Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORO COTTC · Entity 2699 | Director | December 21, 2020 | December 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORO CO
Report date December 21, 2020 · Filed December 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 52,827 |
Ending reported balance
After 2020-12-21 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2020-12-21 · Exercise / conversion · Acquired 5,038 · Balance 57,865 Row 2 · 2020-12-21 · Sale · Disposed 4,144 · Balance 53,721 F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $92.97 to $93.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 3 · 2020-12-21 · Sale · Disposed 894 · Balance 52,827 F2: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $94.08 to $94.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 4 · 2020-12-21 · Exercise / conversion · Acquired 5,192 · Balance 58,019 Row 5 · 2020-12-21 · Sale · Disposed 4,300 · Balance 53,719 F3: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $92.94 to $93.935, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Row 6 · 2020-12-21 · Sale · Disposed 892 · Balance 52,827 F4: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $93.96 to $94.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $37.67 · Expires 2025-11-02 | Direct | 0 |
Reported balance
After 2020-12-21 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-12-21 · Exercise / conversion · Disposed 5,038 · Balance 0 F5: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2015. |
| Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $30.86 · Expires 2024-11-03 | Direct | 0 |
Reported balance
After 2020-12-21 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-12-21 · Exercise / conversion · Disposed 5,192 · Balance 0 F6: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 3, 2014. |
| Common Stock UnitsSEC Table I · non-derivative | Direct | 5,773.96 |
Reported balance
Holding disclosure · report date 2020-12-21 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 5,773.96 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $92.97 to $93.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $94.08 to $94.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $92.94 to $93.935, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $93.96 to $94.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2015.
F6: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 3, 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2020 Filed Dec 23, 2020 18:44 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 5,192 | $0.00 Strike: $30.86 | $0.00 |
DisclosureSEC source: 0001127602-20-032274 · form4.xml · derivative · entry 9 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,192 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 3, 2014. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:44 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 5,038 | $0.00 Strike: $37.67 | $0.00 |
DisclosureSEC source: 0001127602-20-032274 · form4.xml · derivative · entry 8 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,038 shares Expires 2025-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2015. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:44 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 892 | $94.28 | $84,099.54 |
DisclosureSEC source: 0001127602-20-032274 · form4.xml · nonDerivative · entry 6 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,827 F4 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $93.96 to $94.42, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:44 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 4,300 | $93.40 | $401,600.65 |
DisclosureSEC source: 0001127602-20-032274 · form4.xml · nonDerivative · entry 5 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,719 F3 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $92.94 to $93.935, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:44 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 5,192 | $30.86 | $160,225.12 |
DisclosureSEC source: 0001127602-20-032274 · form4.xml · nonDerivative · entry 4 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:44 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 894 | $94.24 | $84,254.94 |
DisclosureSEC source: 0001127602-20-032274 · form4.xml · nonDerivative · entry 3 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,827 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $94.08 to $94.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:44 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 4,144 | $93.42 | $387,116.73 |
DisclosureSEC source: 0001127602-20-032274 · form4.xml · nonDerivative · entry 2 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,721 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $92.97 to $93.94, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 18:44 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 5,038 | $37.67 | $189,781.46 |
DisclosureSEC source: 0001127602-20-032274 · form4.xml · nonDerivative · entry 1 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:19 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 3,201 | $0.00 Strike: $83.12 | $0.00 |
DisclosureSEC source: 0001127602-20-028153 · form4.xml · derivative · entry 3 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,201 Underlying: Common Stock · 3,201 shares Expires 2030-11-02 F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2020. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:19 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028153 · form4.xml · nonDerivative · entry 1 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,827 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:11 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 3,521 | $0.00 Strike: $77.64 | $0.00 |
DisclosureSEC source: 0001127602-19-031816 · form4.xml · derivative · entry 3 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,521 Underlying: Common Stock · 3,521 shares Expires 2029-11-01 F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 17:11 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 892 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031816 · form4.xml · nonDerivative · entry 1 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,020 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 18:49 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 4,482 | $0.00 Strike: $58.63 | $0.00 |
DisclosureSEC source: 0001127602-18-031801 · form4.xml · derivative · entry 3 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,482 Underlying: Common Stock · 4,482 shares Expires 2028-11-01 F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 18:49 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031801 · form4.xml · nonDerivative · entry 1 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,128 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 15:07 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 3,846 | $0.00 Strike: $63.14 | $0.00 |
DisclosureSEC source: 0001127602-17-031140 · form4.xml · derivative · entry 3 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,846 Underlying: Common Stock · 3,846 shares Expires 2027-11-01 F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 15:07 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 932 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-031140 · form4.xml · nonDerivative · entry 1 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,119 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:04 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 5,104 | $0.00 Strike: $29.23 | $0.00 |
DisclosureSEC source: 0001127602-17-009311 · form4.xml · derivative · entry 8 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,104 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2013. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:04 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 6,842 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001127602-17-009311 · form4.xml · derivative · entry 7 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,842 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2012. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:04 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 2,472 | $60.51 | $149,570.83 |
DisclosureSEC source: 0001127602-17-009311 · form4.xml · nonDerivative · entry 5 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,187 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:04 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 5,104 | $29.23 | $149,189.92 |
DisclosureSEC source: 0001127602-17-009311 · form4.xml · nonDerivative · entry 4 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:04 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 2,451 | $60.36 | $147,942.36 |
DisclosureSEC source: 0001127602-17-009311 · form4.xml · nonDerivative · entry 3 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,555 Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:04 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 6,842 | $21.56 | $147,479.31 |
DisclosureSEC source: 0001127602-17-009311 · form4.xml · nonDerivative · entry 2 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,006 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:04 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009311 · form4.xml · nonDerivative · entry 1 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,164 Read SEC document |
| December 19, 2016 Filed Jan 10, 2017 23:40 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001474 · form4.xml · nonDerivative · entry 1 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,164 Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:58 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 4,951 | $0.00 Strike: $47.17 | $0.00 |
DisclosureSEC source: 0001127602-16-066079 · form4.xml · derivative · entry 3 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,951 Underlying: Common Stock · 4,951 shares Expires 2026-11-01 F4 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2016 Filed Nov 3, 2016 20:58 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 1,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-066079 · form4.xml · nonDerivative · entry 1 STEINHAFEL GREGG W · CIK 0001201729 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,164 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended (the "Amended and Restated 2010 Plan"). F2 · balance_after: On September 16, 2016, the common stock of the issuer split two-for-one (the "Stock Split"), resulting in the reporting person's ownership of 27,948 additional shares of common stock. All future Form 4 and 5 filings made by the reporting person will include adjustments, as necessary, to reflect the Stock Split. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.