Brown Steve Louis

SEC source: 0001193125-26-393423 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 347,801

F2 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-393423 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 361,392

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 14, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-273025 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 362,055

F2 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-273025 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 375,645

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 14, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-108879 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,307

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-26-108879 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 940,745

SEC source: 0001193125-26-102568 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 913,636

F1 · balance_after: The reporting person transferred shares directly owned in his individual name to The Steven and Patricia Brown Family Trust, dated March 19, 1998.

SEC source: 0001193125-26-102568 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,408

F1 · balance_after: The reporting person transferred shares directly owned in his individual name to The Steven and Patricia Brown Family Trust, dated March 19, 1998.

SEC source: 0001193125-25-322822 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 804,872

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F1 · shares: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001193125-25-290173 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 820,603

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.50 to $14.58 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001213900-25-108443 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 542,346

SEC source: 0001213900-25-108443 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 818,466

SEC source: 0001213900-25-088747 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 813,966

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001213900-25-055343 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,697

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 14, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001013762-25-000710 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 845,428

F2 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 14, 2025. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

SEC source: 0001013762-25-000710 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873,883

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on March 14, 2025, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

SEC source: 0001213900-24-112797 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,530

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

F2 · acquired: Amended filing to correct a scrivener's error in the Form 4, filed on December 26, 2024 (the "Original Form 4") reporting the transaction. The Original Form 4 inadvertently reported the transaction as a disposition of shares, and this amended Form 4 corrects the reporting to reflect that the reporting person acquired the shares. All other information in the Original Form 4 remains accurate and unchanged.

SEC source: 0001213900-24-112665 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 848,530

F1 · kind: Shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, as amended, on December 20, 2024, which shares vest 25% on March 15, 2026, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2026.

SEC source: 0001213900-24-109914 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 710,692

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted shares on December 13, 2024. The Transaction is exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094963 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722,182

F1 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-094963 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 706,582

F1 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-24-079989 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 702,832

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted shares on September 13, 2024. The Transaction is exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-075052 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 721,464

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with the vesting of restricted shares on June 14, 2024. The Transaction is exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: 2. Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% ofsuch shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% onMarch 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 sharesissued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033827 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 740,096

F2 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0000950170-24-033827 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Executive Chairman

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 577,934

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2024. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 162,162 shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan (the "LTIP") on March 15, 2024, which shares vest 25% on March 15, 2025, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2025; (2) 219,653 shares issued under the LTIP on March 15, 2023, which shares vested 25% on March 15, 2024, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters immediately following March 15, 2024; (3) 219,653 shares issued under the LTIP on March 15, 2022, which shares vested 25% on March 15, 2023, with the remaining 75% of such shares vesting pro rata over the twelve full calendar quarters following March 15, 2023; and (4) 204,793 shares issued under the LTIP on September 15, 2021, which shares began vesting quarterly pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001209191-23-059080 · doc4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,802

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on December 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 219,653 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

SEC source: 0001209191-23-049975 · doc4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 626,689

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on September 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021; and (3) 219,653 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

SEC source: 0001209191-23-029636 · doc4.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 540,746

SEC source: 0001209191-23-029636 · doc4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 639,576

F1 · balance_after: Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-23-021003 · ownership.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 635,876

F3 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2024, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2024.

F2 · balance_after: Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-23-021003 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,223

F1 · kind: Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on March 15, 2023. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.

F2 · balance_after: Includes (1) 164,739 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following March 15, 2023, and (2) 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following September 15, 2021.

SEC source: 0001213900-22-079269 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,346

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $10.39 to $10.57 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F3 · balance_after: Includes 219,653 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

SEC source: 0001213900-22-046545 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,546

F1 · balance_after: Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F2 · balance_after: Includes 219,653 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

SEC source: 0001213900-22-014288 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 523,010

F1 · price: The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $18.27 to $18.28 per share, inclusive. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes shares acquired pursuant to the Company's distribution reinvestment plan.

SEC source: 0001213900-22-013328 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431,777

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.

F2 · balance_after: Includes 204,793 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F3 · balance_after: Includes shares acquired pursuant to the Company's distribution reinvestment plan.

SEC source: 0001213900-21-048675 · ownership.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 717,525

F1 · kind: Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan.

F2 · kind: Such restricted shares shall vest pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.

F3 · balance_after: Includes shares acquired pursuant to the Company's distribution reinvestment plan.

SEC source: 0001104659-21-076011 · tm2118375-1_4seq1.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 16,059

F2 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.47 to $14.525. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes shares acquired pursuant to the Company's distribution reinvestment plan.

SEC source: 0001104659-21-076011 · tm2118375-1_4seq1.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,732

F1 · price: The price reported in Column 4 is a weighted average price, rounded to the nearest hundredth. These shares were bought in multiple transactions at prices ranging from $14.44 to $14.525. The reporting person undertakes to provide Trinity Capital Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased as each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes shares acquired pursuant to the Company's distribution reinvestment plan.

SEC source: 0001104659-21-011174 · tm215162d1_form4.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 15,739

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001104659-21-011174 · tm215162d1_form4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,350

F1 · balance_after: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

SEC source: 0001104659-20-092870 · tm2027173d1_form4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brown TCI, LLC

Disclosed balance after: 0

F1 · security: On August 7, 2020, Brown TCI, LLC ("Brown TCI") transferred ownership of 12,594 shares of common stock of Trinity Capital Inc. pursuant to in-kind distributions to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Steven L. Brown was deemed to indirectly own such shares due to his control of Brown TCI and previously disclaimed beneficial ownership of such shares.

F1 · price: On August 7, 2020, Brown TCI, LLC ("Brown TCI") transferred ownership of 12,594 shares of common stock of Trinity Capital Inc. pursuant to in-kind distributions to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Steven L. Brown was deemed to indirectly own such shares due to his control of Brown TCI and previously disclaimed beneficial ownership of such shares.

SEC source: 0001104659-20-079224 · tm2023865d1_4.xml · nonDerivative · entry 3

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By (i) Brown TCI, LLC and (ii) The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 16,192

F4 · security: Mr. Brown was deemed to indirectly own 25,108 shares due to his control of Brown TCI. On June 26, 2020, Brown TCI transferred ownership of 12,514 shares to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Such transfers were at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of these transfers, Mr. Brown is deemed to indirectly own (i) 12,594 shares through his control of Brown TCI and (ii) 3,598 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI that received ownership of such shares through such transfers. Mr. Brown disclaims beneficial ownership of such 12,594 shares.

F4 · price: Mr. Brown was deemed to indirectly own 25,108 shares due to his control of Brown TCI. On June 26, 2020, Brown TCI transferred ownership of 12,514 shares to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Such transfers were at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of these transfers, Mr. Brown is deemed to indirectly own (i) 12,594 shares through his control of Brown TCI and (ii) 3,598 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI that received ownership of such shares through such transfers. Mr. Brown disclaims beneficial ownership of such 12,594 shares.

F4 · balance_after: Mr. Brown was deemed to indirectly own 25,108 shares due to his control of Brown TCI. On June 26, 2020, Brown TCI transferred ownership of 12,514 shares to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Such transfers were at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of these transfers, Mr. Brown is deemed to indirectly own (i) 12,594 shares through his control of Brown TCI and (ii) 3,598 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI that received ownership of such shares through such transfers. Mr. Brown disclaims beneficial ownership of such 12,594 shares.

F4 · ownership.nature: Mr. Brown was deemed to indirectly own 25,108 shares due to his control of Brown TCI. On June 26, 2020, Brown TCI transferred ownership of 12,514 shares to certain underlying members of Brown TCI in proportion to such members' ownership interests in Brown TCI. Such transfers were at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of these transfers, Mr. Brown is deemed to indirectly own (i) 12,594 shares through his control of Brown TCI and (ii) 3,598 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI that received ownership of such shares through such transfers. Mr. Brown disclaims beneficial ownership of such 12,594 shares.

SEC source: 0001104659-20-079224 · tm2023865d1_4.xml · nonDerivative · entry 2

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Steven and Patricia Brown Family Trust, dated March 19, 1998

Disclosed balance after: 8,092

F2 · security: The reporting person is hereby disclosing a delinquent transaction reportable on Form 4 that was not reported due to an inadvertent administrative oversight. In addition, in a Form 3 filed on March 16, 2020, Mr. Brown reported direct ownership of 576,364 shares. This Form 4 hereby corrects such disclosure to reflect that of such shares, Mr. Brown directly owns 505,400 shares and was deemed to indirectly own 40,459 shares due to his control of Brown TCI II, LLC ("Brown TCI II"). On June 19, 2020, Brown TCI II transferred ownership of all of such shares to its underlying members in proportion to their ownership interests in Brown TCI II. Such transfers were at $15.00 per share - the same price per share that Brown TCI II acquired the shares.

F3 · security: As a result of the transfers discussed in footnote 2 above, Brown TCI II no longer holds or owns any shares, and Mr. Brown is deemed to indirectly own 8,092 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI II that received ownership of such shares through such transfers.

F2 · price: The reporting person is hereby disclosing a delinquent transaction reportable on Form 4 that was not reported due to an inadvertent administrative oversight. In addition, in a Form 3 filed on March 16, 2020, Mr. Brown reported direct ownership of 576,364 shares. This Form 4 hereby corrects such disclosure to reflect that of such shares, Mr. Brown directly owns 505,400 shares and was deemed to indirectly own 40,459 shares due to his control of Brown TCI II, LLC ("Brown TCI II"). On June 19, 2020, Brown TCI II transferred ownership of all of such shares to its underlying members in proportion to their ownership interests in Brown TCI II. Such transfers were at $15.00 per share - the same price per share that Brown TCI II acquired the shares.

F3 · price: As a result of the transfers discussed in footnote 2 above, Brown TCI II no longer holds or owns any shares, and Mr. Brown is deemed to indirectly own 8,092 shares through The Steven and Patricia Brown Family Trust, dated March 19, 1998, a member of Brown TCI II that received ownership of such shares through such transfers.

SEC source: 0001104659-20-079224 · tm2023865d1_4.xml · nonDerivative · entry 1

Brown Steve Louis · CIK 0001796793 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Brown TCI, LLC

Disclosed balance after: 25,108

F1 · security: The reporting person is hereby disclosing a delinquent transaction reportable on Form 4 that was not reported due to an inadvertent administrative oversight. In addition, in a Form 3 filed on March 16, 2020, Steven L. Brown reported direct ownership of 576,364 shares. This Form 4 hereby corrects such disclosure to reflect that of such shares, Mr. Brown directly owns 505,400 shares and was deemed to indirectly own 30,505 shares due to his control of Brown TCI, LLC ("Brown TCI"). On May 22, 2020, Brown TCI transferred ownership of 5,397 shares to an underlying member of Brown TCI in proportion to such member's ownership interest in Brown TCI. Such transfer was at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of this transfer, Mr. Brown is deemed to indirectly own 25,108 shares through his control of Brown TCI. Of such 25,108 shares, Mr. Brown disclaims beneficial ownership of 21,510 shares.

F1 · price: The reporting person is hereby disclosing a delinquent transaction reportable on Form 4 that was not reported due to an inadvertent administrative oversight. In addition, in a Form 3 filed on March 16, 2020, Steven L. Brown reported direct ownership of 576,364 shares. This Form 4 hereby corrects such disclosure to reflect that of such shares, Mr. Brown directly owns 505,400 shares and was deemed to indirectly own 30,505 shares due to his control of Brown TCI, LLC ("Brown TCI"). On May 22, 2020, Brown TCI transferred ownership of 5,397 shares to an underlying member of Brown TCI in proportion to such member's ownership interest in Brown TCI. Such transfer was at $15.00 per share - the same price per share that Brown TCI acquired the shares. As a result of this transfer, Mr. Brown is deemed to indirectly own 25,108 shares through his control of Brown TCI. Of such 25,108 shares, Mr. Brown disclaims beneficial ownership of 21,510 shares.