Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DONALDSON Co INCDCI · Entity 8785 | Director | January 03, 2022 | January 05, 2022 |
| TORO COTTC · Entity 2699 | Director · Chairman of the Board | September 21, 2017 | September 29, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DONALDSON Co INC
Report date January 03, 2022 · Filed January 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 65,543 |
Reported balance
After 2022-01-03 transaction · row 1
1 source rowRow 1 · 2022-01-03 · Grant · Acquired 1,200 · Balance 65,543 |
| Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $58.64 · Expires 2032-01-03 | Direct | 4,700 |
Reported balance
After 2022-01-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-01-03 · Grant · Acquired 4,700 · Balance 4,700 F1: The option vests in three equal annual installments beginning on January 3, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: The option vests in three equal annual installments beginning on January 3, 2023.
TORO CO
Report date September 21, 2017 · Filed September 29, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,197,186 |
Reported balance
After 2017-09-21 transaction · row 1
1 source rowRow 1 · 2017-09-21 · Gift · Disposed 2,303 · Balance 1,197,186 |
| Common StockSEC Table I · non-derivative | IndirectBy Son | 40 |
Reported balance
Holding disclosure · report date 2017-09-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Michael J. Hoffman Irrevocable Lifetime Family Trust | 253,182 |
Reported balance
Holding disclosure · report date 2017-09-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 253,182 |
| Common StockSEC Table I · non-derivative | IndirectThe Toro Company Investment, Savings & ESOP | 138,184.737 |
Reported balance
Holding disclosure · report date 2017-09-21 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 138,184.737 F1: Includes 723.901 net shares acquired by the reporting person under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP since the date of his last report, less quarterly non-discretionary administrative fees. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 723.901 net shares acquired by the reporting person under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP since the date of his last report, less quarterly non-discretionary administrative fees.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Advanced Disposal Services, Inc.
Report date October 30, 2020 · Filed October 30, 2020
Section 16 reporting ended · disclosed 2020-10-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-10-30 transaction · row 1
1 source rowRow 1 · 2020-10-30 · Disposition to issuer · Disposed 12,696 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020). At the effective time of the merger: (a) each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (i) the number of shares of Common Stock held by the Reporting Person at such time and (ii) $30.30; and (b) each unvested restricted share award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares subject to such restricted share award and (ii) $30.30. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020). At the effective time of the merger: (a) each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (i) the number of shares of Common Stock held by the Reporting Person at such time and (ii) $30.30; and (b) each unvested restricted share award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares subject to such restricted share award and (ii) $30.30.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 5, 2022 20:52 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock · Derivative | 4,700 | $0.00 Strike: $58.64 | $0.00 |
DisclosureSEC source: 0000029644-22-000006 · wf-form4_164141595463976.xml · derivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,700 Underlying: Common Stock · 4,700 shares Expires 2032-01-03 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 3, 2023. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 20:52 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000029644-22-000006 · wf-form4_164141595463976.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,543 Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 16:27 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionStock Option (right to buy) · Derivative | 14,400 | $0.00 Strike: $34.21 | $0.00 |
DisclosureSEC source: 0001615216-21-000020 · edgar.xml · derivative · entry 3 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,400 shares Expires 2022-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 16:27 UTC | DONALDSON Co INC DCI · Entity 8785 | SaleCommon Stock | 14,400 | $63.71 | $917,424.00 |
DisclosureSEC source: 0001615216-21-000020 · edgar.xml · nonDerivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,015 F1 · price: Reflects the weighted average price of 14,400 shares of common stock of Donaldson Company, Inc. sold by the reporting person in multiple transactions on June 3, 2021 with sale prices ranging from $63.54 to $63.91 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 03, 2021 Filed Jun 4, 2021 16:27 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionCommon Stock | 14,400 | $34.21 | $492,624.00 |
DisclosureSEC source: 0001615216-21-000020 · edgar.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,415 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:24 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantStock Option (right to buy) · Derivative | 5,600 | $0.00 Strike: $54.92 | $0.00 |
DisclosureSEC source: 0001615216-21-000003 · edgar.xml · derivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 Underlying: Common Stock · 5,600 shares Expires 2031-01-04 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 4, 2022. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 19:24 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001615216-21-000003 · edgar.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,890 Read SEC document |
| October 30, 2020 Filed Oct 30, 2020 17:08 UTC | Advanced Disposal Services, Inc. ADSW · Entity 145638 | Disposition to issuerCommon Stock | 12,696 | $30.30 | $384,688.80 |
DisclosureSEC source: 0000947871-20-000844 · ownership.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020). At the effective time of the merger: (a) each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (i) the number of shares of Common Stock held by the Reporting Person at such time and (ii) $30.30; and (b) each unvested restricted share award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares subject to such restricted share award and (ii) $30.30. F1 · price: Pursuant to the Agreement and Plan of Merger, entered into on April 14, 2019, by and among the Issuer, Waste Management, Inc. and Everglades Merger Sub Inc. (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on April 15, 2019), as amended by that certain Amendment No. 1, dated as of June 24, 2020 (filed as Exhibit 2.1 to the Form 8-K filed with the Securities and Exchange Commission on June 24, 2020). At the effective time of the merger: (a) each outstanding share of Common Stock was cancelled and thereafter entitled the Reporting Person to receive a cash payment equal to the product of (i) the number of shares of Common Stock held by the Reporting Person at such time and (ii) $30.30; and (b) each unvested restricted share award vested in full and was cancelled and thereafter entitled the Reporting Person to receive a cash payment, net of taxes, equal to the product of (i) the number of shares subject to such restricted share award and (ii) $30.30. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 13:02 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionStock Option (right to buy) · Derivative | 14,400 | $0.00 Strike: $29.50 | $0.00 |
DisclosureSEC source: 0001615216-20-000024 · edgar.xml · derivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,400 shares Expires 2021-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 13:02 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionCommon Stock | 14,400 | $29.50 | $424,800.00 |
DisclosureSEC source: 0001615216-20-000024 · edgar.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 19:00 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantStock Option (right to buy) · Derivative | 5,600 | $0.00 Strike: $57.98 | $0.00 |
DisclosureSEC source: 0001615216-20-000011 · edgar.xml · derivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,600 Underlying: Common Stock · 5,600 shares Expires 2030-01-02 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2021. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 19:00 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001615216-20-000011 · edgar.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,614 Read SEC document |
| December 06, 2019 Filed Dec 6, 2019 19:57 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionStock Option (right to buy) · Derivative | 14,400 | $0.00 Strike: $21.44 | $0.00 |
DisclosureSEC source: 0001615216-19-000072 · edgar.xml · derivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,400 shares Expires 2020-01-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2019 Filed Dec 6, 2019 19:57 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionCommon Stock | 14,400 | $21.44 | $308,736.00 |
DisclosureSEC source: 0001615216-19-000072 · edgar.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,304 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 18:48 UTC | Advanced Disposal Services, Inc. ADSW · Entity 145638 | GrantCommon Stock | 3,747 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-19-000153 · ownership.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,696 F1 · kind: This restricted stock award is scheduled to vest in full on the third anniversary of the date of grant (the date of grant being 02/25/2019). F1 · price: This restricted stock award is scheduled to vest in full on the third anniversary of the date of grant (the date of grant being 02/25/2019). Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:26 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantStock Option (right to buy) · Derivative | 6,800 | $0.00 Strike: $43.02 | $0.00 |
DisclosureSEC source: 0001615216-19-000003 · edgar.xml · derivative · entry 3 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,800 Underlying: Common Stock · 6,800 shares Expires 2029-01-02 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2020. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:26 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001615216-19-000003 · edgar.xml · nonDerivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,519 Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 19:26 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 349 | $43.02 | $15,013.98 |
DisclosureSEC source: 0001615216-19-000003 · edgar.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,919 Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 13:13 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,400 | $0.00 Strike: $17.04 | $0.00 |
DisclosureSEC source: 0001615216-18-000050 · edgar.xml · derivative · entry 3 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,400 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 13:13 UTC | DONALDSON Co INC DCI · Entity 8785 | SaleCommon Stock | 14,400 | $44.70 | $643,680.00 |
DisclosureSEC source: 0001615216-18-000050 · edgar.xml · nonDerivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,316 Read SEC document |
| July 05, 2018 Filed Jul 6, 2018 13:13 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionCommon Stock | 14,400 | $17.04 | $245,376.00 |
DisclosureSEC source: 0001615216-18-000050 · edgar.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 19:33 UTC | Advanced Disposal Services, Inc. ADSW · Entity 145638 | GrantCommon Stock | 4,513 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000947871-18-000202 · ss81892_4.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,949 F1 · kind: This restricted stock award is scheduled to vest in full on the third anniversary of the date of grant (the date of grant being 02/26/2018). F1 · price: This restricted stock award is scheduled to vest in full on the third anniversary of the date of grant (the date of grant being 02/26/2018). Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:20 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantEmployee Stock Option (right to buy) · Derivative | 6,600 | $0.00 Strike: $48.96 | $0.00 |
DisclosureSEC source: 0001615216-18-000003 · edgar.xml · derivative · entry 3 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,600 Underlying: Common Stock · 6,600 shares Expires 2028-01-02 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 2, 2019. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:20 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 1,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001615216-18-000003 · edgar.xml · nonDerivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,088 Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 17:20 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 307 | $48.96 | $15,030.72 |
DisclosureSEC source: 0001615216-18-000003 · edgar.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,688 Read SEC document |
| November 03, 2017 Filed Nov 3, 2017 18:09 UTC | Advanced Disposal Services, Inc. ADSW · Entity 145638 | GrantCommon Stock | 4,436 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000877 · ss66163_4.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,436 F1 · kind: This restricted stock award is scheduled to vest in full on the third anniversary of the date of grant (the date of grant being 11/03/2017). Read SEC document |
| September 21, 2017 Filed Sep 29, 2017 16:56 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 2,303 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-028469 · form4.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197,186 Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 12:52 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,400 | $0.00 Strike: $22.77 | $0.00 |
DisclosureSEC source: 0001615216-17-000024 · edgar.xml · derivative · entry 3 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,400 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 12:52 UTC | DONALDSON Co INC DCI · Entity 8785 | SaleCommon Stock | 14,400 | $46.84 | $674,496.00 |
DisclosureSEC source: 0001615216-17-000024 · edgar.xml · nonDerivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,073 Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 12:52 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionCommon Stock | 14,400 | $22.77 | $327,888.00 |
DisclosureSEC source: 0001615216-17-000024 · edgar.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:25 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 71,360 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001127602-17-013921 · form4.xml · derivative · entry 9 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,360 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:25 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 72,217 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001127602-17-013921 · form4.xml · derivative · entry 8 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,360 Underlying: Common Stock · 72,217 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:25 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 71,360 | $62.77 | $4,479,409.92 |
DisclosureSEC source: 0001127602-17-013921 · form4.xml · nonDerivative · entry 4 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,489 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $62.68 to $63.38, inclusive. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:25 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 71,360 | $7.16 | $510,580.80 |
DisclosureSEC source: 0001127602-17-013921 · form4.xml · nonDerivative · entry 3 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:25 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 72,217 | $62.51 | $4,514,068.02 |
DisclosureSEC source: 0001127602-17-013921 · form4.xml · nonDerivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,489 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $62.25 to $62.67, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:25 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 72,217 | $7.16 | $516,712.64 |
DisclosureSEC source: 0001127602-17-013921 · form4.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:33 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 40,823 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001127602-17-010183 · form4.xml · derivative · entry 9 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,577 Underlying: Common Stock · 40,823 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:33 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 40,823 | $60.65 | $2,475,792.48 |
DisclosureSEC source: 0001127602-17-010183 · form4.xml · nonDerivative · entry 4 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,489 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.50 to $61.07, inclusive. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 21:33 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 40,823 | $7.16 | $292,088.57 |
DisclosureSEC source: 0001127602-17-010183 · form4.xml · nonDerivative · entry 3 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:33 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 184,400 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001127602-17-010183 · form4.xml · derivative · entry 8 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,400 Underlying: Common Stock · 184,400 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:33 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 184,400 | $61.07 | $11,261,861.20 |
DisclosureSEC source: 0001127602-17-010183 · form4.xml · nonDerivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,489 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.92 to $61.34, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:33 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 184,400 | $7.16 | $1,319,382.00 |
DisclosureSEC source: 0001127602-17-010183 · form4.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:42 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantEmployee Stock Option (right to buy) · Derivative | 13,200 | $0.00 Strike: $42.26 | $0.00 |
DisclosureSEC source: 0001615216-17-000003 · edgar.xml · derivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,200 Underlying: Common Stock · 13,200 shares Expires 2027-01-03 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 3, 2018. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 16:42 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 356 | $42.08 | $14,980.48 |
DisclosureSEC source: 0001615216-17-000003 · edgar.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,969 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:56 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 44,200 | $0.00 Strike: $56.54 | $0.00 |
DisclosureSEC source: 0001127602-16-069720 · form4.xml · derivative · entry 6 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,200 Underlying: Common Stock · 44,200 shares Expires 2026-12-09 F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:56 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 25,918 | $57.79 | $1,497,801.22 |
DisclosureSEC source: 0001127602-16-069720 · form4.xml · nonDerivative · entry 2 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199,489 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:56 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 53,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069720 · form4.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,407 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2014 to Fiscal 2016 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, (the "Amended and Restated 2010 Plan") as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 6, 2016, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2016 financial results that were released on December 8, 2016. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan. F2 · balance_after: Includes 2,232.793 shares of common stock acquired by the reporting person under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan (a "DRIP") since the date of his last report, less an account adjustment of 0.583 shares. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 20:35 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 3,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063545 · form4.xml · nonDerivative · entry 1 HOFFMAN MICHAEL J · CIK 0001167147 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,169,403.79 F1 · balance_after: On September 16, 2016, the common stock of the issuer split two-for-one (the "Stock Split"), resulting in the reporting person's ownership of 585,098.697 additional shares of common stock and 2,346.396 post-split shares of common stock acquired under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan (the "DRIP") since the date of his last report. All future Form 4 and 5 filings made by the reporting person will include adjustments, as necessary, to reflect the Stock Split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.