TapewireFind a company

person · Reporting owner

Estes Ronald E.

Disclosed activity across 1 company

Tapewire entity
38514
SEC CIK
0001796067

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Trinity Capital Inc.TRIN · Entity 4639DirectorJune 10, 2026June 12, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Trinity Capital Inc.

Report date June 10, 2026 · Filed June 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect44,374.46 Reported balance After 2026-06-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-10 · Grant · Acquired 6,176 · Balance 44,374.46

F1: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

F2: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the Trinity Capital Inc. distribution reinvestment plan.

F3: The reporting person transferred shares directly owned in his individual name to the Estes Revocable Trust, dated January 12, 1990.

Common StockSEC Table I · non-derivativeIndirectBy The Estes Revocable Trust, dated January 12, 199010,615 Reported balance After 2026-06-11 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-06-11 · Gift · Disposed 3,000 · Balance 10,615

F3: The reporting person transferred shares directly owned in his individual name to the Estes Revocable Trust, dated January 12, 1990.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

F2: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the Trinity Capital Inc. distribution reinvestment plan.

F3: The reporting person transferred shares directly owned in his individual name to the Estes Revocable Trust, dated January 12, 1990.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 11, 2026 Filed Jun 12, 2026 21:30 UTC Trinity Capital Inc. TRIN · Entity 4639 GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-269747 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Estes Revocable Trust, dated January 12, 1990

Disclosed balance after: 10,615

F3 · balance_after: The reporting person transferred shares directly owned in his individual name to the Estes Revocable Trust, dated January 12, 1990.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 21:30 UTC Trinity Capital Inc. TRIN · Entity 4639 GrantCommon Stock 6,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-269747 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,374.46

F1 · shares: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

F1 · price: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the Trinity Capital Inc. distribution reinvestment plan.

F3 · balance_after: The reporting person transferred shares directly owned in his individual name to the Estes Revocable Trust, dated January 12, 1990.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 23:30 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 800 $14.16 $11,328.00
Disclosure

SEC source: 0001193125-26-111475 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,443.21

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
March 11, 2026 Filed Mar 11, 2026 21:47 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $14.75 $7,375.00
Disclosure

SEC source: 0001193125-26-102518 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,643.209

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of Trinity Capital Inc.'s distribution reinvestment plan ("DRIP").

Read SEC document
March 09, 2026 Filed Mar 11, 2026 21:47 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 105 $14.80 $1,554.00
Disclosure

SEC source: 0001193125-26-102518 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,143.209

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of Trinity Capital Inc.'s distribution reinvestment plan ("DRIP").

Read SEC document
March 03, 2026 Filed Mar 5, 2026 02:00 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 200 $14.73 $2,946.00
Disclosure

SEC source: 0001193125-26-092218 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,038.209

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of Trinity Capital Inc.'s distribution reinvestment plan ("DRIP").

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:30 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 1,000 $15.08 $15,080.00
Disclosure

SEC source: 0001193125-25-320940 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,443.696

F2 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.05 to $15.10 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 21:30 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $15.15 $7,575.00
Disclosure

SEC source: 0001193125-25-320940 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,443.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
November 19, 2025 Filed Nov 21, 2025 00:00 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 1,000 $14.43 $14,430.00
Disclosure

SEC source: 0001193125-25-290172 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,943.696

F3 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.40 to $14.45 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Due to an administrative error, 3,335 shares that vested on June 11, 2025 and were subsequently transferred to The Estes Revocable Trust, dated January 12, 1990 were incorrectly shown as directly held in the Forms 4 dated August 29, 2025, September 4, 2025, September 12, 2025, September 15, 2025, and November 10, 2025. This Form 4 corrects the error in Column 5 for both shares directly held and shares indirectly held by The Estes Revocable Trust, dated January 12, 1990. There was no change in the total number of shares beneficially owned reported for the Reporting Person on any prior Form 4 as a result of this correction.

Read SEC document
November 18, 2025 Filed Nov 21, 2025 00:00 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $14.45 $7,225.00
Disclosure

SEC source: 0001193125-25-290172 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,943.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Due to an administrative error, 3,335 shares that vested on June 11, 2025 and were subsequently transferred to The Estes Revocable Trust, dated January 12, 1990 were incorrectly shown as directly held in the Forms 4 dated August 29, 2025, September 4, 2025, September 12, 2025, September 15, 2025, and November 10, 2025. This Form 4 corrects the error in Column 5 for both shares directly held and shares indirectly held by The Estes Revocable Trust, dated January 12, 1990. There was no change in the total number of shares beneficially owned reported for the Reporting Person on any prior Form 4 as a result of this correction.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 21:38 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 2,000 $14.44 $28,880.00
Disclosure

SEC source: 0001213900-25-108250 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,778.696

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.40 to $14.47 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
September 12, 2025 Filed Sep 15, 2025 20:28 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 1,000 $16.08 $16,080.00
Disclosure

SEC source: 0001213900-25-087667 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,778.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
September 11, 2025 Filed Sep 12, 2025 20:52 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 1,000 $16.05 $16,050.00
Disclosure

SEC source: 0001213900-25-087260 · ownership.xml · nonDerivative · entry 3

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,778.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
September 11, 2025 Filed Sep 12, 2025 20:52 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 1,000 $16.10 $16,100.00
Disclosure

SEC source: 0001213900-25-087260 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,778.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
September 10, 2025 Filed Sep 12, 2025 20:52 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 1,000 $16.14 $16,140.00
Disclosure

SEC source: 0001213900-25-087260 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,778.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
September 03, 2025 Filed Sep 4, 2025 20:11 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 1,000 $16.15 $16,145.50
Disclosure

SEC source: 0001213900-25-084512 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,778.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:15 UTC Trinity Capital Inc. TRIN · Entity 4639 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-082581 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Estes Revocable Trust, dated January 12, 1990

Disclosed balance after: 6,837

Read SEC document
June 12, 2025 Filed Jun 14, 2025 00:20 UTC Trinity Capital Inc. TRIN · Entity 4639 GrantCommon Stock 3,443 $0.00 $0.00
Disclosure

SEC source: 0001213900-25-054434 · ownership.xml · nonDerivative · entry 3

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,778.696

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 12, 2025 Filed Jun 14, 2025 00:20 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 1,000 $14.48 $14,480.00
Disclosure

SEC source: 0001213900-25-054434 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,335.696

Read SEC document
June 11, 2025 Filed Jun 14, 2025 00:20 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 700 $14.60 $10,220.00
Disclosure

SEC source: 0001213900-25-054434 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,335.696

Read SEC document
June 05, 2025 Filed Jun 10, 2025 00:50 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 1,000 $14.35 $14,346.00
Disclosure

SEC source: 0001213900-25-052788 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,635.696

F1 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 19:44 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $13.50 $6,750.00
Disclosure

SEC source: 0001213900-24-094516 · ownership.xml · nonDerivative · entry 4

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,835.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F2 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 19:44 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $13.65 $6,825.00
Disclosure

SEC source: 0001213900-24-094516 · ownership.xml · nonDerivative · entry 3

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,335.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F2 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 19:44 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $13.62 $6,810.00
Disclosure

SEC source: 0001213900-24-094516 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,835.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F2 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
November 01, 2024 Filed Nov 5, 2024 19:44 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $13.60 $6,800.00
Disclosure

SEC source: 0001213900-24-094516 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,335.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F2 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
November 01, 2024 Filed Jun 10, 2025 00:50 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 300 $13.50 $4,050.00
Disclosure

SEC source: 0001213900-25-052788 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,635.696

F1 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Amended filing to correct a scrivener's error in the Form 4, filed on November 4, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported that Mr. Estes acquired 500 shares at the price of $13.50, and this amended Form 4 corrects the reporting to reflect the correct number of shares acquired in that transaction and the correct amount of shares beneficially owned following the reported transaction. All other information in the Original Form 4 remains accurate and unchanged.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:49 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $13.95 $6,975.00
Disclosure

SEC source: 0001213900-24-073473 · ownership.xml · nonDerivative · entry 3

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,835.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F3 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:49 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $13.99 $6,996.00
Disclosure

SEC source: 0001213900-24-073473 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,335.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F3 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 23:49 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $14.01 $7,005.00
Disclosure

SEC source: 0001213900-24-073473 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,835.696

F1 · balance_after: Reported holdings include shares acquired in dividend reinvestment transactions.

F2 · balance_after: Reported holdings have been updated to include certain shares indirectly owned by Mr. Estes through the Estes Revocable Trust dated January 12, 1990 in the row reporting his indirect ownership, which shares were erroneously included in the row reporting Mr. Estes' direct ownership in prior Form 4 filings due to administrative error.

F3 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
August 22, 2024 Filed Aug 26, 2024 21:41 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 597 $14.10 $8,417.70
Disclosure

SEC source: 0001213900-24-072651 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,238

F1 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
August 20, 2024 Filed Aug 23, 2024 01:38 UTC Trinity Capital Inc. TRIN · Entity 4639 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-24-071991 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,641

F1 · balance_after: Includes 3,335 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 12, 2024 Filed Jun 14, 2024 22:14 UTC Trinity Capital Inc. TRIN · Entity 4639 GrantCommon Stock 3,335 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-073861 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,641

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 12, 2025 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 15, 2023 Filed Feb 14, 2025 21:08 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $13.40 $6,700.00
Disclosure

SEC source: 0001213900-25-014257 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,835.696

Read SEC document
June 14, 2023 Filed Jun 15, 2023 18:41 UTC Trinity Capital Inc. TRIN · Entity 4639 GrantCommon Stock 3,799 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-037276 · doc4.xml · nonDerivative · entry 3

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,306

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 14, 2024 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 14, 2023 Filed Jun 15, 2023 18:41 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 500 $13.25 $6,625.00
Disclosure

SEC source: 0001209191-23-037276 · doc4.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,507

Read SEC document
June 13, 2023 Filed Jun 15, 2023 18:41 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 365 $13.35 $4,872.75
Disclosure

SEC source: 0001209191-23-037276 · doc4.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,007

Read SEC document
March 09, 2023 Filed Mar 13, 2023 18:00 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 263 $13.50 $3,550.50
Disclosure

SEC source: 0001213900-23-019509 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,642

F1 · balance_after: Includes restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
December 08, 2022 Filed Dec 13, 2022 11:00 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 620 $10.50 $6,510.00
Disclosure

SEC source: 0001213900-22-079268 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Estes Revocable Trust, dated January 12, 1990

Disclosed balance after: 620

Read SEC document
December 08, 2022 Filed Dec 13, 2022 11:00 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 225 $10.50 $2,362.50
Disclosure

SEC source: 0001213900-22-079268 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,488

F1 · balance_after: Includes restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
June 15, 2022 Filed Jun 21, 2022 13:26 UTC Trinity Capital Inc. TRIN · Entity 4639 GrantCommon Stock 3,385 $0.00 $0.00
Disclosure

SEC source: 0001213900-22-033773 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,263

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) June 15, 2023 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
May 25, 2022 Filed May 26, 2022 19:50 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 300 $15.49 $4,647.00
Disclosure

SEC source: 0001213900-22-029751 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,878

F1 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
May 13, 2022 Filed May 16, 2022 19:20 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 645 $15.48 $9,984.60
Disclosure

SEC source: 0001213900-22-027012 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,578

F2 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.46 to $15.48 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital, Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
May 12, 2022 Filed May 16, 2022 19:20 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 3,215 $15.48 $49,768.20
Disclosure

SEC source: 0001213900-22-027012 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,933

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.45 to $15.50 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital, Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 13:32 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 325 $18.75 $6,093.75
Disclosure

SEC source: 0001213900-22-015037 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,718

F1 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
March 18, 2022 Filed Mar 23, 2022 01:33 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 600 $18.14 $10,881.78
Disclosure

SEC source: 0001213900-22-014287 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,393

F1 · balance_after: Includes 3,033 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
September 15, 2021 Filed Sep 17, 2021 23:52 UTC Trinity Capital Inc. TRIN · Entity 4639 GrantCommon Stock 3,033 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-048681 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,793

F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan.

F2 · kind: Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.

Read SEC document
August 11, 2021 Filed Aug 12, 2021 20:17 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 60 $15.15 $909.00
Disclosure

SEC source: 0001213900-21-042042 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,760

Read SEC document
May 28, 2021 Filed Jun 1, 2021 22:35 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 200 $14.40 $2,880.00
Disclosure

SEC source: 0001104659-21-075202 · tm2118204d2_4.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,700

Read SEC document
March 10, 2021 Filed Mar 12, 2021 21:39 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 1,500 $15.50 $23,250.00
Disclosure

SEC source: 0001104659-21-035611 · tm219563-1_4seq1.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,500

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $15.475 to $15.50. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

Read SEC document
January 29, 2021 Filed Feb 3, 2021 02:56 UTC Trinity Capital Inc. TRIN · Entity 4639 PurchaseCommon Stock 7,000 $14.00 $98,000.00
Disclosure

SEC source: 0001104659-21-011177 · tm215162d4_form4.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.