Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORO COTTC · Entity 2699 | VP, Irrig. & Lighting Business | August 28, 2018 | August 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORO CO
Report date August 28, 2018 · Filed August 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 168,962 |
Ending reported balance
After 2018-08-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-08-28 · Gift · Disposed 170 · Balance 168,962 Row 2 · 2018-08-28 · Exercise / conversion · Acquired 17,000 · Balance 185,962 Row 3 · 2018-08-28 · Sale · Disposed 17,000 · Balance 168,962 F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $61.02 to $61.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $10.18 · Expires 2019-12-01 | Direct | 17,000 |
Reported balance
After 2018-08-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-08-28 · Exercise / conversion · Disposed 17,000 · Balance 17,000 F4: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009. |
| Common StockSEC Table I · non-derivative | IndirectThe Toro Company Investment, Savings & ESOP | 81,206.475 |
Reported balance
Holding disclosure · report date 2018-08-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 81,206.475 F2: Includes the following shares of common stock acquired by the reporting person since the date of his last report: 766.598 net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less quarterly non-discretionary administrative fees; and 65.983 shares acquired through issuer annual investment fund contributions to the IS&ESOP. |
| Performance Share UnitsSEC Table I · non-derivative | Direct | 35,552.173 |
Reported balance
Holding disclosure · report date 2018-08-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 35,552.173 F3: Includes 337.188 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $61.02 to $61.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: Includes the following shares of common stock acquired by the reporting person since the date of his last report: 766.598 net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less quarterly non-discretionary administrative fees; and 65.983 shares acquired through issuer annual investment fund contributions to the IS&ESOP.
F3: Includes 337.188 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers.
F4: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2018 Filed Aug 29, 2018 21:18 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 17,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-18-026471 · form4.xml · derivative · entry 6 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 Underlying: Common Stock · 17,000 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:18 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 17,000 | $61.09 | $1,038,479.00 |
DisclosureSEC source: 0001127602-18-026471 · form4.xml · nonDerivative · entry 3 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,962 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $61.02 to $61.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:18 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 17,000 | $10.18 | $173,102.50 |
DisclosureSEC source: 0001127602-18-026471 · form4.xml · nonDerivative · entry 2 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:18 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026471 · form4.xml · nonDerivative · entry 1 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,962 Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 18:50 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 6,100 | $0.00 Strike: $65.93 | $0.00 |
DisclosureSEC source: 0001127602-17-034315 · form4.xml · derivative · entry 5 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,100 Underlying: Common Stock · 6,100 shares Expires 2027-12-08 F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 18:50 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,900 | $65.50 | $124,450.00 |
DisclosureSEC source: 0001127602-17-034315 · form4.xml · nonDerivative · entry 2 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,132 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 18:50 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 3,641 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034315 · form4.xml · nonDerivative · entry 1 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,032 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2015 to Fiscal 2017 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"), as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 5, 2017, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2017 financial results that were released on December 7, 2017. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:43 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 20,000 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001127602-17-013417 · form4.xml · derivative · entry 5 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:43 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 20,000 | $62.73 | $1,254,680.00 |
DisclosureSEC source: 0001127602-17-013417 · form4.xml · nonDerivative · entry 2 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,391 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $62.615 to $62.851, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 30, 2017 Filed Mar 31, 2017 20:43 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 20,000 | $7.16 | $143,100.00 |
DisclosureSEC source: 0001127602-17-013417 · form4.xml · nonDerivative · entry 1 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:32 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 9,900 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001127602-17-013280 · form4.xml · derivative · entry 5 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 9,900 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:32 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 9,900 | $61.50 | $608,850.00 |
DisclosureSEC source: 0001127602-17-013280 · form4.xml · nonDerivative · entry 2 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,391 Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 20:32 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 9,900 | $7.16 | $70,834.50 |
DisclosureSEC source: 0001127602-17-013280 · form4.xml · nonDerivative · entry 1 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:25 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 100 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001127602-17-013022 · form4.xml · derivative · entry 6 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,900 Underlying: Common Stock · 100 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008. Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:25 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 100 | $61.50 | $6,150.00 |
DisclosureSEC source: 0001127602-17-013022 · form4.xml · nonDerivative · entry 3 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,391 Read SEC document |
| March 24, 2017 Filed Mar 28, 2017 20:25 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 100 | $7.16 | $715.50 |
DisclosureSEC source: 0001127602-17-013022 · form4.xml · nonDerivative · entry 2 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2017 Filed Mar 28, 2017 20:25 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013022 · form4.xml · nonDerivative · entry 1 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,391 Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:34 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 7,600 | $0.00 Strike: $7.16 | $0.00 |
DisclosureSEC source: 0001127602-16-071022 · form4.xml · derivative · entry 6 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 7,600 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:34 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 7,600 | $56.50 | $429,400.00 |
DisclosureSEC source: 0001127602-16-071022 · form4.xml · nonDerivative · entry 3 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,576 Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:34 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 7,600 | $7.16 | $54,378.00 |
DisclosureSEC source: 0001127602-16-071022 · form4.xml · nonDerivative · entry 2 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,176 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:34 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 1,735 | $56.39 | $97,843.59 |
DisclosureSEC source: 0001127602-16-071022 · form4.xml · nonDerivative · entry 1 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,576 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:32 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 8,200 | $0.00 Strike: $56.54 | $0.00 |
DisclosureSEC source: 0001127602-16-069691 · form4.xml · derivative · entry 5 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,200 Underlying: Common Stock · 8,200 shares Expires 2026-12-09 F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:32 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,045 | $57.79 | $60,390.55 |
DisclosureSEC source: 0001127602-16-069691 · form4.xml · nonDerivative · entry 2 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,311 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:32 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 2,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069691 · form4.xml · nonDerivative · entry 1 BURKART PHILIP A · CIK 0001167143 · VP, Irrig. & Lighting Business 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,356 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2014 to Fiscal 2016 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, (the "Amended and Restated 2010 Plan") as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 6, 2016, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2016 financial results that were released on December 8, 2016. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan. F2 · balance_after: On September 16, 2016, the common stock of the issuer split two-for-one (the "Stock Split"), resulting in the reporting person's ownership of 83,788 additional shares of common stock. All future Form 4 and 5 filings made by the reporting person will include adjustments, as necessary, to reflect the Stock Split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.