Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CSI Compressco LPCCLP · Entity 92417 | VP HR, TETRA | February 22, 2020 | February 25, 2020 |
| TETRA TECHNOLOGIES INCTTI · Entity 570 | VP - Human Resources | February 29, 2020 | March 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CSI Compressco LP
Report date February 22, 2020 · Filed February 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units Representing Limited Partner InterestsSEC Table I · non-derivative | Direct | 24,225 |
Reported balance
After 2020-02-22 transaction · row 1
1 source rowRow 1 · 2020-02-22 · Grant · Acquired 24,225 · Balance 24,225 F1: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-third of the award will vest on each of February 22, 2021, February 22, 2022 and February 22, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-third of the award will vest on each of February 22, 2021, February 22, 2022 and February 22, 2023.
TETRA TECHNOLOGIES INC
Report date February 29, 2020 · Filed March 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 73,076 |
Reported balance
After 2020-02-29 transaction · row 1
1 source rowRow 1 · 2020-02-29 · Tax withholding · Disposed 1,220 · Balance 73,076 F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 29, 2020 Filed Mar 2, 2020 22:00 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 1,220 | $1.26 | $1,537.20 |
DisclosureSEC source: 0001562180-20-001884 · primarydocument.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,076 F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2018. Read SEC document |
| February 22, 2020 Filed Feb 26, 2020 01:17 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 727 | $1.41 | $1,025.07 |
DisclosureSEC source: 0001562180-20-001730 · primarydocument.xml · nonDerivative · entry 3 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,296 F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock award granted on February 22, 2017. Read SEC document |
| February 22, 2020 Filed Feb 25, 2020 19:39 UTC | CSI Compressco LP CCLP · Entity 92417 | GrantCommon Units Representing Limited Partner Interests | 24,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001721 · primarydocument.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP HR, TETRA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,225 F1 · price: This phantom unit award was granted pursuant to the CSI Compressco LP Second Amended and Restated 2011 Long Term Incentive Plan. One-third of the award will vest on each of February 22, 2021, February 22, 2022 and February 22, 2023. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionRestricted Stock Unit · Derivative | 16,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001730 · primarydocument.xml · derivative · entry 4 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,902 Underlying: Common Stock · 16,680 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. F4 · derivative.expiration_date: The remaining unvested portion of this restricted stock unit award will vest every six months until fully vested on February 21, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionCommon Stock | 16,680 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-20-001730 · primarydocument.xml · nonDerivative · entry 2 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. F2 · price: Represents vested shares of restricted stock units granted on February 21, 2019. Restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| February 21, 2020 Filed Feb 26, 2020 01:17 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 4,999 | $1.41 | $7,048.59 |
DisclosureSEC source: 0001562180-20-001730 · primarydocument.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,343 F1 · kind: Reflects units surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of the restricted stock unit granted on February 21, 2019. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 23:35 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Unit · Derivative | 50,676 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-20-001603 · primarydocument.xml · derivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,258 Underlying: Common Stock · 50,676 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuer's common stock upon vesting of the unit. The closing price of the Issuer's common stock on the date of this RSU award was $ 1.41. F2 · price: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 20, 2021, and one-sixth at the completion of each six-month period thereafter until February 20, 2023, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:38 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Unit · Derivative | 50,582 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001369 · primarydocument.xml · derivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,582 Underlying: Common Stock · 50,582 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuers common stock upon vesting of the unit. The closing price of the Issuers common stock on the date of this RSU award was $2.50. F2 · price: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 20:29 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | PurchaseCommon Stock | 7,600 | $3.90 | $29,602.00 |
DisclosureSEC source: 0001562180-18-001703 · primarydocument.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,342 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:46 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantStock Option (Right to Buy) · Derivative | 25,684 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0001562180-18-001234 · primarydocument.xml · derivative · entry 2 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,684 Underlying: Common Stock · 18,752 shares Expires 2028-02-22 F2 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and the remaining stock options will vest in monthly installments thereafter until February 22, 2021. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:46 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantCommon Stock | 24,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001234 · primarydocument.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,742 F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021. Read SEC document |
| November 04, 2017 Filed Nov 6, 2017 22:40 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 352 | $2.97 | $1,045.44 |
DisclosureSEC source: 0001562180-17-003486 · primarydocument.xml · nonDerivative · entry 2 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,070 F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:40 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 350 | $2.93 | $1,025.50 |
DisclosureSEC source: 0001562180-17-003486 · primarydocument.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,422 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| May 20, 2017 Filed May 23, 2017 20:29 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 232 | $3.45 | $800.40 |
DisclosureSEC source: 0001562180-17-002057 · primarydocument.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,772 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 20, 2014. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:04 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantStock Option (Right to Buy) · Derivative | 32,500 | $0.00 Strike: $4.51 | $0.00 |
DisclosureSEC source: 0001562180-17-000913 · primarydocument.xml · derivative · entry 2 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,500 Underlying: Common Stock · 32,500 shares Expires 2027-02-22 F2 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2018, and the remaining stock options will vest in monthly installments thereafter until February 22, 2020. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:04 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantCommon Stock | 14,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000913 · primarydocument.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,004 F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2018, and one-sixth at the completion of each six-month period thereafter until February 22, 2020. Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 22:45 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | SaleCommon Stock | 679 | $5.45 | $3,700.55 |
DisclosureSEC source: 0000844965-16-000217 · edgar.xml · nonDerivative · entry 5 Evans Elisabeth K · CIK 0001567054 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,303 Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 22:45 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | SaleCommon Stock | 240 | $5.43 | $1,303.20 |
DisclosureSEC source: 0000844965-16-000217 · edgar.xml · nonDerivative · entry 4 Evans Elisabeth K · CIK 0001567054 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,982 Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 22:45 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | SaleCommon Stock | 1,000 | $5.42 | $5,420.00 |
DisclosureSEC source: 0000844965-16-000217 · edgar.xml · nonDerivative · entry 3 Evans Elisabeth K · CIK 0001567054 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,222 Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 22:45 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | SaleCommon Stock | 3,530 | $5.41 | $19,097.30 |
DisclosureSEC source: 0000844965-16-000217 · edgar.xml · nonDerivative · entry 2 Evans Elisabeth K · CIK 0001567054 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,222 Read SEC document |
| November 22, 2016 Filed Nov 22, 2016 22:45 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | SaleCommon Stock | 8,563 | $5.40 | $46,240.20 |
DisclosureSEC source: 0000844965-16-000217 · edgar.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,752 Read SEC document |
| November 20, 2016 Filed Nov 21, 2016 22:13 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 240 | $5.22 | $1,252.80 |
DisclosureSEC source: 0000844965-16-000213 · edgar.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,315 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 20, 2014. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 22:27 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 353 | $4.97 | $1,754.41 |
DisclosureSEC source: 0000844965-16-000206 · edgar.xml · nonDerivative · entry 1 Evans Elisabeth K · CIK 0001567054 · VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,555 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.