Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TORO COTTC · Entity 2699 | Director | January 13, 2023 | January 18, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TORO CO
Report date January 13, 2023 · Filed January 18, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock UnitsSEC Table I · non-derivative | Direct | 3,427.545 |
Reported balance
After 2023-01-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-01-13 · Disposition to issuer · Disposed 1,064.311 · Balance 3,427.545 F1: Represents the payout of 1,009 shares of common stock and 55.311 related dividend reinvestment shares in connection with an annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated. The reporting person previously deferred the payout of her common stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's annual common stock award was initially paid in common stock units under the Deferred Plan. A common stock unit under the Deferred Plan is the economic equivalent of one share of Toro common stock. The reporting person previously elected to receive a single lump sum distribution, payable in January 2023 under the terms of the Deferred Plan, and, therefore, the common stock units were settled for shares of Toro common stock. F2: Includes 9.969 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. |
| Common StockSEC Table I · non-derivative | Direct | 54,428.042 |
Reported balance
After 2023-01-13 transaction · row 2
1 source rowRow 2 · 2023-01-13 · Grant · Acquired 1,064 · Balance 54,428.042 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the payout of 1,009 shares of common stock and 55.311 related dividend reinvestment shares in connection with an annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated. The reporting person previously deferred the payout of her common stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's annual common stock award was initially paid in common stock units under the Deferred Plan. A common stock unit under the Deferred Plan is the economic equivalent of one share of Toro common stock. The reporting person previously elected to receive a single lump sum distribution, payable in January 2023 under the terms of the Deferred Plan, and, therefore, the common stock units were settled for shares of Toro common stock.
F2: Includes 9.969 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 13, 2023 Filed Jan 18, 2023 18:48 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-001595 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,428.042 Read SEC document |
| January 13, 2023 Filed Jan 18, 2023 18:48 UTC | TORO CO TTC · Entity 2699 | Disposition to issuerCommon Stock Units | 1,064.311 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-001595 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,427.545 F1 · shares: Represents the payout of 1,009 shares of common stock and 55.311 related dividend reinvestment shares in connection with an annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated. The reporting person previously deferred the payout of her common stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's annual common stock award was initially paid in common stock units under the Deferred Plan. A common stock unit under the Deferred Plan is the economic equivalent of one share of Toro common stock. The reporting person previously elected to receive a single lump sum distribution, payable in January 2023 under the terms of the Deferred Plan, and, therefore, the common stock units were settled for shares of Toro common stock. F2 · balance_after: Includes 9.969 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 15:44 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 5,104 | $0.00 Strike: $29.23 | $0.00 |
DisclosureSEC source: 0001127602-23-001128 · form4.xml · derivative · entry 4 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,104 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the November 1, 2013 grant date. Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 15:44 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 5,104 | $113.50 | $579,304.00 |
DisclosureSEC source: 0001127602-23-001128 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,364.042 Read SEC document |
| January 05, 2023 Filed Jan 9, 2023 15:44 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 5,104 | $29.23 | $149,189.92 |
DisclosureSEC source: 0001127602-23-001128 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,468.042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 18:34 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 1,670 | $0.00 Strike: $105.12 | $0.00 |
DisclosureSEC source: 0001127602-22-024853 · form4.xml · derivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,670 Underlying: Common Stock · 1,670 shares Expires 2032-11-01 F3 · shares: Annual option grant for service as a non-employee director issued under the 2022 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the November 1, 2022 grant date. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 18:34 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 939 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024853 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,478.792 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company 2022 Equity and Incentive Plan, (the "2022 Plan"). The reporting person has deferred the payout of her stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. F2 · balance_after: Includes 11.006 common stock units acquired by the reporting person since the date of her last report under the dividend reinvestment feature of the Deferred Plan. Read SEC document |
| September 22, 2022 Filed Sep 23, 2022 16:45 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 1,780 | $88.00 | $156,640.00 |
DisclosureSEC source: 0001127602-22-022874 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,364.042 Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 17:52 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 982 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000018 · primary_doc.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,144.042 F2 · shares: Represents the payout of 932 shares of common stock and 50.808 related dividend reinvestment shares in connection with an annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended. The reporting person previously deferred the payout of her common stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's annual common stock award was initially paid in common stock units under the Deferred Plan. A common stock unit under the Deferred Plan is the economic equivalent of one share of Toro common stock. The reporting person previously elected to receive a single lump sum distribution, payable in January 2022 under the terms of the Deferred Plan, and, therefore, the common stock units were settled for shares of Toro common stock. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 17:52 UTC | TORO CO TTC · Entity 2699 | Disposition to issuerCommon Stock Units | 982.808 | $0.00 | $0.00 |
DisclosureSEC source: 0001235802-22-000018 · primary_doc.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,503.069 F1 · balance_after: Includes 10.804 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 13:29 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 2,435 | $0.00 Strike: $97.52 | $0.00 |
DisclosureSEC source: 0001127602-21-028217 · form4.xml · derivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,435 Underlying: Common Stock · 2,435 shares Expires 2031-11-01 F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2021. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 13:29 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 717 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028217 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,472.042 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of her stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. F2 · balance_after: Includes 27.386 common stock units acquired by the reporting person since the date of her last report under the dividend reinvestment feature of the Deferred Plan. Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 20:54 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 9,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012326 · form4.xml · nonDerivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,162.042 Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 20:54 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 1,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-012326 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,750.042 Read SEC document |
| March 29, 2021 Filed Mar 30, 2021 20:54 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 4,000 | $103.63 | $414,511.20 |
DisclosureSEC source: 0001127602-21-012326 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,093.042 Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:56 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 6,842 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0001127602-21-011855 · form4.xml · derivative · entry 5 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,842 shares Expires 2022-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2012. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:56 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 1,152 | $104.16 | $119,986.56 |
DisclosureSEC source: 0001127602-21-011855 · form4.xml · nonDerivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,093.042 Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:56 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,424 | $103.96 | $148,039.04 |
DisclosureSEC source: 0001127602-21-011855 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,245.042 Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 21:56 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 6,842 | $21.56 | $147,479.31 |
DisclosureSEC source: 0001127602-21-011855 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,669.042 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 22:32 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 1,338 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002157 · form4.xml · nonDerivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,827.042 F3 · balance_after: Includes 4.389 shares of common stock acquired by the reporting person since the date of her last report under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 22:32 UTC | TORO CO TTC · Entity 2699 | Disposition to issuerCommon Stock Units | 1,338.118 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002157 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,727.656 F1 · shares: Represents the payout of 1,268 shares of common stock and 70.118 related dividend reinvestment shares in connection with an annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended. The reporting person previously deferred the payout of her common stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's annual common stock award was initially paid in common stock units under the Deferred Plan. A common stock unit under the Deferred Plan is the economic equivalent of one share of Toro common stock. The reporting person previously elected to receive a single lump sum distribution, payable in January 2021 under the terms of the Deferred Plan, and, therefore, the common stock units were settled for shares of Toro common stock. F2 · balance_after: Includes 9.735 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. Read SEC document |
| December 28, 2020 Filed Dec 30, 2020 21:08 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 1,679 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-032554 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,811.653 Read SEC document |
| December 21, 2020 Filed Jan 20, 2021 22:32 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 19,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-002157 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,163.653 Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:30 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 3,201 | $0.00 Strike: $83.12 | $0.00 |
DisclosureSEC source: 0001127602-20-028164 · form4.xml · derivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,201 Underlying: Common Stock · 3,201 shares Expires 2030-11-02 F4 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2020. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 22:30 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028164 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,052.544 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of her stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. F2 · balance_after: Includes 12.076 common stock units acquired by the reporting person since the date of her last report under the dividend reinvestment feature of the Deferred Plan. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:09 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 10,048 | $0.00 Strike: $13.24 | $0.00 |
DisclosureSEC source: 0001127602-20-024917 · form4.xml · derivative · entry 4 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,048 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2011. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:09 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,674 | $79.88 | $133,719.12 |
DisclosureSEC source: 0001127602-20-024917 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,485.895 F1 · balance_after: Includes 6.429 shares of common stock acquired by the reporting person since the date of her last report under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan. Read SEC document |
| September 08, 2020 Filed Sep 10, 2020 21:09 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 10,048 | $13.24 | $133,035.52 |
DisclosureSEC source: 0001127602-20-024917 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,159.895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 17:00 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 4,622 | $0.00 Strike: $14.12 | $0.00 |
DisclosureSEC source: 0001127602-20-020447 · form4.xml · derivative · entry 8 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,622 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2010. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 17:00 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,015 | $64.64 | $65,609.60 |
DisclosureSEC source: 0001127602-20-020447 · form4.xml · nonDerivative · entry 5 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,105.466 F1 · balance_after: Includes 13.346 shares of common stock acquired by the reporting person since the date of her last report under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan. Read SEC document |
| June 25, 2020 Filed Jun 26, 2020 17:00 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 4,622 | $14.12 | $65,262.64 |
DisclosureSEC source: 0001127602-20-020447 · form4.xml · nonDerivative · entry 4 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,120.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 17:00 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 4,622 | $0.00 Strike: $14.12 | $0.00 |
DisclosureSEC source: 0001127602-20-020447 · form4.xml · derivative · entry 7 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,622 Underlying: Common Stock · 4,622 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 1, 2010. Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 17:00 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 1,015 | $64.67 | $65,640.05 |
DisclosureSEC source: 0001127602-20-020447 · form4.xml · nonDerivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,498.466 Read SEC document |
| June 24, 2020 Filed Jun 26, 2020 17:00 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 4,622 | $14.12 | $65,262.64 |
DisclosureSEC source: 0001127602-20-020447 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,513.466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2020 Filed Jun 26, 2020 17:00 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 1,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-020447 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,891.466 Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 19:18 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 1,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001901 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,658.12 F3 · balance_after: Includes 5.437 shares of common stock acquired by the reporting person since the date of her last report under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan. Read SEC document |
| January 15, 2020 Filed Jan 17, 2020 19:18 UTC | TORO CO TTC · Entity 2699 | Disposition to issuerCommon Stock Units | 1,626.901 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-001901 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,200.914 F1 · shares: Represents the payout of 1,540 shares of common stock and 86.901 related dividend reinvestment shares in connection with an annual common stock award for service as a non-employee director issued on November 2, 2015 under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended. The reporting person previously deferred the payout of her common stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's annual common stock award was initially paid in common stock units under the Deferred Plan. A common stock unit under the Deferred Plan is the economic equivalent of one share of Toro common stock. The reporting person previously elected to receive a single lump sum distribution, payable in January 2020 under the terms of the Deferred Plan, and, therefore, the common stock units were settled for shares of Toro common stock. F2 · balance_after: Includes 12.708 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 16:59 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 3,521 | $0.00 Strike: $77.64 | $0.00 |
DisclosureSEC source: 0001127602-19-031810 · form4.xml · derivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,521 Underlying: Common Stock · 3,521 shares Expires 2029-11-01 F4 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F5 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 16:59 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 892 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031810 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,810.186 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company 2010 Equity and Incentive Plan, as amended (the "2010 Plan"). The reporting person has deferred the payout of her stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. F2 · balance_after: Includes 46.796 common stock units acquired by the reporting person since the date of her last report under the dividend reinvestment feature of the Deferred Plan. Read SEC document |
| March 27, 2019 Filed Mar 29, 2019 18:51 UTC | TORO CO TTC · Entity 2699 | GiftCommon Stock | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-013590 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,003.705 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 19:37 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionNon-Qualified Stock Option · Derivative | 4,108 | $0.00 Strike: $9.25 | $0.00 |
DisclosureSEC source: 0001127602-19-012883 · form4.xml · derivative · entry 4 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,108 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was November 2, 2009. Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 19:37 UTC | TORO CO TTC · Entity 2699 | Tax withholdingCommon Stock | 557 | $68.77 | $38,304.89 |
DisclosureSEC source: 0001127602-19-012883 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,854.705 Read SEC document |
| March 21, 2019 Filed Mar 22, 2019 19:37 UTC | TORO CO TTC · Entity 2699 | Exercise / conversionCommon Stock | 4,108 | $9.25 | $38,009.27 |
DisclosureSEC source: 0001127602-19-012883 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,411.705 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:11 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 1,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002316 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,303.705 F3 · balance_after: Includes 7.195 shares of common stock acquired by the reporting person since the date of her last report under the dividend reinvestment feature of The Toro Company Direct Stock Purchase Plan. Read SEC document |
| January 15, 2019 Filed Jan 17, 2019 22:11 UTC | TORO CO TTC · Entity 2699 | Disposition to issuerCommon Stock Units | 1,767.974 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-002316 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,871.39 F1 · shares: Represents the payout of 1,670 shares of common stock and 97.974 related dividend reinvestment shares in connection with an annual common stock award for service as a non-employee director issued under The Toro Company 2010 Equity and Incentive Plan, as amended. The reporting person previously deferred the payout of her common stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's annual common stock award was initially paid in common stock units under the Deferred Plan. A common stock unit under the Deferred Plan is the economic equivalent of one share of Toro common stock. The reporting person previously elected to receive a single lump sum distribution, payable in January 2019 under the terms of the Deferred Plan, and, therefore, the common stock units were settled for shares of Toro common stock. F2 · balance_after: Includes 18.697 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 18:42 UTC | TORO CO TTC · Entity 2699 | GrantNon-Qualified Stock Option · Derivative | 4,482 | $0.00 Strike: $58.63 | $0.00 |
DisclosureSEC source: 0001127602-18-031798 · form4.xml · derivative · entry 3 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,482 Underlying: Common Stock · 4,482 shares Expires 2028-11-01 F3 · shares: Annual option grant for service as a non-employee director issued under the Amended and Restated 2010 Plan. F4 · derivative.exercise_date: The option vests in three equal annual installments commencing on the first anniversary of the date of grant. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 18:42 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock Units | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031798 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,613.881 F1 · shares: Annual common stock award for service as a non-employee director issued under The Toro Company Amended and Restated 2010 Equity and Incentive Plan, as amended and restated (the "Amended and Restated 2010 Plan"). The reporting person has deferred the payout of her stock award under The Toro Company Deferred Compensation Plan for Non-Employee Directors (the "Deferred Plan") and, accordingly, the reporting person's stock award is paid in common stock units under the Deferred Plan. F2 · balance_after: Includes 55.935 common stock units acquired by the reporting person under the dividend reinvestment feature of the Deferred Plan since the date of her last report. Read SEC document |
| March 28, 2018 Filed Mar 28, 2018 21:29 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 4,000 | $60.55 | $242,200.00 |
DisclosureSEC source: 0001127602-18-012939 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,523 F2 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $60.55 to $60.57, inclusive. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 21:29 UTC | TORO CO TTC · Entity 2699 | SaleCommon Stock | 4,000 | $61.63 | $246,512.00 |
DisclosureSEC source: 0001127602-18-012939 · form4.xml · nonDerivative · entry 1 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,523 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $61.60 to $61.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 22:11 UTC | TORO CO TTC · Entity 2699 | GrantCommon Stock | 1,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-002111 · form4.xml · nonDerivative · entry 2 HARLESS KATHERINE J · CIK 0001167151 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,523 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.