

Monroy Henry E · CIK 0001801847 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents vesting of performance shares earned for the 2023 - 2025 performance period based on preliminary results of achievement of applicable performance measures.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:28 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 281 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002623 · primarydocument.xml · derivative · entry 9

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

Underlying: Common Stock · 281 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:28 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 257 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002623 · primarydocument.xml · derivative · entry 8

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,034

Underlying: Common Stock · 257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:28 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 341 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002623 · primarydocument.xml · derivative · entry 7

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,291

Underlying: Common Stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:28 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 128 $48.80 $6,246.40
Disclosure

SEC source: 0001562180-23-002623 · primarydocument.xml · nonDerivative · entry 6

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,328

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:28 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 281 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002623 · primarydocument.xml · nonDerivative · entry 5

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:28 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 117 $48.80 $5,709.60
Disclosure

SEC source: 0001562180-23-002623 · primarydocument.xml · nonDerivative · entry 4

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,175

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:28 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002623 · primarydocument.xml · nonDerivative · entry 3

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:28 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 155 $48.80 $7,564.00
Disclosure

SEC source: 0001562180-23-002623 · primarydocument.xml · nonDerivative · entry 2

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,035

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 23:28 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 341 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002623 · primarydocument.xml · nonDerivative · entry 1

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2023.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 23:54 UTC TXNM ENERGY INC PNM · Entity 3794 GrantRestricted Stock Rights · Derivative 933 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002095 · primarydocument.xml · derivative · entry 3

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632

Underlying: Common Stock · 933 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
February 28, 2023 Filed Mar 1, 2023 23:54 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 1,026 $49.00 $50,274.00
Disclosure

SEC source: 0001562180-23-002095 · primarydocument.xml · nonDerivative · entry 2

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,849

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 23:54 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 2,167 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-002095 · primarydocument.xml · nonDerivative · entry 1

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The performance shares were earned as of December 31, 2022 for the 2020-2022 performance period, and settled on February 28, 2023.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 20:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 257 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002456 · primarydocument.xml · derivative · entry 9

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,699

Underlying: Common Stock · 257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2022 Filed Mar 9, 2022 20:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002456 · primarydocument.xml · derivative · entry 8

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,956

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2022 Filed Mar 9, 2022 20:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 341 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002456 · primarydocument.xml · derivative · entry 7

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,264

Underlying: Common Stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 07, 2022 Filed Mar 9, 2022 20:51 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 130 $46.11 $5,994.30
Disclosure

SEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 6

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,708

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 20:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 257 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 5

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 20:51 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 156 $46.11 $7,193.16
Disclosure

SEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 4

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,581

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 20:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 308 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 3

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,737

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 20:51 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 173 $46.11 $7,977.03
Disclosure

SEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 2

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,429

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 07, 2022 Filed Mar 9, 2022 20:51 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 341 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002456 · primarydocument.xml · nonDerivative · entry 1

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2022.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:32 UTC TXNM ENERGY INC PNM · Entity 3794 GrantRestricted Stock Rights · Derivative 844 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002339 · primarydocument.xml · derivative · entry 3

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,605

Underlying: Common Stock · 844 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:32 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 702 $44.64 $31,337.28
Disclosure

SEC source: 0001562180-22-002339 · primarydocument.xml · nonDerivative · entry 2

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,261

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 01, 2022 Filed Mar 4, 2022 00:32 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 1,387 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-002339 · primarydocument.xml · nonDerivative · entry 1

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,963

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The performance shares were earned as of December 31, 2021 for the 2019-2021 performance period, and settled on March 1, 2022.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 341 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · derivative · entry 12

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,761

Underlying: Common Stock · 341 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · derivative · entry 11

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,102

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · derivative · entry 10

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,667

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 GrantRestricted Stock Rights · Derivative 771 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · derivative · entry 9

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,975

Underlying: Common Stock · 771 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 173 $47.42 $8,203.66
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · nonDerivative · entry 8

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,576

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 341 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · nonDerivative · entry 7

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 286 $47.42 $13,562.12
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · nonDerivative · entry 6

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,408

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 565 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · nonDerivative · entry 5

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 156 $47.42 $7,397.52
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · nonDerivative · entry 4

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 308 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · nonDerivative · entry 3

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,285

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2021.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Tax withholdingCommon Stock 494 $47.42 $23,425.48
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · nonDerivative · entry 2

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,977

F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards.

Read SEC document
March 05, 2021 Filed Mar 9, 2021 23:48 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionCommon Stock 977 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002105 · primarydocument.xml · nonDerivative · entry 1

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The performance shares were earned as of December 31, 2020 for the 2018-2020 performance period, and settled on March 5, 2020.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:35 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 308 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002353 · primarydocument.xml · derivative · entry 9

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

Underlying: Common Stock · 308 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:35 UTC TXNM ENERGY INC PNM · Entity 3794 Exercise / conversionRestricted Stock Rights · Derivative 565 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002353 · primarydocument.xml · derivative · entry 8

Monroy Henry E · CIK 0001801847 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,512

Underlying: Common Stock · 565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.