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TORO CO

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Tapewire entity
2699
SEC CIK
0000737758
Parsed reports
596

Last 12 months

Inside the activity.

1 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202600
Jun 202619
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 09, 2019 Filed Dec 12, 2019 00:02 UTC Exercise / conversionRestricted Stock Units · Derivative 61.258 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034846 · form4.xml · derivative · entry 7

JANEY GREGORY S · CIK 0001796389 · VP, RLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 61.258 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Toro common stock.

F3 · derivative.exercise_date: The restricted stock units and related dividend equivalents vested and became non-forfeitable in three equal annual installments commencing on December 9, 2017, which was the first anniversary of the date of grant.

F3 · derivative.expiration_date: The restricted stock units and related dividend equivalents vested and became non-forfeitable in three equal annual installments commencing on December 9, 2017, which was the first anniversary of the date of grant.

Read SEC document
December 09, 2019 Filed Dec 12, 2019 00:02 UTC Exercise / conversionRestricted Stock Units · Derivative 181.702 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034846 · form4.xml · derivative · entry 6

JANEY GREGORY S · CIK 0001796389 · VP, RLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 181.702 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Toro common stock.

F2 · derivative.exercise_date: The restricted stock units and related dividend equivalents vested and became non-forfeitable in full on December 9, 2019, which is the third anniversary of the date of grant.

F2 · derivative.expiration_date: The restricted stock units and related dividend equivalents vested and became non-forfeitable in full on December 9, 2019, which is the third anniversary of the date of grant.

Read SEC document
December 09, 2019 Filed Dec 12, 2019 00:02 UTC Tax withholdingCommon Stock 19 $78.90 $1,499.10
Disclosure

SEC source: 0001127602-19-034846 · form4.xml · nonDerivative · entry 4

JANEY GREGORY S · CIK 0001796389 · VP, RLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,932.901

Read SEC document
December 09, 2019 Filed Dec 12, 2019 00:02 UTC Exercise / conversionCommon Stock 61.258 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034846 · form4.xml · nonDerivative · entry 3

JANEY GREGORY S · CIK 0001796389 · VP, RLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,951.901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 12, 2019 00:02 UTC Tax withholdingCommon Stock 56 $78.90 $4,418.40
Disclosure

SEC source: 0001127602-19-034846 · form4.xml · nonDerivative · entry 2

JANEY GREGORY S · CIK 0001796389 · VP, RLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890.643

Read SEC document
December 09, 2019 Filed Dec 12, 2019 00:02 UTC Exercise / conversionCommon Stock 181.702 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-034846 · form4.xml · nonDerivative · entry 1

JANEY GREGORY S · CIK 0001796389 · VP, RLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,946.643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:05 UTC GrantNon-Qualified Stock Option · Derivative 3,521 $0.00 Strike: $77.64 $0.00
Disclosure

SEC source: 0001127602-19-031811 · form4.xml · derivative · entry 2

HARMENING JEFFREY L · CIK 0001605892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires 2029-11-01

F2 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:05 UTC GrantCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031811 · form4.xml · nonDerivative · entry 1

HARMENING JEFFREY L · CIK 0001605892 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892

F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan").

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:14 UTC GrantNon-Qualified Stock Option · Derivative 3,521 $0.00 Strike: $77.64 $0.00
Disclosure

SEC source: 0001127602-19-031818 · form4.xml · derivative · entry 2

Vale Michael G. · CIK 0001527527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires 2029-11-01

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:14 UTC GrantCommon Stock Units 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031818 · form4.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,914.619

F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of his stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan.

F2 · balance_after: Includes 13.619 common stock units acquired by the reporting person since the date of his last report under the dividend reinvestment feature of the Deferred Plan.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:11 UTC GrantNon-Qualified Stock Option · Derivative 3,521 $0.00 Strike: $77.64 $0.00
Disclosure

SEC source: 0001127602-19-031816 · form4.xml · derivative · entry 3

STEINHAFEL GREGG W · CIK 0001201729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires 2029-11-01

F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:11 UTC GrantCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031816 · form4.xml · nonDerivative · entry 1

STEINHAFEL GREGG W · CIK 0001201729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,020

F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan").

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:10 UTC GrantNon-Qualified Stock Option · Derivative 3,521 $0.00 Strike: $77.64 $0.00
Disclosure

SEC source: 0001127602-19-031815 · form4.xml · derivative · entry 2

O'Rourke James Calvin · CIK 0001453221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires 2029-11-01

F2 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:10 UTC GrantCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031815 · form4.xml · nonDerivative · entry 1

O'Rourke James Calvin · CIK 0001453221 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,317

F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan").

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:09 UTC GrantNon-Qualified Stock Option · Derivative 3,521 $0.00 Strike: $77.64 $0.00
Disclosure

SEC source: 0001127602-19-031814 · form4.xml · derivative · entry 2

Mullen Joyce A · CIK 0001771398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires 2029-11-01

F2 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:09 UTC GrantCommon Stock Units 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031814 · form4.xml · nonDerivative · entry 1

Mullen Joyce A · CIK 0001771398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892

F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of her stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:07 UTC GrantNon-Qualified Stock Option · Derivative 3,521 $0.00 Strike: $77.64 $0.00
Disclosure

SEC source: 0001127602-19-031813 · form4.xml · derivative · entry 4

KOCH D CHRISTIAN · CIK 0001190801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires 2029-11-01

F2 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:07 UTC GiftCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031813 · form4.xml · nonDerivative · entry 3

KOCH D CHRISTIAN · CIK 0001190801 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Dale Christian Koch Trust

Disclosed balance after: 4,101

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:07 UTC GiftCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031813 · form4.xml · nonDerivative · entry 2

KOCH D CHRISTIAN · CIK 0001190801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 01, 2019 Filed Nov 5, 2019 17:07 UTC GrantCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031813 · form4.xml · nonDerivative · entry 1

KOCH D CHRISTIAN · CIK 0001190801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892

F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan").

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:59 UTC GrantNon-Qualified Stock Option · Derivative 3,521 $0.00 Strike: $77.64 $0.00
Disclosure

SEC source: 0001127602-19-031810 · form4.xml · derivative · entry 3

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires 2029-11-01

F4 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan.

F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:59 UTC GrantCommon Stock Units 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031810 · form4.xml · nonDerivative · entry 1

HARLESS KATHERINE J · CIK 0001167151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,810.186

F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company 2010 Equity and Incentive Plan, as amended (the "2010 Plan"). The reporting person has deferred the payout of her stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan.

F2 · balance_after: Includes 46.796 common stock units acquired by the reporting person since the date of her last report under the dividend reinvestment feature of the Deferred Plan.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:54 UTC GrantNon-Qualified Stock Option · Derivative 3,521 $0.00 Strike: $77.64 $0.00
Disclosure

SEC source: 0001127602-19-031807 · form4.xml · derivative · entry 2

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires 2029-11-01

F2 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan.

F3 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:54 UTC GrantCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031807 · form4.xml · nonDerivative · entry 1

ETTINGER JEFFREY M · CIK 0001192933 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,177

F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan").

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:53 UTC GrantNon-Qualified Stock Option · Derivative 3,521 $0.00 Strike: $77.64 $0.00
Disclosure

SEC source: 0001127602-19-031804 · form4.xml · derivative · entry 3

Ellis Gary Lee · CIK 0001290170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires 2029-11-01

F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:53 UTC GrantCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031804 · form4.xml · nonDerivative · entry 1

Ellis Gary Lee · CIK 0001290170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,645

F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan").

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:52 UTC GrantNon-Qualified Stock Option · Derivative 3,521 $0.00 Strike: $77.64 $0.00
Disclosure

SEC source: 0001127602-19-031803 · form4.xml · derivative · entry 4

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,521

Underlying: Common Stock · 3,521 shares

Expires 2029-11-01

F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan.

F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant.

Read SEC document
November 01, 2019 Filed Nov 5, 2019 16:52 UTC GrantCommon Stock 892 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-031803 · form4.xml · nonDerivative · entry 1

COOPER JANET KATHERINE · CIK 0001122792 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,160

F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan").

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:30 UTC
PETERSON RENEE JVP, Treasurer & CFO
Exercise / conversionNon-Qualified Stock Option · Derivative 51,600 $0.00 Strike: $21.03 $0.00
Disclosure

SEC source: 0001127602-19-028477 · form4.xml · derivative · entry 10

PETERSON RENEE J · CIK 0001528002 · VP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 51,600 shares

Expires 2022-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 11, 2012.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:30 UTC
PETERSON RENEE JVP, Treasurer & CFO
Exercise / conversionNon-Qualified Stock Option · Derivative 26,400 $0.00 Strike: $14.11 $0.00
Disclosure

SEC source: 0001127602-19-028477 · form4.xml · derivative · entry 9

PETERSON RENEE J · CIK 0001528002 · VP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,400 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 7, 2011.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:30 UTC
PETERSON RENEE JVP, Treasurer & CFO
SaleCommon Stock 51,600 $74.02 $3,819,432.00
Disclosure

SEC source: 0001127602-19-028477 · form4.xml · nonDerivative · entry 5

PETERSON RENEE J · CIK 0001528002 · VP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,682.344

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $73.725 to $74.16, inclusive.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:30 UTC
PETERSON RENEE JVP, Treasurer & CFO
Exercise / conversionCommon Stock 51,600 $21.03 $1,085,148.00
Disclosure

SEC source: 0001127602-19-028477 · form4.xml · nonDerivative · entry 4

PETERSON RENEE J · CIK 0001528002 · VP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,282.344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:30 UTC
PETERSON RENEE JVP, Treasurer & CFO
SaleCommon Stock 26,400 $74.10 $1,956,240.00
Disclosure

SEC source: 0001127602-19-028477 · form4.xml · nonDerivative · entry 3

PETERSON RENEE J · CIK 0001528002 · VP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,682.344

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $74.10 to $74.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:30 UTC
PETERSON RENEE JVP, Treasurer & CFO
Exercise / conversionCommon Stock 26,400 $14.11 $372,570.00
Disclosure

SEC source: 0001127602-19-028477 · form4.xml · nonDerivative · entry 2

PETERSON RENEE J · CIK 0001528002 · VP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,082.344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 13, 2019 Filed Sep 16, 2019 20:30 UTC
PETERSON RENEE JVP, Treasurer & CFO
GiftCommon Stock 917 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028477 · form4.xml · nonDerivative · entry 1

PETERSON RENEE J · CIK 0001528002 · VP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,682.344

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:12 UTC
Svendsen Kurt DVP, Information Services
Exercise / conversionNon-Qualified Stock Option · Derivative 4,400 $0.00 Strike: $14.11 $0.00
Disclosure

SEC source: 0001127602-19-028258 · form4.xml · derivative · entry 7

Svendsen Kurt D · CIK 0001581944 · VP, Information Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,400 shares

Expires 2021-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 7, 2011.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:12 UTC
Svendsen Kurt DVP, Information Services
Exercise / conversionNon-Qualified Stock Option · Derivative 3,340 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0001127602-19-028258 · form4.xml · derivative · entry 6

Svendsen Kurt D · CIK 0001581944 · VP, Information Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,340 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in full on the third anniversary of the date of grant, which was December 8, 2010.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:12 UTC
Svendsen Kurt DVP, Information Services
SaleCommon Stock 4,400 $73.39 $322,924.80
Disclosure

SEC source: 0001127602-19-028258 · form4.xml · nonDerivative · entry 4

Svendsen Kurt D · CIK 0001581944 · VP, Information Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,158.398

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $73.14 to $73.63, inclusive.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:12 UTC
Svendsen Kurt DVP, Information Services
Exercise / conversionCommon Stock 4,400 $14.11 $62,095.00
Disclosure

SEC source: 0001127602-19-028258 · form4.xml · nonDerivative · entry 3

Svendsen Kurt D · CIK 0001581944 · VP, Information Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,558.398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:12 UTC
Svendsen Kurt DVP, Information Services
SaleCommon Stock 3,340 $73.69 $246,124.60
Disclosure

SEC source: 0001127602-19-028258 · form4.xml · nonDerivative · entry 2

Svendsen Kurt D · CIK 0001581944 · VP, Information Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,158.398

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $73.56 to $73.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
September 10, 2019 Filed Sep 12, 2019 21:12 UTC
Svendsen Kurt DVP, Information Services
Exercise / conversionCommon Stock 3,340 $15.88 $53,039.20
Disclosure

SEC source: 0001127602-19-028258 · form4.xml · nonDerivative · entry 1

Svendsen Kurt D · CIK 0001581944 · VP, Information Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,498.398

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 10, 2019 Filed Sep 12, 2019 21:08 UTC
Rodier Richard WGroup VP, Construction Bus.
Exercise / conversionNon-Qualified Stock Option · Derivative 3,000 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0001127602-19-028256 · form4.xml · derivative · entry 6

Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

Underlying: Common Stock · 3,000 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010.

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September 10, 2019 Filed Sep 12, 2019 21:08 UTC
Rodier Richard WGroup VP, Construction Bus.
SaleCommon Stock 3,000 $72.83 $218,478.00
Disclosure

SEC source: 0001127602-19-028256 · form4.xml · nonDerivative · entry 3

Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,295

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $72.65 to $73.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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September 10, 2019 Filed Sep 12, 2019 21:08 UTC
Rodier Richard WGroup VP, Construction Bus.
Exercise / conversionCommon Stock 3,000 $15.88 $47,640.00
Disclosure

SEC source: 0001127602-19-028256 · form4.xml · nonDerivative · entry 2

Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 10, 2019 Filed Sep 12, 2019 21:08 UTC
Rodier Richard WGroup VP, Construction Bus.
GiftCommon Stock 2,100 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-028256 · form4.xml · nonDerivative · entry 1

Rodier Richard W · CIK 0001310825 · Group VP, Construction Bus.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,295

Read SEC document
August 30, 2019 Filed Sep 3, 2019 21:33 UTC
HAMILTON BRADLEY AGroup VP, Comm, Intl & Irrig
Exercise / conversionNon-Qualified Stock Option · Derivative 3,340 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0001127602-19-027783 · form4.xml · derivative · entry 8

HAMILTON BRADLEY A · CIK 0001687576 · Group VP, Comm, Intl & Irrig

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,340 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010.

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August 30, 2019 Filed Sep 3, 2019 21:33 UTC
HAMILTON BRADLEY AGroup VP, Comm, Intl & Irrig
Exercise / conversionNon-Qualified Stock Option · Derivative 3,340 $0.00 Strike: $15.88 $0.00
Disclosure

SEC source: 0001127602-19-027783 · form4.xml · derivative · entry 7

HAMILTON BRADLEY A · CIK 0001687576 · Group VP, Comm, Intl & Irrig

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,340 shares

Expires 2020-12-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in full on the third anniversary of the date of grant, which was December 8, 2010.

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August 30, 2019 Filed Sep 3, 2019 21:33 UTC
HAMILTON BRADLEY AGroup VP, Comm, Intl & Irrig
SaleCommon Stock 3,340 $72.04 $240,606.92
Disclosure

SEC source: 0001127602-19-027783 · form4.xml · nonDerivative · entry 4

HAMILTON BRADLEY A · CIK 0001687576 · Group VP, Comm, Intl & Irrig

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850.72

F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $71.90 to $72.37, inclusive.

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August 30, 2019 Filed Sep 3, 2019 21:33 UTC
HAMILTON BRADLEY AGroup VP, Comm, Intl & Irrig
Exercise / conversionCommon Stock 3,340 $15.88 $53,039.20
Disclosure

SEC source: 0001127602-19-027783 · form4.xml · nonDerivative · entry 3

HAMILTON BRADLEY A · CIK 0001687576 · Group VP, Comm, Intl & Irrig

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,190.72

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2019 Filed Sep 3, 2019 21:33 UTC
HAMILTON BRADLEY AGroup VP, Comm, Intl & Irrig
SaleCommon Stock 3,340 $71.97 $240,363.10
Disclosure

SEC source: 0001127602-19-027783 · form4.xml · nonDerivative · entry 2

HAMILTON BRADLEY A · CIK 0001687576 · Group VP, Comm, Intl & Irrig

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850.72

F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $71.86 to $72.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.