Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORO COTTC · Entity 2699 | VP, Secretary, General Counsel | December 18, 2019 | December 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORO CO
Report date December 18, 2019 · Filed December 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,912 |
Ending reported balance
After 2019-12-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-18 · Grant · Acquired 7,079 · Balance 7,079 F1: Represents the payout of a Performance Share Award for the Fiscal 2017 to Fiscal 2019 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"), as approved by the Issuer's Compensation & Human Resources Committee of its Board of Directors on December 3, 2019, and which was conditioned upon and subject to confirmation by the Issuer's Fiscal 2019 financial results that were released on December 18, 2019. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan. Row 2 · 2019-12-18 · Tax withholding · Disposed 2,167 · Balance 4,912 |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 309.63 |
Reported balance
Holding disclosure · report date 2019-12-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 309.63 F2: Includes 4.134 shares of common stock acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectThe Toro Company Investment, Savings & ESOP | 53.567 |
Reported balance
Holding disclosure · report date 2019-12-18 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 53.567 F3: Includes the following shares of common stock acquired by the reporting person since the date of his last report: 0.507 net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less quarterly non-discretionary administrative fees; and 53.06 shares acquired through Issuer annual investment fund contributions to the IS&ESOP. |
| Performance Share UnitsSEC Table I · non-derivative | Direct | 109,805.537 |
Reported balance
Holding disclosure · report date 2019-12-18 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 109,805.537 F4: Includes 1,464.842 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the payout of a Performance Share Award for the Fiscal 2017 to Fiscal 2019 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"), as approved by the Issuer's Compensation & Human Resources Committee of its Board of Directors on December 3, 2019, and which was conditioned upon and subject to confirmation by the Issuer's Fiscal 2019 financial results that were released on December 18, 2019. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan.
F2: Includes 4.134 shares of common stock acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan.
F3: Includes the following shares of common stock acquired by the reporting person since the date of his last report: 0.507 net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less quarterly non-discretionary administrative fees; and 53.06 shares acquired through Issuer annual investment fund contributions to the IS&ESOP.
F4: Includes 1,464.842 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of The Toro Company Deferred Compensation Plan for Officers.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2019 Filed Dec 20, 2019 19:25 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 2,167 | $75.75 | $164,150.25 |
DisclosureSEC source: 0001127602-19-035626 · form4.xml · nonDerivative · entry 2 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,912 Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 19:25 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 7,079 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-035626 · form4.xml · nonDerivative · entry 1 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,079 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2017 to Fiscal 2019 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"), as approved by the Issuer's Compensation & Human Resources Committee of its Board of Directors on December 3, 2019, and which was conditioned upon and subject to confirmation by the Issuer's Fiscal 2019 financial results that were released on December 18, 2019. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 21:50 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 21,600 | $0.00 Strike: $58.53 | $0.00 |
DisclosureSEC source: 0001127602-18-035698 · form4.xml · derivative · entry 3 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,600 Underlying: Common Stock · 21,600 shares Expires 2028-12-07 F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 06, 2018 Filed Dec 10, 2018 21:50 UTC | TORO CO TTC · Entity 2699 | GrantPerformance Share Units | 7,789 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035698 · form4.xml · nonDerivative · entry 1 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,340.695 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2016 to Fiscal 2018 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 4, 2018, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2018 financial results that were released on December 6, 2018. The reporting person has deferred the payout of his Performance Share Award under The Toro Company Deferred Compensation Plan for Officers (the "Deferred Plan") and, accordingly, the reporting person's Performance Share Award is paid in performance share units under the Deferred Plan. F2 · balance_after: Includes 352.383 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of the Deferred Plan. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:30 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 44,800 | $0.00 Strike: $14.11 | $0.00 |
DisclosureSEC source: 0001127602-18-026477 · form4.xml · derivative · entry 6 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,800 shares Expires 2021-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 7, 2011. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:30 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 44,800 | $61.02 | $2,733,561.60 |
DisclosureSEC source: 0001127602-18-026477 · form4.xml · nonDerivative · entry 3 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $61.00 to $61.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:30 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 44,800 | $14.11 | $632,240.00 |
DisclosureSEC source: 0001127602-18-026477 · form4.xml · nonDerivative · entry 2 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:30 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 125.259 | $61.03 | $7,644.56 |
DisclosureSEC source: 0001127602-18-026477 · form4.xml · nonDerivative · entry 1 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · The Toro Company Investment, Savings & ESOP Disclosed balance after: 0 F1 · shares: Includes the following shares of common stock acquired by the reporting person since the date of his last report: 0.988 net shares acquired under the dividend reinvestment feature of The Toro Company Investment, Savings & ESOP (the "IS&ESOP") less quarterly non-discretionary administrative fees; and 62.678 shares acquired through issuer annual investment fund contributions to and revenue credit allocations in the IS&ESOP. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 21:50 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 21,775 | $0.00 Strike: $15.88 | $0.00 |
DisclosureSEC source: 0001127602-18-001393 · form4.xml · derivative · entry 9 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,775 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 21:50 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 21,775 | $66.06 | $1,438,456.50 |
DisclosureSEC source: 0001127602-18-001393 · form4.xml · nonDerivative · entry 4 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $66.01 to $66.171, inclusive. Read SEC document |
| January 05, 2018 Filed Jan 8, 2018 21:50 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 21,775 | $15.88 | $345,787.00 |
DisclosureSEC source: 0001127602-18-001393 · form4.xml · nonDerivative · entry 3 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,775 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 21:50 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 24,225 | $0.00 Strike: $15.88 | $0.00 |
DisclosureSEC source: 0001127602-18-001393 · form4.xml · derivative · entry 8 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,775 Underlying: Common Stock · 24,225 shares Expires 2020-12-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 21:50 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 24,225 | $66.09 | $1,600,933.35 |
DisclosureSEC source: 0001127602-18-001393 · form4.xml · nonDerivative · entry 2 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $66.00 to $66.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 21:50 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 24,225 | $15.88 | $384,693.00 |
DisclosureSEC source: 0001127602-18-001393 · form4.xml · nonDerivative · entry 1 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 19:20 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 19,000 | $0.00 Strike: $65.93 | $0.00 |
DisclosureSEC source: 0001127602-17-034325 · form4.xml · derivative · entry 4 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,000 Underlying: Common Stock · 19,000 shares Expires 2027-12-08 F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 19:20 UTC | TORO CO TTC · Entity 2699 | GrantPerformance Share Units | 9,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034325 · form4.xml · nonDerivative · entry 1 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,248.99 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2015 to Fiscal 2017 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 5, 2017, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2017 financial results that were released on December 7, 2017. The reporting person has deferred the payout of his Performance Share Award under The Toro Company Deferred Compensation Plan for Officers (the "Deferred Plan") and, accordingly, the reporting person's Performance Share Award is paid in performance share units under the Deferred Plan. F2 · balance_after: Includes 715.352 performance share units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of the Deferred Plan. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:56 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 64,000 | $0.00 Strike: $10.18 | $0.00 |
DisclosureSEC source: 0001127602-17-009298 · form4.xml · derivative · entry 5 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,000 shares Expires 2019-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:56 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 64,000 | $60.39 | $3,865,024.00 |
DisclosureSEC source: 0001127602-17-009298 · form4.xml · nonDerivative · entry 2 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.24 to $60.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 21:56 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 64,000 | $10.18 | $651,680.00 |
DisclosureSEC source: 0001127602-17-009298 · form4.xml · nonDerivative · entry 1 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:21 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 309.434 | $55.46 | $17,160.59 |
DisclosureSEC source: 0001127602-16-070035 · form4.xml · nonDerivative · entry 2 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · The Toro Company Investment, Savings & ESOP Disclosed balance after: 0 Read SEC document |
| December 12, 2016 Filed Dec 14, 2016 23:21 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 4,422 | $55.57 | $245,721.70 |
DisclosureSEC source: 0001127602-16-070035 · form4.xml · nonDerivative · entry 1 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $55.46 to $55.66, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 21:42 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 24,300 | $0.00 Strike: $56.54 | $0.00 |
DisclosureSEC source: 0001127602-16-069700 · form4.xml · derivative · entry 6 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,300 Underlying: Common Stock · 24,300 shares Expires 2026-12-09 F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:42 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 4,116 | $57.79 | $237,863.64 |
DisclosureSEC source: 0001127602-16-069700 · form4.xml · nonDerivative · entry 2 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,422 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:42 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 8,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069700 · form4.xml · nonDerivative · entry 1 Dordell Timothy P · CIK 0001377065 · VP, Secretary, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,538 F1 · shares: Represents the payout of a Performance Share Award for the Fiscal 2014 to Fiscal 2016 Performance Period under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated, (the "Amended and Restated 2010 Plan") as approved by the issuer's Compensation & Human Resources Committee of its Board of Directors on December 6, 2016, and which was conditioned upon and subject to confirmation by the issuer's Fiscal 2016 financial results that were released on December 8, 2016. Performance Share Awards are paid in shares of common stock under the Amended and Restated 2010 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.