TRIN

SEC source: 0001213900-21-060034 · ownership.xml · nonDerivative · entry 2

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001

Disclosed balance after: 16,440

F3 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $17.29 and $17.33 per share. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

F2 · balance_after: On September 17, 2021, Mr. Zacharia filed a Form 4 (the "Prior Form 4") that inadvertently reported two rows of indirect ownership through The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001 (the "Trust"). Specifically, under Table I of the Prior Form 4, the second row thereunder reported indirect ownership of 11,500 shares of the Company's common stock and the third row thereunder reported indirect ownership of 13,500 shares of the Company's common stock. Such second row was inadvertently included due to administrative error. Accordingly, the Prior Form 4 is hereby corrected to reflect that Mr. Zacharia's indirect ownership consisted only of 13,500 shares of the Company's common stock through the Trust, as of the date of filing of the Prior Form 4. Further, following the transactions reported on this Form 4, Mr. Zacharia indirectly owns 16,440 shares of the Company's common stock through the Trust.

SEC source: 0001213900-21-060034 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001

Disclosed balance after: 15,000

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $17.27 and $17.31 per share. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

F2 · balance_after: On September 17, 2021, Mr. Zacharia filed a Form 4 (the "Prior Form 4") that inadvertently reported two rows of indirect ownership through The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001 (the "Trust"). Specifically, under Table I of the Prior Form 4, the second row thereunder reported indirect ownership of 11,500 shares of the Company's common stock and the third row thereunder reported indirect ownership of 13,500 shares of the Company's common stock. Such second row was inadvertently included due to administrative error. Accordingly, the Prior Form 4 is hereby corrected to reflect that Mr. Zacharia's indirect ownership consisted only of 13,500 shares of the Company's common stock through the Trust, as of the date of filing of the Prior Form 4. Further, following the transactions reported on this Form 4, Mr. Zacharia indirectly owns 16,440 shares of the Company's common stock through the Trust.

SEC source: 0001213900-21-048676 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,652

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan.

F2 · kind: Such restricted shares shall vest pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

SEC source: 0001213900-21-048682 · ownership.xml · nonDerivative · entry 1

Zito Edmund G. · CIK 0001796481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,200

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan.

F2 · kind: Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

F3 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan. Includes shares held by Vantage FBO Edmund G. Zito IRA and by MLPF&S Custodian FPO Edmund G Zito IRRA FBO Edmund G Zito.

SEC source: 0001213900-21-048683 · ownership.xml · nonDerivative · entry 1

Ward Richard R. · CIK 0001796511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,533

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan.

F2 · kind: Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-21-048680 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,793

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan.

F2 · kind: Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-21-048681 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,793

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan.

F2 · kind: Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001213900-21-048679 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Senior VP - Loan Origination

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,051

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan.

F2 · kind: Such restricted shares shall vest pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

SEC source: 0001213900-21-048678 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · SVP- CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,249

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan.

F2 · kind: Such restricted shares shall vest pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

SEC source: 0001213900-21-048677 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · Director, President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,431

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan.

F2 · kind: Such restricted shares shall vest pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F3 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001213900-21-048675 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,525

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan.

F2 · kind: Such restricted shares shall vest pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F3 · balance_after: Includes shares acquired pursuant to the Company's distribution reinvestment plan.

SEC source: 0001213900-21-046485 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Senior Vice President - CCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,740

F1 · kind: This transaction involved a gift of securities by the reporting person to his son. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.

SEC source: 0001213900-21-044786 · ownership.xml · nonDerivative · entry 1

Lund David Michael · CIK 0001336274 · CFO, EVP - Finance & Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · By the David M Lund Rev Liv TR U/A DTD 11-14-13

Disclosed balance after: 3,500

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.9742 to $15.0000. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote

SEC source: 0001213900-21-042042 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,760

SEC source: 0001104659-21-076011 · tm2118375-1_4seq1.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 16,059

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.47 to $14.525. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes shares acquired pursuant to the Company's distribution reinvestment plan.

SEC source: 0001104659-21-076011 · tm2118375-1_4seq1.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,732

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.44 to $14.525. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes shares acquired pursuant to the Company's distribution reinvestment plan.

SEC source: 0001104659-21-075201 · tm2118204d1_4.xml · nonDerivative · entry 1

Zito Edmund G. · CIK 0001796481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,167

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan. Includes shares held by Vantage FBO Edmund G. Zito IRA and by MLPF&S Custodian FPO Edmund G Zito IRRA FBO Edmund G Zito.

SEC source: 0001104659-21-075202 · tm2118204d2_4.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,700

SEC source: 0001104659-21-037711 · tm2110074d1_4.xml · nonDerivative · entry 1

Zito Edmund G. · CIK 0001796481 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,515

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.54 to $14.958. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001104659-21-035614 · tm219563-2_4seq1.xml · nonDerivative · entry 2

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001

Disclosed balance after: 13,500

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.95 to $15.15. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

SEC source: 0001104659-21-035614 · tm219563-2_4seq1.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001

Disclosed balance after: 11,500

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $15.39 to $15.56. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

SEC source: 0001104659-21-035611 · tm219563-1_4seq1.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $15.475 to $15.50. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

SEC source: 0001104659-21-011179 · tm215162d6_form4.xml · nonDerivative · entry 1

Ward Richard R. · CIK 0001796511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

SEC source: 0001104659-21-011178 · tm215162d5_form4.xml · nonDerivative · entry 1

Lund David Michael · CIK 0001336274 · See Remarks (*)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

SEC source: 0001104659-21-011176 · tm215162d3_form4.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The 2001 Michael E and Debra L Zacharia Trust, dated June 15, 2001

Disclosed balance after: 7,300

SEC source: 0001104659-21-011175 · tm215162d2_form4.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · Director, President & CIO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Kyle and Amy Brown Family Trust, dated February 4, 2019

Disclosed balance after: 6,800

SEC source: 0001104659-21-011177 · tm215162d4_form4.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

SEC source: 0001104659-21-011174 · tm215162d1_form4.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 15,739

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001104659-21-011174 · tm215162d1_form4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,350

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001567619-21-001903 · doc1.xml · nonDerivative · entry 1

Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner

Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 357,142

F1 · ownership.nature: The Common Stock and Convertible Notes are directly owned by certain investment vehicles and accounts (collectively, the "Accounts") managed by Eagle Point Credit Management LLC ("Eagle Point"). Accordingly, Eagle Point could be deemed to have a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts. Thomas P. Majewski is the managing partner and a member of the portfolio management team of Eagle Point, and has certain economic rights with respect to Eagle Point that could be deemed to constitute a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts.

F2 · ownership.nature: Each of the Reporting Persons identified herein hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0001104659-20-092870 · tm2027173d1_form4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brown TCI, LLC

Disclosed balance after: 0

F1 · security: On August 7, 2020, Brown TCI, LLC ("Brown TCI") transferred ownership of 12,594 shares of common stock of Trinity Capital Inc. pursuant to in-kind distributions to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Steven L. Brown was deemed to indirectly own such shares due to his control of Brown TCI and previously disclaimed beneficial ownership of such shares.

F1 · price: On August 7, 2020, Brown TCI, LLC ("Brown TCI") transferred ownership of 12,594 shares of common stock of Trinity Capital Inc. pursuant to in-kind distributions to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Steven L. Brown was deemed to indirectly own such shares due to his control of Brown TCI and previously disclaimed beneficial ownership of such shares.

SEC source: 0001104659-20-079224 · tm2023865d1_4.xml · nonDerivative · entry 3

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By (i) Brown TCI, LLC and (ii) The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 16,192

F4 · security: Mr. Brown was deemed to indirectly own 25,108 shares due to his control of Brown TCI. On June 26, 2020, Brown TCI transferred ownership of 12,514 shares to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Such transfers were at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of these transfers, Mr. Brown is deemed to indirectly own (i) 12,594 shares through his control of Brown TCI and (ii) 3,598 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI that received ownership of such shares through such transfers. Mr. Brown disclaims beneficial ownership of such 12,594 shares.

F4 · price: Mr. Brown was deemed to indirectly own 25,108 shares due to his control of Brown TCI. On June 26, 2020, Brown TCI transferred ownership of 12,514 shares to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Such transfers were at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of these transfers, Mr. Brown is deemed to indirectly own (i) 12,594 shares through his control of Brown TCI and (ii) 3,598 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI that received ownership of such shares through such transfers. Mr. Brown disclaims beneficial ownership of such 12,594 shares.

F4 · balance_after: Mr. Brown was deemed to indirectly own 25,108 shares due to his control of Brown TCI. On June 26, 2020, Brown TCI transferred ownership of 12,514 shares to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Such transfers were at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of these transfers, Mr. Brown is deemed to indirectly own (i) 12,594 shares through his control of Brown TCI and (ii) 3,598 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI that received ownership of such shares through such transfers. Mr. Brown disclaims beneficial ownership of such 12,594 shares.

F4 · ownership.nature: Mr. Brown was deemed to indirectly own 25,108 shares due to his control of Brown TCI. On June 26, 2020, Brown TCI transferred ownership of 12,514 shares to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Such transfers were at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of these transfers, Mr. Brown is deemed to indirectly own (i) 12,594 shares through his control of Brown TCI and (ii) 3,598 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI that received ownership of such shares through such transfers. Mr. Brown disclaims beneficial ownership of such 12,594 shares.

SEC source: 0001104659-20-079224 · tm2023865d1_4.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 8,092

F2 · security: The reporting person is hereby disclosing a delinquent transaction reportable on Form 4 that was not reported due to an inadvertent administrative oversight. In addition, in a Form 3 filed on March 16, 2020, Mr. Brown reported direct ownership of 576,364 shares. This Form 4 hereby corrects such disclosure to reflect that of such shares, Mr. Brown directly owns 505,400 shares and was deemed to indirectly own 40,459 shares due to his control of Brown TCI II, LLC ("Brown TCI II"). On June 19, 2020, Brown TCI II transferred ownership of all of such shares to its underlying members in proportion to their ownership interests in Brown TCI II. Such transfers were at $15.00 per share - the same price per share that Brown TCI II acquired the shares.

F3 · security: As a result of the transfers discussed in footnote 2 above, Brown TCI II no longer holds or owns any shares, and Mr. Brown is deemed to indirectly own 8,092 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI II that received ownership of such shares through such transfers.

F2 · price: The reporting person is hereby disclosing a delinquent transaction reportable on Form 4 that was not reported due to an inadvertent administrative oversight. In addition, in a Form 3 filed on March 16, 2020, Mr. Brown reported direct ownership of 576,364 shares. This Form 4 hereby corrects such disclosure to reflect that of such shares, Mr. Brown directly owns 505,400 shares and was deemed to indirectly own 40,459 shares due to his control of Brown TCI II, LLC ("Brown TCI II"). On June 19, 2020, Brown TCI II transferred ownership of all of such shares to its underlying members in proportion to their ownership interests in Brown TCI II. Such transfers were at $15.00 per share - the same price per share that Brown TCI II acquired the shares.

F3 · price: As a result of the transfers discussed in footnote 2 above, Brown TCI II no longer holds or owns any shares, and Mr. Brown is deemed to indirectly own 8,092 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI II that received ownership of such shares through such transfers.

SEC source: 0001104659-20-079224 · tm2023865d1_4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brown TCI, LLC

Disclosed balance after: 25,108

F1 · security: The reporting person is hereby disclosing a delinquent transaction reportable on Form 4 that was not reported due to an inadvertent administrative oversight. In addition, in a Form 3 filed on March 16, 2020, Steven L. Brown reported direct ownership of 576,364 shares. This Form 4 hereby corrects such disclosure to reflect that of such shares, Mr. Brown directly owns 505,400 shares and was deemed to indirectly own 30,505 shares due to his control of Brown TCI, LLC ("Brown TCI"). On May 22, 2020, Brown TCI transferred ownership of 5,397 shares to an underlying member of Brown TCI in proportion to such member's ownership interest in Brown TCI. Such transfer was at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of this transfer, Mr. Brown is deemed to indirectly own 25,108 shares through his control of Brown TCI. Of such 25,108 shares, Mr. Brown disclaims beneficial ownership of 21,510 shares.

F1 · price: The reporting person is hereby disclosing a delinquent transaction reportable on Form 4 that was not reported due to an inadvertent administrative oversight. In addition, in a Form 3 filed on March 16, 2020, Steven L. Brown reported direct ownership of 576,364 shares. This Form 4 hereby corrects such disclosure to reflect that of such shares, Mr. Brown directly owns 505,400 shares and was deemed to indirectly own 30,505 shares due to his control of Brown TCI, LLC ("Brown TCI"). On May 22, 2020, Brown TCI transferred ownership of 5,397 shares to an underlying member of Brown TCI in proportion to such member's ownership interest in Brown TCI. Such transfer was at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of this transfer, Mr. Brown is deemed to indirectly own 25,108 shares through his control of Brown TCI. Of such 25,108 shares, Mr. Brown disclaims beneficial ownership of 21,510 shares.