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TETRA TECHNOLOGIES INC

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570
SEC CIK
0000844965
Parsed reports
507

Last 12 months

Inside the activity.

2 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202610
Jul 202602
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2018 Filed Aug 23, 2018 20:14 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001562180-18-003760 · primarydocument.xml · derivative · entry 5

FUNKE JAMES H · CIK 0001706451 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2019-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vests 11,666 share(s) on 12-Feb-2010, 972 share(s) on 12-Mar-2010, 973 share(s) on 12-Apr-2010, 972 share(s) on 12-May-2010, 972 share(s) on 12-Jun-2010, 972 share(s) on 12-Jul-2010, 973 share(s) on 12-Aug-2010, 972 share(s) on 12-Sep-2010, 972 share(s) on 12-Oct-2010, 972 share(s) on 12-Nov-2010, 972 share(s) on 12-Dec-2010, 973 share(s) on 12-Jan-2011, 972 share(s) on 12-Feb-2011, 972 share(s) on 12-Mar-2011, 972 share(s) on 12-Apr-2011, 973 share(s) on 12-May-2011, 972 share(s) on 12-Jun-2011, 972 share(s) on 12-Jul-2011, 972 share(s) on 12-Aug-2011, 973 share(s) on 12-Sep-2011, 972 share(s) on 12-Oct-2011, 972 share(s) on 12-Nov-2011, 972 share(s) on 12-Dec-2011, 972 share(s) on 12-Jan-2012, 973 share(s) on 12-Feb-2012

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:14 UTC SaleCommon Stock 35,000 $5.01 $175,458.50
Disclosure

SEC source: 0001562180-18-003760 · primarydocument.xml · nonDerivative · entry 2

FUNKE JAMES H · CIK 0001706451 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,592

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.98 to $5.041 inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 21, 2018 Filed Aug 23, 2018 20:14 UTC Exercise / conversionCommon Stock 35,000 $3.78 $132,300.00
Disclosure

SEC source: 0001562180-18-003760 · primarydocument.xml · nonDerivative · entry 1

FUNKE JAMES H · CIK 0001706451 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,592

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2018 Filed Jul 23, 2018 20:14 UTC
LUNA GINADirector
GrantCommon Stock 17,818 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-003391 · primarydocument.xml · nonDerivative · entry 1

LUNA GINA · CIK 0001746807 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,818

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. 2018 Non-Employee Director Equity Incentive Plan. One-fourth of the award will vest on July 19, 2018, August 4, 2018, November 4, 2018 and February 4, 2019.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:45 UTC GrantCommon Stock 24,214 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002406 · primarydocument.xml · nonDerivative · entry 1

COOMBS PAUL D · CIK 0001182275 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,552

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. 2018 Non-Employee Director Equity Incentive Plan. One-fourth of the award will vest on each of May 4, 2018, August 4, 2018, November 4, 2018 and February 4, 2019.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:45 UTC GrantCommon Stock 24,214 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002405 · primarydocument.xml · nonDerivative · entry 1

BATES THOMAS R JR · CIK 0001230117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,044

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. 2018 Non-Employee Director Equity Incentive Plan. One-fourth of the award will vest on each of May 4, 2018, August 4, 2018, November 4, 2018 and February 4, 2019.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:45 UTC GrantCommon Stock 24,214 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002404 · primarydocument.xml · nonDerivative · entry 1

BALDWIN MARK E · CIK 0001230129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,522

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. 2018 Non-Employee Director Equity Incentive Plan. One-fourth of the award will vest on each of May 4, 2018, August 4, 2018, November 4, 2018 and February 4, 2019.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:45 UTC GrantCommon Stock 24,214 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002402 · primarydocument.xml · nonDerivative · entry 1

SULLIVAN WILLIAM D · CIK 0001221980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,624

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. 2018 Non-Employee Director Equity Incentive Plan. One-fourth of the award will vest on each of May 4, 2018, August 4, 2018, November 4, 2018 and February 4, 2019.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:45 UTC GrantCommon Stock 24,214 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002403 · primarydocument.xml · nonDerivative · entry 1

WINKLER JOSEPH C · CIK 0001248334 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,005

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. 2018 Non-Employee Director Equity Incentive Plan. One-fourth of the award will vest on each of May 4, 2018, August 4, 2018, November 4, 2018 and February 4, 2019.

Read SEC document
May 04, 2018 Filed May 8, 2018 21:44 UTC
GLICK JOHN FDirector
GrantCommon Stock 24,214 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002401 · primarydocument.xml · nonDerivative · entry 1

GLICK JOHN F · CIK 0001185404 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,622

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. 2018 Non-Employee Director Equity Incentive Plan. One-fourth of the award will vest on each of May 4, 2018, August 4, 2018, November 4, 2018 and February 4, 2019.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:54 UTC
MEYER JOSEPH JVP - Finance, Treasurer
Tax withholdingCommon Stock 110 $4.19 $460.90
Disclosure

SEC source: 0001562180-18-002375 · primarydocument.xml · nonDerivative · entry 1

MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,574

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:54 UTC
CHAMBERS BEN CVice President - Accounting
Tax withholdingCommon Stock 296 $4.19 $1,240.24
Disclosure

SEC source: 0001562180-18-002374 · primarydocument.xml · nonDerivative · entry 1

CHAMBERS BEN C · CIK 0001182283 · Vice President - Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,545

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:54 UTC Tax withholdingCommon Stock 429 $4.19 $1,797.51
Disclosure

SEC source: 0001562180-18-002373 · primarydocument.xml · nonDerivative · entry 1

FUNKE JAMES H · CIK 0001706451 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,262

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:54 UTC
WALLACE BASS C JRSr VP & General Counsel
Tax withholdingCommon Stock 658 $4.19 $2,757.02
Disclosure

SEC source: 0001562180-18-002372 · primarydocument.xml · nonDerivative · entry 1

WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,850

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.

Read SEC document
May 04, 2018 Filed May 8, 2018 20:54 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Tax withholdingCommon Stock 1,278 $4.19 $5,354.82
Disclosure

SEC source: 0001562180-18-002371 · primarydocument.xml · nonDerivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,159

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:07 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Tax withholdingCommon Stock 1,339 $4.18 $5,597.02
Disclosure

SEC source: 0001562180-18-002303 · primarydocument.xml · nonDerivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,437

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:07 UTC
WALLACE BASS C JRSr VP & General Counsel
Tax withholdingCommon Stock 654 $4.18 $2,733.72
Disclosure

SEC source: 0001562180-18-002302 · primarydocument.xml · nonDerivative · entry 1

WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,508

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:07 UTC Tax withholdingCommon Stock 431 $4.18 $1,801.58
Disclosure

SEC source: 0001562180-18-002300 · primarydocument.xml · nonDerivative · entry 1

FUNKE JAMES H · CIK 0001706451 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,691

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:07 UTC
CHAMBERS BEN CVice President - Accounting
Tax withholdingCommon Stock 293 $4.18 $1,224.74
Disclosure

SEC source: 0001562180-18-002299 · primarydocument.xml · nonDerivative · entry 1

CHAMBERS BEN C · CIK 0001182283 · Vice President - Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,841

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016.

Read SEC document
May 02, 2018 Filed May 4, 2018 22:06 UTC
MEYER JOSEPH JVP - Finance, Treasurer
Tax withholdingCommon Stock 136 $4.18 $568.48
Disclosure

SEC source: 0001562180-18-002298 · primarydocument.xml · nonDerivative · entry 1

MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,684

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016.

Read SEC document
March 21, 2018 Filed Mar 22, 2018 20:29 UTC
Evans Elisabeth KVP - Human Resources
PurchaseCommon Stock 7,600 $3.90 $29,602.00
Disclosure

SEC source: 0001562180-18-001703 · primarydocument.xml · nonDerivative · entry 1

Evans Elisabeth K · CIK 0001567054 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,342

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
Brightman Stuart MDirector · President & CEO
GrantCash-Settled Stock Appreciation Right · Derivative 306,011 $3.87 Strike: $3.87 $1,184,262.57
Disclosure

SEC source: 0001562180-18-001240 · primarydocument.xml · derivative · entry 2

Brightman Stuart M · CIK 0001325476 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,011

Underlying: Common Stock · 306,011 shares

Expires 2027-02-22

F2 · derivative.exercise_date: Each Cash-Settled Stock Appreciation Right ("SAR") represents the right to receive, upon exercise, an amount equal to the excess of (a) the Fair Market Value of a share of Common Stock on the date of exercise, over (b) the Exercise Price per SAR set for the in the Notice of Award Agreement. One-third of the 306,011 SAR awards will vest on February 22, 2019, and the remaining award will vest monthly thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
Brightman Stuart MDirector · President & CEO
GrantCommon Stock 293,964 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001240 · primarydocument.xml · nonDerivative · entry 1

Brightman Stuart M · CIK 0001325476 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,258

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
WALLACE BASS C JRSr VP & General Counsel
GrantStock Option (Right to Buy) · Derivative 54,645 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001562180-18-001239 · primarydocument.xml · derivative · entry 4

WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,645

Underlying: Common Stock · 54,645 shares

Expires 2028-02-22

F4 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and the remaining stock options will vest in monthly installments thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
WALLACE BASS C JRSr VP & General Counsel
Tax withholdingCommon Stock 3,048 $3.87 $11,795.76
Disclosure

SEC source: 0001562180-18-001239 · primarydocument.xml · nonDerivative · entry 2

WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,162

F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
WALLACE BASS C JRSr VP & General Counsel
GrantCommon Stock 52,494 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001239 · primarydocument.xml · nonDerivative · entry 1

WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,210

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
SANDERSON MATTHEWSenior Vice President
GrantStock Option (Right to Buy) · Derivative 54,645 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001562180-18-001238 · primarydocument.xml · derivative · entry 3

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,645

Underlying: Common Stock · 33,262 shares

Expires 2028-02-22

F3 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and the remaining stock options will vest in monthly installments thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
SANDERSON MATTHEWSenior Vice President
Tax withholdingCommon Stock 2,959 $3.87 $11,451.33
Disclosure

SEC source: 0001562180-18-001238 · primarydocument.xml · nonDerivative · entry 2

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,648

F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
SANDERSON MATTHEWSenior Vice President
GrantCommon Stock 52,494 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001238 · primarydocument.xml · nonDerivative · entry 1

SANDERSON MATTHEW · CIK 0001689601 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,607

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
Pintar Peter JSr. Vice President
Tax withholdingCommon Stock 2,466 $3.87 $9,543.42
Disclosure

SEC source: 0001562180-18-001237 · primarydocument.xml · nonDerivative · entry 1

Pintar Peter J · CIK 0001337978 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,512

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
MEYER JOSEPH JVP - Finance, Treasurer
GrantStock Option (Right to Buy) · Derivative 13,115 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001562180-18-001236 · primarydocument.xml · derivative · entry 3

MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,115

Underlying: Common Stock · 13,115 shares

Expires 2028-02-22

F3 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and the remaining stock options will vest in monthly installments thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
MEYER JOSEPH JVP - Finance, Treasurer
Tax withholdingCommon Stock 789 $3.87 $3,053.43
Disclosure

SEC source: 0001562180-18-001236 · primarydocument.xml · nonDerivative · entry 2

MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,820

F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC
MEYER JOSEPH JVP - Finance, Treasurer
GrantCommon Stock 12,599 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001236 · primarydocument.xml · nonDerivative · entry 1

MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,609

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC GrantStock Option (Right to Buy) · Derivative 38,252 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001562180-18-001235 · primarydocument.xml · derivative · entry 5

FUNKE JAMES H · CIK 0001706451 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,252

Underlying: Common Stock · 38,252 shares

Expires 2028-02-22

F5 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and the remaining stock options will vest in monthly installments thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC Tax withholdingCommon Stock 1,973 $3.87 $7,635.51
Disclosure

SEC source: 0001562180-18-001235 · primarydocument.xml · nonDerivative · entry 2

FUNKE JAMES H · CIK 0001706451 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,801

F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:47 UTC GrantCommon Stock 36,746 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001235 · primarydocument.xml · nonDerivative · entry 1

FUNKE JAMES H · CIK 0001706451 · VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,774

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:46 UTC
Evans Elisabeth KVP - Human Resources
GrantStock Option (Right to Buy) · Derivative 25,684 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001562180-18-001234 · primarydocument.xml · derivative · entry 2

Evans Elisabeth K · CIK 0001567054 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,684

Underlying: Common Stock · 18,752 shares

Expires 2028-02-22

F2 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and the remaining stock options will vest in monthly installments thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:46 UTC
Evans Elisabeth KVP - Human Resources
GrantCommon Stock 24,672 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001234 · primarydocument.xml · nonDerivative · entry 1

Evans Elisabeth K · CIK 0001567054 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,742

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:46 UTC
CHAMBERS BEN CVice President - Accounting
GrantStock Option (Right to Buy) · Derivative 18,580 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001562180-18-001233 · primarydocument.xml · derivative · entry 3

CHAMBERS BEN C · CIK 0001182283 · Vice President - Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,580

Underlying: Common Stock · 18,580 shares

Expires 2028-02-22

F3 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and the remaining stock options will vest in monthly installments thereafter until February 22, 2021.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:46 UTC
CHAMBERS BEN CVice President - Accounting
Tax withholdingCommon Stock 1,118 $3.87 $4,326.66
Disclosure

SEC source: 0001562180-18-001233 · primarydocument.xml · nonDerivative · entry 2

CHAMBERS BEN C · CIK 0001182283 · Vice President - Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,134

F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017.

Read SEC document
February 22, 2018 Filed Feb 26, 2018 21:46 UTC
CHAMBERS BEN CVice President - Accounting
GrantCommon Stock 17,848 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001233 · primarydocument.xml · nonDerivative · entry 1

CHAMBERS BEN C · CIK 0001182283 · Vice President - Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,252

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021.

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February 22, 2018 Filed Feb 26, 2018 21:46 UTC
SERRANO ELIJIO VSr. Vice President & CFO
GrantStock Option (Right to Buy) · Derivative 103,826 $0.00 Strike: $3.87 $0.00
Disclosure

SEC source: 0001562180-18-001232 · primarydocument.xml · derivative · entry 4

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,826

Underlying: Common Stock · 81,261 shares

Expires 2028-02-22

F4 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and the remaining stock options will vest in monthly installments thereafter until February 22, 2021.

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February 22, 2018 Filed Feb 26, 2018 21:46 UTC
SERRANO ELIJIO VSr. Vice President & CFO
GrantCommon Stock 101,773 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001232 · primarydocument.xml · nonDerivative · entry 3

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 591,776

F3 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021.

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February 22, 2018 Filed Feb 26, 2018 21:46 UTC
SERRANO ELIJIO VSr. Vice President & CFO
GrantCommon Stock 129,199 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-001232 · primarydocument.xml · nonDerivative · entry 2

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,003

F2 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan, and will cliff-vest on February 22, 2021.

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February 22, 2018 Filed Feb 26, 2018 21:46 UTC
SERRANO ELIJIO VSr. Vice President & CFO
Tax withholdingCommon Stock 5,973 $3.87 $23,115.51
Disclosure

SEC source: 0001562180-18-001232 · primarydocument.xml · nonDerivative · entry 1

SERRANO ELIJIO V · CIK 0001159051 · Sr. Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,804

F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017.

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February 12, 2018 Filed Feb 13, 2018 22:02 UTC
Murphy Brady MPresident & COO
GrantCommon Stock 502,513 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-000771 · primarydocument.xml · nonDerivative · entry 1

Murphy Brady M · CIK 0001730264 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,513

F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. 2018 Inducement Restricted Stock Plan. One-half of the award will vest on February 12, 2019, and one-quarter will vest on each of February 12, 2020, and February 12, 2021.

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November 04, 2017 Filed Nov 6, 2017 22:41 UTC
MEYER JOSEPH JVP - Finance, Treasurer
Tax withholdingCommon Stock 124 $2.97 $368.28
Disclosure

SEC source: 0001562180-17-003488 · primarydocument.xml · nonDerivative · entry 2

MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,010

F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.

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November 04, 2017 Filed Nov 6, 2017 22:40 UTC
CHAMBERS BEN CVice President - Accounting
Tax withholdingCommon Stock 332 $2.97 $986.04
Disclosure

SEC source: 0001562180-17-003487 · primarydocument.xml · nonDerivative · entry 2

CHAMBERS BEN C · CIK 0001182283 · Vice President - Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,404

F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.

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November 04, 2017 Filed Nov 6, 2017 22:38 UTC
Pintar Peter JSr. Vice President
Tax withholdingCommon Stock 1,062 $2.97 $3,154.14
Disclosure

SEC source: 0001562180-17-003485 · primarydocument.xml · nonDerivative · entry 2

Pintar Peter J · CIK 0001337978 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,978

F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.

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November 04, 2017 Filed Nov 6, 2017 22:40 UTC
Evans Elisabeth KVP - Human Resources
Tax withholdingCommon Stock 352 $2.97 $1,045.44
Disclosure

SEC source: 0001562180-17-003486 · primarydocument.xml · nonDerivative · entry 2

Evans Elisabeth K · CIK 0001567054 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,070

F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.