Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CSI Compressco LPCCLP · Entity 92417 | General Counsel | February 22, 2020 | February 25, 2020 |
| TETRA TECHNOLOGIES INCTTI · Entity 570 | Sr VP & General Counsel | June 25, 2020 | June 25, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CSI Compressco LP
Report date February 22, 2020 · Filed February 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units Representing Limited Partner InterestsSEC Table I · non-derivative | Direct | 68,919 |
Reported balance
After 2020-02-22 transaction · row 1
1 source rowRow 1 · 2020-02-22 · Grant · Acquired 50,873 · Balance 68,919 F1: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-third of the award will vest on each of February 22, 2021, February 22, 2022 and February 22, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-third of the award will vest on each of February 22, 2021, February 22, 2022 and February 22, 2023.
TETRA TECHNOLOGIES INC
Report date June 25, 2020 · Filed June 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 300,545 |
Reported balance
After 2020-06-25 transaction · row 1
1 source rowRow 1 · 2020-06-25 · Purchase · Acquired 100,000 · Balance 300,545 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4453 to $0.450, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4453 to $0.450, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2020 Filed Jun 25, 2020 20:45 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | PurchaseCommon Stock | 100,000 | $0.45 | $44,820.00 |
DisclosureSEC source: 0001562180-20-004690 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,545 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4453 to $0.450, inclusive. The reporting person undertakes to provide to TETRA Technologies, Inc., any security holder of TETRA Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 29, 2020 Filed Mar 2, 2020 22:00 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 2,361 | $1.26 | $2,974.86 |
DisclosureSEC source: 0001562180-20-001882 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,545 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:17 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 1,524 | $1.41 | $2,148.84 |
DisclosureSEC source: 0001562180-20-001727 · primarydocument.xml · nonDerivative · entry 3 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,906 F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2017. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 19:38 UTC | CSI Compressco LP CCLP · Entity 92417 | GrantCommon Units Representing Limited Partner Interests | 50,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001716 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,919 F1 · price: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-third of the award will vest on each of February 22, 2021, February 22, 2022 and February 22, 2023. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionRestricted Stock Unit · Derivative | 35,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001727 · primarydocument.xml · derivative · entry 5 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,747 Underlying: Common Stock · 35,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F5 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionCommon Stock | 35,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001727 · primarydocument.xml · nonDerivative · entry 2 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 10,637 | $1.41 | $14,998.17 |
DisclosureSEC source: 0001562180-20-001727 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,557 F1 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:36 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Unit · Derivative | 106,419 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001610 · primarydocument.xml · derivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,781 Underlying: Common Stock · 106,419 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $ 1.41. F2 · price: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 20:17 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 3,383 | $1.66 | $5,615.78 |
DisclosureSEC source: 0001562180-19-004621 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,194 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017 and February 21, 2018. Read SEC document |
| May 02, 2019 Filed May 6, 2019 22:04 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Unit · Derivative | 40,742 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-002632 · primarydocument.xml · derivative · entry 3 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,362 Underlying: Common Stock · 40,742 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $ 2.20. F4 · price: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. The award will cliff-vest on May 2, 2022, subject to continued service with the Issuer on the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F4 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. The award will cliff-vest on May 2, 2022, subject to continued service with the Issuer on the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F4 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. The award will cliff-vest on May 2, 2022, subject to continued service with the Issuer on the vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| May 02, 2019 Filed May 6, 2019 22:04 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 654 | $2.20 | $1,438.80 |
DisclosureSEC source: 0001562180-19-002632 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,577 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:34 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 1,524 | $2.39 | $3,642.36 |
DisclosureSEC source: 0001562180-19-001527 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,231 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:31 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 5,189 | $2.56 | $13,283.84 |
DisclosureSEC source: 0001562180-19-001418 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,755 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2018. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:38 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Unit · Derivative | 107,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001375 · primarydocument.xml · derivative · entry 2 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,620 Underlying: Common Stock · 107,620 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuers common stock upon vesting of the unit. The closing price of the Issuers common stock on the date of this RSU award was $2.50. F3 · price: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F3 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F3 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 21:26 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 654 | $3.22 | $2,105.88 |
DisclosureSEC source: 0001562180-18-004435 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,944 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 20:06 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 1,252 | $4.59 | $5,746.68 |
DisclosureSEC source: 0001562180-18-003828 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,598 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:54 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 658 | $4.19 | $2,757.02 |
DisclosureSEC source: 0001562180-18-002372 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,850 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015. Read SEC document |
| May 04, 2018 Filed May 8, 2018 16:55 UTC | CSI Compressco LP CCLP · Entity 92417 | GrantCommon Units Representing Limited Partner Interests | 3,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-002382 · primarydocument.xml · nonDerivative · entry 2 WALLACE BASS C JR · CIK 0001182288 · Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,046 F2 · price: Represents dividend equivalent rights accrued on the reporting person's phantom units granted on May 4, 2015 pursuant to the CSI Compressco LP Amended and Restated 2011 Long Term Incentive Plan and that were settled proportionately with the award to which they relate. Each dividend equivalent right is the economic equivalent of one Common Unit representing limited partner interests in CSI Compressco LP and may be settled only in Common Units representing limited partner interests in CSI Compressco LP. Read SEC document |
| May 04, 2018 Filed May 8, 2018 16:55 UTC | CSI Compressco LP CCLP · Entity 92417 | Tax withholdingCommon Units Representing Limited Partner Interests | 2,590 | $7.32 | $18,958.80 |
DisclosureSEC source: 0001562180-18-002382 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Asst. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,394 F1 · price: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of phantom units granted on May 4, 2015 and the dividend equivalent rights accrued on such awards. Read SEC document |
| May 02, 2018 Filed May 4, 2018 22:07 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 654 | $4.18 | $2,733.72 |
DisclosureSEC source: 0001562180-18-002302 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,508 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:47 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantStock Option (Right to Buy) · Derivative | 54,645 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0001562180-18-001239 · primarydocument.xml · derivative · entry 4 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,645 Underlying: Common Stock · 54,645 shares Expires 2028-02-22 F4 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and the remaining stock options will vest in monthly installments thereafter until February 22, 2021. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:47 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 3,048 | $3.87 | $11,795.76 |
DisclosureSEC source: 0001562180-18-001239 · primarydocument.xml · nonDerivative · entry 2 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,162 F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:47 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantCommon Stock | 52,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001239 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,210 F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021. Read SEC document |
| November 04, 2017 Filed Nov 7, 2017 21:38 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 739 | $2.97 | $2,194.83 |
DisclosureSEC source: 0001562180-17-003503 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,716 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:45 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 734 | $2.93 | $2,150.62 |
DisclosureSEC source: 0001562180-17-003489 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,455 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| May 20, 2017 Filed May 23, 2017 20:30 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 498 | $3.45 | $1,718.10 |
DisclosureSEC source: 0001562180-17-002062 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,189 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 20, 2014. Read SEC document |
| May 04, 2017 Filed May 4, 2017 20:47 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionCommon Stock | 1,468 | $3.23 | $4,741.64 |
DisclosureSEC source: 0001562180-17-001758 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:28 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 739 | $3.09 | $2,283.51 |
DisclosureSEC source: 0001562180-17-001844 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,687 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015. Read SEC document |
| May 02, 2017 Filed May 8, 2017 21:27 UTC Amendment | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionCommon Stock | 1,468 | $3.23 | $4,741.64 |
DisclosureSEC source: 0001562180-17-001839 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,958 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: This amendment is being filed to correct the transaction date originally misreported as 5/4/2017 instead of 5/2/2017. F2 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:06 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantStock Option (right to buy) · Derivative | 68,162 | $4.51 Strike: $4.51 | $307,410.62 |
DisclosureSEC source: 0001562180-17-000918 · primarydocument.xml · derivative · entry 2 WALLACE BASS C JR · CIK 0001182288 · Sr VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,162 Underlying: Common Stock · 68,162 shares Expires 2027-02-22 F2 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2018, and the remaining stock options will vest in monthly installments thereafter until February 22, 2020. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:06 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantCommon Stock | 30,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000918 · primarydocument.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · Sr VP, General Counsel & Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,894 F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2018, and one-sixth at the completion of each six-month period thereafter until February 22, 2020. Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 22:14 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 497 | $5.22 | $2,594.34 |
DisclosureSEC source: 0000844965-16-000216 · edgar.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · SR VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,062 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 20, 2014. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 22:26 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 739 | $4.97 | $3,672.83 |
DisclosureSEC source: 0000844965-16-000203 · edgar.xml · nonDerivative · entry 1 WALLACE BASS C JR · CIK 0001182288 · SR VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,559 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.