Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CSI Compressco LPCCLP · Entity 92417 | Treasurer | September 08, 2015 | January 09, 2018 |
| TETRA TECHNOLOGIES INCTTI · Entity 570 | VP - Finance, Treasurer | February 21, 2019 | February 25, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CSI Compressco LP
Report date September 08, 2015 · Filed January 09, 2018 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units representing limited partner interestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2015-09-08 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 0 F1: The Form 3 filed by the reporting person on 9/8/2015 inadvertently reported the direct ownership of common units representing limited partner interests. The reporting person was granted performance phantom units rather than common units. The performance criteria for the performance phantom units is based on metrics other than the Issuer's common unit price and, therefore, is not reportable unless a determination is made that the performance criteria have been satisfied. |
Filing footnotes · ownership attribution and instrument terms
F1: The Form 3 filed by the reporting person on 9/8/2015 inadvertently reported the direct ownership of common units representing limited partner interests. The reporting person was granted performance phantom units rather than common units. The performance criteria for the performance phantom units is based on metrics other than the Issuer's common unit price and, therefore, is not reportable unless a determination is made that the performance criteria have been satisfied.
TETRA TECHNOLOGIES INC
Report date February 21, 2019 · Filed February 25, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 25,829 |
Reported balance
After 2019-02-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-21 · Grant · Acquired 25,829 · Balance 25,829 F1: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuers common stock or cash in lieu thereof upon vesting of the unit. The closing price of the Issuers common stock on the date of this RSU award was $ 2.50. F2: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuers common stock or cash in lieu thereof upon vesting of the unit. The closing price of the Issuers common stock on the date of this RSU award was $ 2.50.
F2: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 21, 2019 Filed Feb 25, 2019 22:38 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantRestricted Stock Unit · Derivative | 25,829 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001371 · primarydocument.xml · derivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,829 Underlying: Common Stock · 25,829 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one share of Issuers common stock or cash in lieu thereof upon vesting of the unit. The closing price of the Issuers common stock on the date of this RSU award was $ 2.50. F2 · price: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.exercise_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. F2 · derivative.expiration_date: The RSU was granted pursuant to the TETRA Technologies, Inc. 2018 Equity Incentive Plan. One-third of the award will vest on February 21, 2020, and one-sixth at the completion of each six-month period thereafter until February 21, 2022, subject to continued service with the Issuer on each respective vesting date. Vested shares will be delivered to the reporting person on the settlement date unless the Issuer elects to settle the RSUs in cash, or a combination of shares and cash, in the Issuer's sole discretion. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 21:26 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 141 | $3.22 | $454.02 |
DisclosureSEC source: 0001562180-18-004436 · primarydocument.xml · nonDerivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,109 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| August 31, 2018 Filed Sep 5, 2018 20:07 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 324 | $4.59 | $1,487.16 |
DisclosureSEC source: 0001562180-18-003832 · primarydocument.xml · nonDerivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,250 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:54 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 110 | $4.19 | $460.90 |
DisclosureSEC source: 0001562180-18-002375 · primarydocument.xml · nonDerivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,574 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015. Read SEC document |
| May 02, 2018 Filed May 4, 2018 22:06 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 136 | $4.18 | $568.48 |
DisclosureSEC source: 0001562180-18-002298 · primarydocument.xml · nonDerivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,684 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:47 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantStock Option (Right to Buy) · Derivative | 13,115 | $0.00 Strike: $3.87 | $0.00 |
DisclosureSEC source: 0001562180-18-001236 · primarydocument.xml · derivative · entry 3 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,115 Underlying: Common Stock · 13,115 shares Expires 2028-02-22 F3 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and the remaining stock options will vest in monthly installments thereafter until February 22, 2021. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:47 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 789 | $3.87 | $3,053.43 |
DisclosureSEC source: 0001562180-18-001236 · primarydocument.xml · nonDerivative · entry 2 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,820 F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on February 22, 2017. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 21:47 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantCommon Stock | 12,599 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-18-001236 · primarydocument.xml · nonDerivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,609 F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2019, and one-sixth at the completion of each six-month period thereafter until February 22, 2021. Read SEC document |
| November 04, 2017 Filed Nov 6, 2017 22:41 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 124 | $2.97 | $368.28 |
DisclosureSEC source: 0001562180-17-003488 · primarydocument.xml · nonDerivative · entry 2 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,010 F2 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015. Read SEC document |
| November 02, 2017 Filed Nov 6, 2017 22:41 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 154 | $2.93 | $451.22 |
DisclosureSEC source: 0001562180-17-003488 · primarydocument.xml · nonDerivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,134 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| May 04, 2017 Filed May 8, 2017 21:27 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 153 | $3.09 | $472.77 |
DisclosureSEC source: 0001562180-17-001841 · primarydocument.xml · nonDerivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,288 F1 · price: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015. Read SEC document |
| May 02, 2017 Filed May 4, 2017 20:47 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Exercise / conversionCommon Stock | 379 | $3.23 | $1,224.17 |
DisclosureSEC source: 0001562180-17-001755 · primarydocument.xml · nonDerivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 2, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:05 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantStock Option (Right to Buy) · Derivative | 17,648 | $0.00 Strike: $4.51 | $0.00 |
DisclosureSEC source: 0001562180-17-000914 · primarydocument.xml · derivative · entry 2 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,648 Underlying: Common Stock · 17,648 shares Expires 2027-02-22 F2 · derivative.exercise_date: This stock option award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2018, and the remaining stock options will vest in monthly installments thereafter until February 22, 2020. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 23:05 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | GrantCommon Stock | 7,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-000914 · primarydocument.xml · nonDerivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP - Finance, Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,820 F1 · price: This restricted stock award was granted pursuant to the TETRA Technologies, Inc. Third Amended and Restated 2011 Long Term Incentive Compensation Plan. One-third of the award will vest on February 22, 2018, and one-sixth at the completion of each six-month period thereafter until February 22, 2020. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 22:27 UTC | TETRA TECHNOLOGIES INC TTI · Entity 570 | Tax withholdingCommon Stock | 128 | $4.97 | $636.16 |
DisclosureSEC source: 0000844965-16-000205 · edgar.xml · nonDerivative · entry 1 MEYER JOSEPH J · CIK 0001632299 · VP Treasury 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,837 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations upon the vesting of restricted stock granted on May 4, 2015. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.