TRIN

SEC source: 0001193125-26-394620 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,564

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-394621 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,325

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b3.

SEC source: 0001193125-26-394623 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,955

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

SEC source: 0001193125-26-394622 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 601,517.74

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-394624 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,118

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

SEC source: 0001193125-26-393423 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,801

F2 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-393423 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,392

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 14, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-344786 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 612,261.74

SEC source: 0001193125-26-273025 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,055

F2 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-274521 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,165

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-274519 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,428

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-274518 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 220,608

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-274520 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 609,965.51

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-274517 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,306

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: This Form 4 corrects the amount of shares beneficially owned by the reporting person, which inadvertently overstated such amount by 9,071 shares in prior reporting.

SEC source: 0001193125-26-273025 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,645

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-269747 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Estes Revocable Trust, dated January 12, 1990

Disclosed balance after: 10,615

F3 · balance_after: The reporting person transferred shares directly owned in his individual name to the Estes Revocable Trust, dated January 12, 1990.

SEC source: 0001193125-26-269746 · ownership.xml · nonDerivative · entry 1

HAMADA RICHARD P · CIK 0001220015 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,354

F1 · shares: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

F1 · price: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001193125-26-269745 · ownership.xml · nonDerivative · entry 1

Zacharia Michael · CIK 0001579368 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,343.87

F1 · shares: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

F1 · price: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the Trinity Capital Inc. distribution reinvestment plan.

SEC source: 0001193125-26-269748 · ownership.xml · nonDerivative · entry 1

Lockridge Irma · CIK 0001899348 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,302

F1 · shares: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

F1 · price: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001193125-26-269747 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,374.46

F1 · shares: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

F1 · price: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 10, 2027 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the Trinity Capital Inc. distribution reinvestment plan.

F3 · balance_after: The reporting person transferred shares directly owned in his individual name to the Estes Revocable Trust, dated January 12, 1990.

SEC source: 0001193125-26-111475 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,443.21

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001193125-26-111473 · ownership.xml · nonDerivative · entry 3

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 620,708.51

SEC source: 0001193125-26-108879 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,307

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-111472 · ownership.xml · nonDerivative · entry 2

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,766

F2 · shares: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.

F2 · price: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.

SEC source: 0001193125-26-111472 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,755

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

SEC source: 0001193125-26-111474 · ownership.xml · nonDerivative · entry 2

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,738

F3 · shares: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.

F3 · price: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.

F2 · balance_after: The reporting person transferred shares directly owned in her individual name to the Heilman Stanton Family Trust.

SEC source: 0001193125-26-111474 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,260

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: The reporting person transferred shares directly owned in her individual name to the Heilman Stanton Family Trust.

SEC source: 0001193125-26-111476 · ownership.xml · nonDerivative · entry 2

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,262

F2 · shares: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.

F2 · price: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.

SEC source: 0001193125-26-111476 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,240

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-111473 · ownership.xml · nonDerivative · entry 2

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,176.19

F2 · shares: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.

F2 · price: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.

SEC source: 0001193125-26-111473 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,588.19

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

F1 · price: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

SEC source: 0001193125-26-111471 · ownership.xml · nonDerivative · entry 2

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,359

F2 · shares: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.

F2 · price: Represents the number of shares of Common Stock issued to the reporting person pursuant to a restricted stock award under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 13, 2026. The award vests 25% on March 15, 2027, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2027, subject to the reporting person's continued employment through the applicable vesting date.

SEC source: 0001193125-26-111471 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,283

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 13, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3

SEC source: 0001193125-26-108879 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 940,745

SEC source: 0001193125-26-102518 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,643.209

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of Trinity Capital Inc.'s distribution reinvestment plan ("DRIP").

SEC source: 0001193125-26-102518 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,143.209

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of Trinity Capital Inc.'s distribution reinvestment plan ("DRIP").

SEC source: 0001193125-26-102568 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 913,636

F1 · balance_after: The reporting person transferred shares directly owned in his individual name to The Steven and Patricia Brown Family Trust, dated March 19, 1998.

SEC source: 0001193125-26-102568 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,408

F1 · balance_after: The reporting person transferred shares directly owned in his individual name to The Steven and Patricia Brown Family Trust, dated March 19, 1998.

SEC source: 0001193125-26-092218 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,038.209

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Includes shares acquired pursuant to broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of Trinity Capital Inc.'s distribution reinvestment plan ("DRIP").

SEC source: 0001193125-26-092219 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,775.189

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan ("DRIP") and broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the DRIP.

F2 · balance_after: On December 17, 2025, the reporting person filed a Form 4 (the "Prior Form 4"), which inadvertently understated the number of shares held directly by 60,983 shares and overstated the number of shares held by The Kyle and Amy Brown Family Trust, dated February 4, 2019 by 99,663 shares. This filing corrects the errors of the Prior Form 4.

SEC source: 0001193125-25-320940 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,443.696

F2 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $15.05 to $15.10 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001193125-25-322820 · ownership.xml · nonDerivative · entry 1

Testa Michael · CIK 0002007041 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,554

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-25-322823 · ownership.xml · nonDerivative · entry 1

Stanton Sarah · CIK 0001818358 · GC, CCO, and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,269

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-25-323326 · ownership.xml · nonDerivative · entry 1

Brown Kyle Steven · CIK 0001796795 · Director · CEO, President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,700.294

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan ("DRIP") and broker dividend reinvestment program that reinvests Trinity Capital Inc. dividends on substantially similar terms as those of the DRIP, and includes shares acquired through the DRIP and broker dividend reinvestment program that were not previously reported due to scriveners errors.

F3 · balance_after: Subsequent to the reporting person's Form 4 filed on November 12, 2025, KBIZ Corp., an entity solely owned and controlled by the reporting person was voluntarily dissolved. As a result, all shares previously owned by KBIZ Corp. are now deemed directly held by the reporting person.

SEC source: 0001193125-25-322822 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 804,872

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-25-322826 · ownership.xml · nonDerivative · entry 1

Harder Gerald · CIK 0001796523 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,546

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-25-322824 · ownership.xml · nonDerivative · entry 1

Kundich Ronald · CIK 0001796095 · Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,109

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-25-320940 · ownership.xml · nonDerivative · entry 1

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,443.696

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

SEC source: 0001193125-25-290172 · ownership.xml · nonDerivative · entry 2

Estes Ronald E. · CIK 0001796067 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,943.696

F3 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.40 to $14.45 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F1 · balance_after: Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.

F2 · balance_after: Due to an administrative error, 3,335 shares that vested on June 11, 2025 and were subsequently transferred to The Estes Revocable Trust, dated January 12, 1990 were incorrectly shown as directly held in the Forms 4 dated August 29, 2025, September 4, 2025, September 12, 2025, September 15, 2025, and November 10, 2025. This Form 4 corrects the error in Column 5 for both shares directly held and shares indirectly held by The Estes Revocable Trust, dated January 12, 1990. There was no change in the total number of shares beneficially owned reported for the Reporting Person on any prior Form 4 as a result of this correction.

SEC source: 0001193125-25-290173 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,603

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.50 to $14.58 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.