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TORO CO

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2699
SEC CIK
0000737758
Parsed reports
596

Last 12 months

Inside the activity.

1 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202619
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 24, 2017 Filed Mar 28, 2017 20:25 UTC
BURKART PHILIP AVP, Irrig. & Lighting Business
Exercise / conversionNon-Qualified Stock Option · Derivative 100 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001127602-17-013022 · form4.xml · derivative · entry 6

BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,900

Underlying: Common Stock · 100 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008.

Read SEC document
March 24, 2017 Filed Mar 28, 2017 20:25 UTC
BURKART PHILIP AVP, Irrig. & Lighting Business
SaleCommon Stock 100 $61.50 $6,150.00
Disclosure

SEC source: 0001127602-17-013022 · form4.xml · nonDerivative · entry 3

BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,391

Read SEC document
March 24, 2017 Filed Mar 28, 2017 20:25 UTC
BURKART PHILIP AVP, Irrig. & Lighting Business
Exercise / conversionCommon Stock 100 $7.16 $715.50
Disclosure

SEC source: 0001127602-17-013022 · form4.xml · nonDerivative · entry 2

BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,491

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 21:56 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 6,842 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001127602-17-012974 · form4.xml · derivative · entry 3

O'Rourke James Calvin · CIK 0001453221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,842 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2012.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 21:56 UTC SaleCommon Stock 6,842 $61.43 $420,276.69
Disclosure

SEC source: 0001127602-17-012974 · form4.xml · nonDerivative · entry 2

O'Rourke James Calvin · CIK 0001453221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,484

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $61.34 to $61.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 23, 2017 Filed Mar 27, 2017 21:56 UTC Exercise / conversionCommon Stock 6,842 $12.56 $85,901.31
Disclosure

SEC source: 0001127602-17-012974 · form4.xml · nonDerivative · entry 1

O'Rourke James Calvin · CIK 0001453221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2017 Filed Mar 28, 2017 20:25 UTC
BURKART PHILIP AVP, Irrig. & Lighting Business
GiftCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-013022 · form4.xml · nonDerivative · entry 1

BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,391

Read SEC document
March 03, 2017 Filed Mar 6, 2017 21:58 UTC
Rodier Richard WVP, Sitework Systems
SaleCommon Stock 2,000 $60.11 $120,218.00
Disclosure

SEC source: 0001127602-17-010457 · form4.xml · nonDerivative · entry 3

Rodier Richard W · CIK 0001310825 · VP, Sitework Systems

10b5-1 filing: Not disclosed

Ownership: Indirect · The Toro Company Investment, Savings & ESOP

Disclosed balance after: 10,355.505

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.098 to $60.13, inclusive.

F3 · balance_after: Includes 38.312 net shares acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP less quarterly non-discretionary administrative fees.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:33 UTC
HOFFMAN MICHAEL JDirector · Chairman of the Board
Exercise / conversionNon-Qualified Stock Option · Derivative 40,823 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001127602-17-010183 · form4.xml · derivative · entry 9

HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,577

Underlying: Common Stock · 40,823 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:33 UTC
HOFFMAN MICHAEL JDirector · Chairman of the Board
SaleCommon Stock 40,823 $60.65 $2,475,792.48
Disclosure

SEC source: 0001127602-17-010183 · form4.xml · nonDerivative · entry 4

HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199,489

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.50 to $61.07, inclusive.

Read SEC document
March 02, 2017 Filed Mar 3, 2017 21:33 UTC
HOFFMAN MICHAEL JDirector · Chairman of the Board
Exercise / conversionCommon Stock 40,823 $7.16 $292,088.57
Disclosure

SEC source: 0001127602-17-010183 · form4.xml · nonDerivative · entry 3

HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,240,312

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:58 UTC
Rodier Richard WVP, Sitework Systems
Exercise / conversionNon-Qualified Stock Option · Derivative 5,000 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001127602-17-010457 · form4.xml · derivative · entry 5

Rodier Richard W · CIK 0001310825 · VP, Sitework Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:58 UTC
Rodier Richard WVP, Sitework Systems
SaleCommon Stock 5,000 $60.65 $303,260.00
Disclosure

SEC source: 0001127602-17-010457 · form4.xml · nonDerivative · entry 2

Rodier Richard W · CIK 0001310825 · VP, Sitework Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,395

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.64 to $60.659, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:58 UTC
Rodier Richard WVP, Sitework Systems
Exercise / conversionCommon Stock 5,000 $7.16 $35,775.00
Disclosure

SEC source: 0001127602-17-010457 · form4.xml · nonDerivative · entry 1

Rodier Richard W · CIK 0001310825 · VP, Sitework Systems

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:54 UTC
Altmaier Judy LVP, Exmark
Exercise / conversionNon-Qualified Stock Option · Derivative 24,400 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0001127602-17-010456 · form4.xml · derivative · entry 5

Altmaier Judy L · CIK 0001474806 · VP, Exmark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,400 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:54 UTC
Altmaier Judy LVP, Exmark
SaleCommon Stock 24,400 $60.56 $1,477,712.80
Disclosure

SEC source: 0001127602-17-010456 · form4.xml · nonDerivative · entry 2

Altmaier Judy L · CIK 0001474806 · VP, Exmark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.17 to $61.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 21:54 UTC
Altmaier Judy LVP, Exmark
Exercise / conversionCommon Stock 24,400 $15.88 $387,472.00
Disclosure

SEC source: 0001127602-17-010456 · form4.xml · nonDerivative · entry 1

Altmaier Judy L · CIK 0001474806 · VP, Exmark

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:40 UTC GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010196 · form4.xml · nonDerivative · entry 1

Ellis Gary Lee · CIK 0001290170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,812

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:37 UTC
DAHL AMY EVP, Human Resources
Exercise / conversionNon-Qualified Stock Option · Derivative 2,740 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001127602-17-010190 · form4.xml · derivative · entry 7

DAHL AMY E · CIK 0001638979 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,740 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:37 UTC
DAHL AMY EVP, Human Resources
Exercise / conversionNon-Qualified Stock Option · Derivative 2,740 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001127602-17-010190 · form4.xml · derivative · entry 6

DAHL AMY E · CIK 0001638979 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,740

Underlying: Common Stock · 2,740 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:37 UTC
DAHL AMY EVP, Human Resources
Tax withholdingCommon Stock 1,189 $61.20 $72,766.80
Disclosure

SEC source: 0001127602-17-010190 · form4.xml · nonDerivative · entry 4

DAHL AMY E · CIK 0001638979 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,850.256

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:37 UTC
DAHL AMY EVP, Human Resources
Exercise / conversionCommon Stock 2,740 $7.16 $19,604.70
Disclosure

SEC source: 0001127602-17-010190 · form4.xml · nonDerivative · entry 3

DAHL AMY E · CIK 0001638979 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,039.256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:37 UTC
DAHL AMY EVP, Human Resources
SaleCommon Stock 2,740 $61.21 $167,707.18
Disclosure

SEC source: 0001127602-17-010190 · form4.xml · nonDerivative · entry 2

DAHL AMY E · CIK 0001638979 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,299.256

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $61.205 to $61.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:37 UTC
DAHL AMY EVP, Human Resources
Exercise / conversionCommon Stock 2,740 $7.16 $19,604.70
Disclosure

SEC source: 0001127602-17-010190 · form4.xml · nonDerivative · entry 1

DAHL AMY E · CIK 0001638979 · VP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,039.256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:33 UTC
HOFFMAN MICHAEL JDirector · Chairman of the Board
Exercise / conversionNon-Qualified Stock Option · Derivative 184,400 $0.00 Strike: $7.16 $0.00
Disclosure

SEC source: 0001127602-17-010183 · form4.xml · derivative · entry 8

HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,400

Underlying: Common Stock · 184,400 shares

Expires 2018-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:33 UTC
HOFFMAN MICHAEL JDirector · Chairman of the Board
SaleCommon Stock 184,400 $61.07 $11,261,861.20
Disclosure

SEC source: 0001127602-17-010183 · form4.xml · nonDerivative · entry 2

HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199,489

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.92 to $61.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
March 01, 2017 Filed Mar 3, 2017 21:33 UTC
HOFFMAN MICHAEL JDirector · Chairman of the Board
Exercise / conversionCommon Stock 184,400 $7.16 $1,319,382.00
Disclosure

SEC source: 0001127602-17-010183 · form4.xml · nonDerivative · entry 1

HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,889

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:56 UTC
Dordell Timothy PVP, Secretary, General Counsel
Exercise / conversionNon-Qualified Stock Option · Derivative 64,000 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001127602-17-009298 · form4.xml · derivative · entry 5

Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,000 shares

Expires 2019-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:56 UTC
Dordell Timothy PVP, Secretary, General Counsel
SaleCommon Stock 64,000 $60.39 $3,865,024.00
Disclosure

SEC source: 0001127602-17-009298 · form4.xml · nonDerivative · entry 2

Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.24 to $60.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:56 UTC
Dordell Timothy PVP, Secretary, General Counsel
Exercise / conversionCommon Stock 64,000 $10.18 $651,680.00
Disclosure

SEC source: 0001127602-17-009298 · form4.xml · nonDerivative · entry 1

Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:04 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 5,104 $0.00 Strike: $29.23 $0.00
Disclosure

SEC source: 0001127602-17-009311 · form4.xml · derivative · entry 8

STEINHAFEL GREGG W · CIK 0001201729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,104 shares

Expires 2023-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2013.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:04 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 6,842 $0.00 Strike: $21.56 $0.00
Disclosure

SEC source: 0001127602-17-009311 · form4.xml · derivative · entry 7

STEINHAFEL GREGG W · CIK 0001201729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,842 shares

Expires 2022-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2012.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:04 UTC Tax withholdingCommon Stock 2,472 $60.51 $149,570.83
Disclosure

SEC source: 0001127602-17-009311 · form4.xml · nonDerivative · entry 5

STEINHAFEL GREGG W · CIK 0001201729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,187

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:04 UTC Exercise / conversionCommon Stock 5,104 $29.23 $149,189.92
Disclosure

SEC source: 0001127602-17-009311 · form4.xml · nonDerivative · entry 4

STEINHAFEL GREGG W · CIK 0001201729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:04 UTC Tax withholdingCommon Stock 2,451 $60.36 $147,942.36
Disclosure

SEC source: 0001127602-17-009311 · form4.xml · nonDerivative · entry 3

STEINHAFEL GREGG W · CIK 0001201729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,555

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:04 UTC Exercise / conversionCommon Stock 6,842 $21.56 $147,479.31
Disclosure

SEC source: 0001127602-17-009311 · form4.xml · nonDerivative · entry 2

STEINHAFEL GREGG W · CIK 0001201729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,006

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:04 UTC GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-009311 · form4.xml · nonDerivative · entry 1

STEINHAFEL GREGG W · CIK 0001201729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,164

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:00 UTC
Grams Blake MVP, Global Operations
Exercise / conversionNon-Qualified Stock Option · Derivative 8,200 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0001127602-17-009305 · form4.xml · derivative · entry 5

Grams Blake M · CIK 0001350880 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Underlying: Common Stock · 8,200 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:00 UTC
Grams Blake MVP, Global Operations
SaleCommon Stock 8,200 $60.40 $495,271.80
Disclosure

SEC source: 0001127602-17-009305 · form4.xml · nonDerivative · entry 2

Grams Blake M · CIK 0001350880 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.36 to $60.425, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 22:00 UTC
Grams Blake MVP, Global Operations
Exercise / conversionCommon Stock 8,200 $15.88 $130,216.00
Disclosure

SEC source: 0001127602-17-009305 · form4.xml · nonDerivative · entry 1

Grams Blake M · CIK 0001350880 · VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 1, 2017 21:51 UTC
BROWN WILLIAM E JRGroup VP, Res & Cont
Exercise / conversionNon-Qualified Stock Option · Derivative 12,668 $0.00 Strike: $10.18 $0.00
Disclosure

SEC source: 0001127602-17-009293 · form4.xml · derivative · entry 5

BROWN WILLIAM E JR · CIK 0001227664 · Group VP, Res & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,332

Underlying: Common Stock · 12,668 shares

Expires 2019-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009.

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February 27, 2017 Filed Mar 1, 2017 21:51 UTC
BROWN WILLIAM E JRGroup VP, Res & Cont
SaleCommon Stock 12,668 $60.43 $765,527.24
Disclosure

SEC source: 0001127602-17-009293 · form4.xml · nonDerivative · entry 3

BROWN WILLIAM E JR · CIK 0001227664 · Group VP, Res & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,937.352

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.35 to $60.55, inclusive.

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February 27, 2017 Filed Mar 1, 2017 21:51 UTC
BROWN WILLIAM E JRGroup VP, Res & Cont
Exercise / conversionCommon Stock 12,668 $10.18 $128,991.91
Disclosure

SEC source: 0001127602-17-009293 · form4.xml · nonDerivative · entry 2

BROWN WILLIAM E JR · CIK 0001227664 · Group VP, Res & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,605.352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 27, 2017 Filed Mar 1, 2017 21:51 UTC
BROWN WILLIAM E JRGroup VP, Res & Cont
SaleCommon Stock 4,055 $60.43 $245,059.87
Disclosure

SEC source: 0001127602-17-009293 · form4.xml · nonDerivative · entry 1

BROWN WILLIAM E JR · CIK 0001227664 · Group VP, Res & Cont

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,937.352

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.372 to $60.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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January 09, 2017 Filed Jan 10, 2017 23:37 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 7,000 $0.00 Strike: $8.45 $0.00
Disclosure

SEC source: 0001127602-17-001472 · form4.xml · derivative · entry 5

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,348

Underlying: Common Stock · 7,000 shares

Expires 2018-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 3, 2008.

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January 09, 2017 Filed Jan 10, 2017 23:37 UTC SaleCommon Stock 7,000 $57.00 $399,000.00
Disclosure

SEC source: 0001127602-17-001472 · form4.xml · nonDerivative · entry 2

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,228

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January 09, 2017 Filed Jan 10, 2017 23:37 UTC Exercise / conversionCommon Stock 7,000 $8.45 $59,115.00
Disclosure

SEC source: 0001127602-17-001472 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,228

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 09, 2017 Filed Jan 10, 2017 23:34 UTC SaleCommon Stock 8,000 $56.82 $454,576.00
Disclosure

SEC source: 0001127602-17-001470 · form4.xml · nonDerivative · entry 1

BUHRMASTER ROBERT C · CIK 0001167152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,304.703

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $56.74 to $56.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 06, 2017 Filed Jan 10, 2017 00:22 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 8,492 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0001127602-17-001405 · form4.xml · derivative · entry 9

BUHRMASTER ROBERT C · CIK 0001167152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,492 shares

Expires 2017-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2007.

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January 06, 2017 Filed Jan 10, 2017 00:22 UTC SaleCommon Stock 10,000 $57.09 $570,850.00
Disclosure

SEC source: 0001127602-17-001405 · form4.xml · nonDerivative · entry 5

BUHRMASTER ROBERT C · CIK 0001167152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,304.703

F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $57.05 to $57.155, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.