person · Reporting owner

Majewski Thomas P.

Disclosed activity across 9 companies

Tapewire entity: 73934
SEC CIK: 0001617694

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
EP Private Capital Fund INONE · Entity 77221	Director · CEO · Portfolio Manager	July 25, 2025	July 25, 2025
Eagle Point Credit CoECC · Entity 5434	Director · Chief Executive Officer · Portfolio Manager	March 21, 2025	March 21, 2025
Eagle Point Defensive Income TrustNONE · Entity 77654	Director · CEO/Portfolio Manager	July 07, 2025	July 07, 2025
Eagle Point Enhanced Income TrustNone · Entity 77627	Director · Chief Executive Officer · Portfolio Manager	April 17, 2025	April 21, 2025
Eagle Point Income CoEIC · Entity 6191	Director · Chairman/CEO · Portfolio Manager	October 18, 2022	October 20, 2022
Eagle Point Institutional Income FundNONE · Entity 9078	Director · Chief Executive Officer · Portfolio Manager	April 16, 2025	April 21, 2025
Eagle Point Trinity Senior Secured Lending CoNONE · Entity 73931	Director · Chariman/Co-CEO	October 27, 2025	October 27, 2025
Trinity Capital Inc.NONE · Entity 4639	Director · Chief Executive Officer · Portfolio Manager	January 28, 2021	February 02, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EP Private Capital Fund I

Report date July 25, 2025 · Filed July 25, 2025

This filing explicitly reported no securities owned.

Eagle Point Credit Co

Report date March 21, 2025 · Filed March 21, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Series AA Convertible Perpetual Preferred StockSEC Table I · non-derivative	Direct	1,086.9565	Reported balance After 2025-03-21 transaction · row 1 1 source row Row 1 · 2025-03-21 · Purchase · Acquired 1,086.9565 · Balance 1,086.9565
6.50% Series C Term Preferred Stock due 2031SEC Table I · non-derivative	Direct	3,000	Reported balance Holding disclosure · report date 2025-03-21 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,000
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectBy Majewski Family 2022 Holdings LLC	30,000	Reported balance Holding disclosure · report date 2025-03-21 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 30,000 F1: These securities are attributable to Mr. Majewski through his interest in Majewski Family 2022 Holdings LLC, a limited liability company.
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	Direct	2,000	Reported balance Holding disclosure · report date 2025-03-21 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 2,000
6.6875% Notes due 2028SEC Table I · non-derivative	IndirectBy Majewski Family 2022 Holdings LLC	Not disclosed	Reported balance Holding disclosure · report date 2025-03-21 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance Not disclosed F1: These securities are attributable to Mr. Majewski through his interest in Majewski Family 2022 Holdings LLC, a limited liability company.
6.6875% Notes due 2028SEC Table I · non-derivative	Direct	Not disclosed	Reported balance Holding disclosure · report date 2025-03-21 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance Not disclosed

Filing footnotes · ownership attribution and instrument terms

F1: These securities are attributable to Mr. Majewski through his interest in Majewski Family 2022 Holdings LLC, a limited liability company.

Eagle Point Defensive Income Trust

Report date July 07, 2025 · Filed July 07, 2025

This filing explicitly reported no securities owned.

Eagle Point Enhanced Income Trust

Report date April 17, 2025 · Filed April 21, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	Direct	5,112.474	Reported balance After 2025-04-17 transaction · row 1 1 source row Row 1 · 2025-04-17 · Purchase · Acquired 5,112.474 · Balance 5,112.474

Eagle Point Income Co

Report date October 18, 2022 · Filed October 20, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
5.00% Series A Term Preferred Stock due 2026SEC Table I · non-derivative	Direct	1,000	Reported balance After 2022-10-18 transaction · row 1 1 source row Row 1 · 2022-10-18 · Purchase · Acquired 1,000 · Balance 1,000 F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.90 to $21.9213, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
5.00% Series A Term Preferred Stock due 2026SEC Table I · non-derivative	IndirectBy Majewski Family 2022 Holdings LLC	50	Reported balance Holding disclosure · report date 2022-10-18 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 50 F2: These securities are attributable to Mr. Majewski through his interest in Majewski Family 2022 Holdings LLC, a limited liability company.
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectBy Majewski Family 2022 Holdings LLC	8,550	Reported balance Holding disclosure · report date 2022-10-18 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 8,550 F2: These securities are attributable to Mr. Majewski through his interest in Majewski Family 2022 Holdings LLC, a limited liability company.

Filing footnotes · ownership attribution and instrument terms

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.90 to $21.9213, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: These securities are attributable to Mr. Majewski through his interest in Majewski Family 2022 Holdings LLC, a limited liability company.

Eagle Point Institutional Income Fund

Report date April 16, 2025 · Filed April 21, 2025

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	Direct	3,019.324	Reported balance After 2025-04-16 transaction · row 1 1 source row Row 1 · 2025-04-16 · Purchase · Acquired 3,019.324 · Balance 3,019.324
8.125% Series A Term Preferred Shares due 2029SEC Table I · non-derivative	Direct	4,000	Reported balance Holding disclosure · report date 2025-04-16 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 4,000 F1: These securities are attributable to Mr. Majewski through his interest in Thomas P. Majewski Revocable Trust Dated June 6, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are attributable to Mr. Majewski through his interest in Thomas P. Majewski Revocable Trust Dated June 6, 2023.

Eagle Point Trinity Senior Secured Lending Co

Report date October 27, 2025 · Filed October 27, 2025

This filing explicitly reported no securities owned.

Trinity Capital Inc.

Report date January 28, 2021 · Filed February 02, 2021

Jointly reported with Eagle Point Credit Management LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectSee Footnotes	357,142	Reported balance After 2021-01-28 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-01-28 · Purchase · Acquired 357,142 · Balance 357,142 F1: The Common Stock and Convertible Notes are directly owned by certain investment vehicles and accounts (collectively, the "Accounts") managed by Eagle Point Credit Management LLC ("Eagle Point"). Accordingly, Eagle Point could be deemed to have a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts. Thomas P. Majewski is the managing partner and a member of the portfolio management team of Eagle Point, and has certain economic rights with respect to Eagle Point that could be deemed to constitute a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts. F2: Each of the Reporting Persons identified herein hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	Direct	3,333	Reported balance Holding disclosure · report date 2021-01-28 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 3,333 F3: Thomas P. Majewski directly owns 3,333 shares of Common Stock in his personal capacity and thus has a direct pecuniary interest in these securities. Eagle Point has no pecuniary interest in these securities.
6.00% Convertible Notes due 2025SEC Table II · derivative / convertible security · Conversion / exercise price $15.00 · Expires 2025-12-11	IndirectSee Footnotes	Not disclosed	Reported balance Holding disclosure · report date 2021-01-28 · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · Balance Not disclosed F4: The conversion rate is initially 66.6667 shares of Common Stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $15 per share of Common Stock). This conversion rate is subject to certain customary formulaic adjustments pursuant to the terms of the Convertible Notes. F1: The Common Stock and Convertible Notes are directly owned by certain investment vehicles and accounts (collectively, the "Accounts") managed by Eagle Point Credit Management LLC ("Eagle Point"). Accordingly, Eagle Point could be deemed to have a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts. Thomas P. Majewski is the managing partner and a member of the portfolio management team of Eagle Point, and has certain economic rights with respect to Eagle Point that could be deemed to constitute a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts. F2: Each of the Reporting Persons identified herein hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: The Common Stock and Convertible Notes are directly owned by certain investment vehicles and accounts (collectively, the "Accounts") managed by Eagle Point Credit Management LLC ("Eagle Point"). Accordingly, Eagle Point could be deemed to have a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts. Thomas P. Majewski is the managing partner and a member of the portfolio management team of Eagle Point, and has certain economic rights with respect to Eagle Point that could be deemed to constitute a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts.

F2: Each of the Reporting Persons identified herein hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F3: Thomas P. Majewski directly owns 3,333 shares of Common Stock in his personal capacity and thus has a direct pecuniary interest in these securities. Eagle Point has no pecuniary interest in these securities.

F4: The conversion rate is initially 66.6667 shares of Common Stock per $1,000 principal amount of the Convertible Notes (equivalent to an initial conversion price of approximately $15 per share of Common Stock). This conversion rate is subject to certain customary formulaic adjustments pursuant to the terms of the Convertible Notes.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Oxford Lane Capital Corp.

Report date June 29, 2021 · Filed June 30, 2021

Jointly reported with Eagle Point Credit Management LLC, Eagle Point Credit GP I LP, Eagle Point DIF GP I LLC

Section 16 reporting ended · disclosed 2021-06-30. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
6.75% Series 2024 Term Preferred Stock (OXLCM)SEC Table I · non-derivative	IndirectSee footnote	213,543	Reported balance After 2021-06-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2021-06-29 · Sale · Disposed 3,543 · Balance 213,543 F1: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F2: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.14 to $25.23 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and each of the other applicable footnotes contained in this Form 4. F4: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s). F5: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Accordingly, each of the Reporting Persons could be deemed to have an indirect pecuniary interest in all or a portion of the securities sold that are reported herein. F7: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.
6.25% Series 2027 Term Preferred Stock (OXLCP)SEC Table I · non-derivative	IndirectSee footnote	380,145	Reported balance After 2021-06-29 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2021-06-29 · Sale · Disposed 10,778 · Balance 380,145 F1: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F3: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $24.90 to $24.94 per share, inclusive. F4: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s). F5: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Accordingly, each of the Reporting Persons could be deemed to have an indirect pecuniary interest in all or a portion of the securities sold that are reported herein. F7: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.
6.75% Notes due 2031, $25.00 denominations (OXLCL)SEC Table I · non-derivative	IndirectSee footnote	Not disclosed	Reported balance Holding disclosure · report date 2021-06-29 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance Not disclosed F1: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F5: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Accordingly, each of the Reporting Persons could be deemed to have an indirect pecuniary interest in all or a portion of the securities sold that are reported herein. F6: The securities are directly owned by the Funds and certain separately-managed client accounts (the "Accounts"). EPCM serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts (as well as the securities held by the Funds). F7: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.
6.75% Series 2024 Term Preferred Stock (OXLCM)SEC Table I · non-derivative	Direct	9,450	Reported balance Holding disclosure · report date 2021-06-29 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 9,450 F1: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F8: Thomas P. Majewski directly owns the securities in his personal capacity. None of the other Reporting Persons has a pecuniary interest in these securities.
6.25% Series 2027 Term Preferred Stock (OXLCP)SEC Table I · non-derivative	Direct	11,000	Reported balance Holding disclosure · report date 2021-06-29 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 11,000 F1: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F8: Thomas P. Majewski directly owns the securities in his personal capacity. None of the other Reporting Persons has a pecuniary interest in these securities.

Filing footnotes · ownership attribution and instrument terms

F1: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock.

F2: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.14 to $25.23 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and each of the other applicable footnotes contained in this Form 4.

F3: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $24.90 to $24.94 per share, inclusive.

F4: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s).

F5: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Accordingly, each of the Reporting Persons could be deemed to have an indirect pecuniary interest in all or a portion of the securities sold that are reported herein.

F6: The securities are directly owned by the Funds and certain separately-managed client accounts (the "Accounts"). EPCM serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts (as well as the securities held by the Funds).

F7: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose.

F8: Thomas P. Majewski directly owns the securities in his personal capacity. None of the other Reporting Persons has a pecuniary interest in these securities.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
April 17, 2025 Filed Apr 21, 2025 18:26 UTC	Eagle Point Enhanced Income Trust None · Entity 77627	PurchaseCommon Stock, par value $0.001 per share	5,112.474	$9.78	$50,000.00	Disclosure SEC source: 0001617694-25-000002 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,112.474 Read SEC document
April 16, 2025 Filed Apr 21, 2025 18:05 UTC	Eagle Point Institutional Income Fund NONE · Entity 9078	PurchaseCommon Stock, par value $0.001 per share	3,019.324	$8.28	$25,000.00	Disclosure SEC source: 0001617694-25-000001 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,019.324 Read SEC document
March 21, 2025 Filed Mar 21, 2025 21:33 UTC	Eagle Point Credit Co ECC · Entity 5434	PurchaseSeries AA Convertible Perpetual Preferred Stock	1,086.9565	$23.00	$25,000.00	Disclosure SEC source: 0001104659-25-026722 · tm2510002-1_4seq1.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,086.9565 Read SEC document
October 23, 2024 Filed Oct 24, 2024 20:07 UTC	Eagle Point Institutional Income Fund EIIA · Entity 9078	Purchase8.125% Series A Term Preferred Shares due 2029	4,000	$24.96	$99,840.00	Disclosure SEC source: 0001617694-24-000001 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,000 F1 · price: The price reported reflects the weighted average price per share. These securities were purchased in multiple transactions at prices ranging from $24.95 to $24.97 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote. F2 · ownership.direct: These securities are attributable to Mr. Majewski through his interest in Thomas P. Majewski Revocable Trust Dated June 6, 2023. Read SEC document
May 30, 2023 Filed Jun 1, 2023 00:45 UTC	Eagle Point Credit Co ECC · Entity 5434	Purchase6.50% Series C Term Preferred Stock due 2031	3,000	$20.80	$62,400.00	Disclosure SEC source: 0001617694-23-000001 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · CEO · Portfolio Manager 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,000 Read SEC document
October 18, 2022 Filed Oct 20, 2022 16:00 UTC	Eagle Point Income Co EIC · Entity 6191	Purchase5.00% Series A Term Preferred Stock due 2026	1,000	$21.92	$21,920.00	Disclosure SEC source: 0001617694-22-000007 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chairman/CEO · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $21.90 to $21.9213, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
June 15, 2022 Filed Jun 15, 2022 20:14 UTC	Eagle Point Credit Co ECC · Entity 5434	Purchase6.6875% Notes due 2028	2,500	$2,416.00	$6,040,000.00	Disclosure SEC source: 0001617694-22-000006 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Majewski Family 2022 Holdings LLC Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of the notes. F2 · price: The price reported in Column 4 is the amount paid excluding any transactions costs. F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount of the notes. F3 · ownership.nature: These securities are held by Mr. Majewski through Majewski Family 2022 Holdings LLC, a limited liability company of which Mr. Majewski is the sole member. Read SEC document
June 15, 2022 Filed Jun 15, 2022 16:05 UTC	Eagle Point Income Co EIC · Entity 6191	Purchase5.00% Series A Term Preferred Stock due 2026	100	$23.17	$2,317.00	Disclosure SEC source: 0001617694-22-000005 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chairman/CEO · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Indirect · By Majewski Family 2022 Holdings LLC Disclosed balance after: 100 F1 · ownership.nature: These securities are held by Mr. Majewski through Majewski Family 2022 Holdings LLC, a limited liability company of which Mr. Majewski is the sole member. Read SEC document
February 28, 2022 Filed Feb 28, 2022 21:20 UTC	Eagle Point Credit Co ECC · Entity 5434	Other7.75% Series B Term Preferred Stock due 2026	995	$25.00	$24,875.00	Disclosure SEC source: 0001617694-22-000003 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). Read SEC document
February 14, 2022 Filed Feb 16, 2022 13:06 UTC	Eagle Point Credit Co ECC · Entity 5434	Other6.75% Notes due 2027	50,000	$25.00	$1,250,000.00	Disclosure SEC source: 0001617694-22-000002 · primary_doc.xml · nonDerivative · entry 2 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: The amount reported reflects the aggregate principal amount of the notes. F2 · price: The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). F1 · balance_after: The amount reported reflects the aggregate principal amount of the notes. Read SEC document
February 14, 2022 Filed Feb 16, 2022 13:06 UTC	Eagle Point Credit Co ECC · Entity 5434	Other6.6875% Notes due 2028	38,275	$25.00	$956,875.00	Disclosure SEC source: 0001617694-22-000002 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,725 F1 · shares: The amount reported reflects the aggregate principal amount of the notes. F2 · price: The securities were called for redemption by the Issuer at their stated redemption price (plus accrued but unpaid interest). F1 · balance_after: The amount reported reflects the aggregate principal amount of the notes. Read SEC document
December 31, 2021 Filed Jan 3, 2022 22:13 UTC	Eagle Point Credit Co ECC · Entity 5434	Other7.75% Series B Term Preferred Stock due 2026	1,005	$25.00	$25,125.00	Disclosure SEC source: 0001617694-22-000001 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995 F1 · price: The securities were called for redemption by the Issuer at a price equal to their liquidation preference price (plus accrued but unpaid dividends). Read SEC document
November 17, 2021 Filed Nov 18, 2021 16:05 UTC	Eagle Point Income Co EIC · Entity 6191	PurchaseCommon Stock, par value $0.001 per share	2,000	$18.00	$36,000.00	Disclosure SEC source: 0001617694-21-000003 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chairman/CEO · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,100 Read SEC document
September 16, 2021 Filed Sep 17, 2021 16:04 UTC	Eagle Point Income Co EIC · Entity 6191	PurchaseCommon Stock, par value $0.001 per share	950	$16.95	$16,102.50	Disclosure SEC source: 0001617694-21-000002 · primary_doc.xml · nonDerivative · entry 2 Majewski Thomas P. · CIK 0001617694 · Director · Chairman/CEO · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,100 Read SEC document
September 15, 2021 Filed Sep 17, 2021 16:04 UTC	Eagle Point Income Co EIC · Entity 6191	PurchaseCommon Stock, par value $0.001 per share	50	$16.95	$847.50	Disclosure SEC source: 0001617694-21-000002 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chairman/CEO · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,150 Read SEC document
September 14, 2021 Filed Sep 15, 2021 16:03 UTC	Eagle Point Income Co EIC · Entity 6191	PurchaseCommon Stock, par value $0.001 per share	3,000	$17.08	$51,240.00	Disclosure SEC source: 0001617694-21-000001 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chairman/CEO · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,100 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.00 to $17.10, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
June 29, 2021 Filed Jun 30, 2021 00:48 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.25% Series 2027 Term Preferred Stock (OXLCP)	10,778	$24.91	$268,479.98	Disclosure SEC source: 0001104659-21-087035 · tm2121043-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 380,145 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F3 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $24.90 to $24.94 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F4 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s). F5 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Accordingly, each of the Reporting Persons could be deemed to have an indirect pecuniary interest in all or a portion of the securities sold that are reported herein. F7 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 29, 2021 Filed Jun 30, 2021 00:48 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Series 2024 Term Preferred Stock (OXLCM)	3,543	$25.15	$89,106.45	Disclosure SEC source: 0001104659-21-087035 · tm2121043-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 213,543 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F2 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.14 to $25.23 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and each of the other applicable footnotes contained in this Form 4. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F4 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s). F5 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Accordingly, each of the Reporting Persons could be deemed to have an indirect pecuniary interest in all or a portion of the securities sold that are reported herein. F7 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 28, 2021 Filed Jun 29, 2021 00:16 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.25% Series 2027 Term Preferred Stock (OXLCP)	14,657	$24.94	$365,545.58	Disclosure SEC source: 0001104659-21-086378 · tm2120913-1_4seq1.xml · nonDerivative · entry 6 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 401,923 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F7 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $24.88 to $25.00 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F8 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s). F9 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the securities sold that are reported herein. F11 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 28, 2021 Filed Jun 29, 2021 00:16 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Series 2024 Term Preferred Stock (OXLCM)	9,917	$25.14	$249,313.38	Disclosure SEC source: 0001104659-21-086378 · tm2120913-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 226,536 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F4 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.12 to $25.20 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F8 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s). F9 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the securities sold that are reported herein. F11 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 25, 2021 Filed Jun 29, 2021 00:16 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.25% Series 2027 Term Preferred Stock (OXLCP)	13,624	$25.01	$340,736.24	Disclosure SEC source: 0001104659-21-086378 · tm2120913-1_4seq1.xml · nonDerivative · entry 5 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 416,580 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F6 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.00 to $25.05 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F8 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s). F9 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the securities sold that are reported herein. F11 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 25, 2021 Filed Jun 29, 2021 00:16 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Series 2024 Term Preferred Stock (OXLCM)	16,931	$25.15	$425,814.65	Disclosure SEC source: 0001104659-21-086378 · tm2120913-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 236,453 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F3 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.12 to $25.15 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F8 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s). F9 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the securities sold that are reported herein. F11 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 24, 2021 Filed Jun 29, 2021 00:16 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.25% Series 2027 Term Preferred Stock (OXLCP)	47,834	$25.02	$1,196,806.68	Disclosure SEC source: 0001104659-21-086378 · tm2120913-1_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 430,204 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F5 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.00 to $25.06 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F8 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s). F9 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the securities sold that are reported herein. F11 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 24, 2021 Filed Jun 29, 2021 00:16 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Series 2024 Term Preferred Stock (OXLCM)	9,635	$25.17	$242,512.95	Disclosure SEC source: 0001104659-21-086378 · tm2120913-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 253,384 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F2 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.12 to $25.25 per share, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and each of the other applicable footnotes contained in this Form 4. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F8 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") managed by Eagle Point Credit Management ("EPCM"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (the "General Partners") serve as general partner to one or more of the Funds. Accordingly, EPCM and the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the applicable Fund(s). F9 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of EPCM and each of the General Partners, and Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the securities sold that are reported herein. F11 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 17, 2021 Filed Jun 18, 2021 00:38 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.25% Series 2027 Term Preferred Stock (OXLCP)	13,800	$24.95	$344,310.00	Disclosure SEC source: 0001104659-21-082841 · tm2120115-1_4seq1.xml · nonDerivative · entry 9 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See foonotes Disclosed balance after: 602,765 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F10 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $24.94 to $25.00 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F14 · ownership.nature: The securities are directly owned by the Funds. Accordingly, for the reasons described above in footnotes 6 and 7, the General Partners, EPCM, and Mr. Majewski could be deemed to have an indirect pecuniary interest in the applicable securities. F15 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 17, 2021 Filed Jun 18, 2021 00:38 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Series 2024 Term Preferred Stock (OXLCM)	21,994	$25.04	$550,729.76	Disclosure SEC source: 0001104659-21-082841 · tm2120115-1_4seq1.xml · nonDerivative · entry 6 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See foonotes Disclosed balance after: 332,759 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F7 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $24.99 to $25.10 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F14 · ownership.nature: The securities are directly owned by the Funds. Accordingly, for the reasons described above in footnotes 6 and 7, the General Partners, EPCM, and Mr. Majewski could be deemed to have an indirect pecuniary interest in the applicable securities. F15 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 17, 2021 Filed Jun 18, 2021 00:38 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Notes due 2031, $25.00 denominations (OXLCL)	273,300	$277,578.00	$75,862,067,400.00	Disclosure SEC source: 0001104659-21-082841 · tm2120115-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See foonotes Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F4 · price: The price reported reflects the aggregate sales price. These securities were sold in multiple transactions at prices ranging from $25.37 to $25.42 per note, inclusive, at a weighted average price of $25.39 per note. F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F11 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") and certain separately-managed client accounts (the "Accounts"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (together, the "General Partners") serve as general partner to one or more of the Funds. Accordingly, the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the Fund(s) for which they serve as general partner. Eagle Point Credit Management LLC ("EPCM") serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts. F12 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of each of the General Partners and EPCM. Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the securities sold that are reported herein. F15 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 16, 2021 Filed Jun 18, 2021 00:38 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.25% Series 2027 Term Preferred Stock (OXLCP)	13,441	$25.00	$336,025.00	Disclosure SEC source: 0001104659-21-082841 · tm2120115-1_4seq1.xml · nonDerivative · entry 8 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See foonotes Disclosed balance after: 616,565 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F9 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $24.95 to $25.21 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F14 · ownership.nature: The securities are directly owned by the Funds. Accordingly, for the reasons described above in footnotes 6 and 7, the General Partners, EPCM, and Mr. Majewski could be deemed to have an indirect pecuniary interest in the applicable securities. F15 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 16, 2021 Filed Jun 18, 2021 00:38 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Series 2024 Term Preferred Stock (OXLCM)	7,392	$25.12	$185,687.04	Disclosure SEC source: 0001104659-21-082841 · tm2120115-1_4seq1.xml · nonDerivative · entry 5 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See foonotes Disclosed balance after: 354,753 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F6 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.08 to $25.18 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F14 · ownership.nature: The securities are directly owned by the Funds. Accordingly, for the reasons described above in footnotes 6 and 7, the General Partners, EPCM, and Mr. Majewski could be deemed to have an indirect pecuniary interest in the applicable securities. F15 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 16, 2021 Filed Jun 18, 2021 00:38 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Notes due 2031, $25.00 denominations (OXLCL)	432,600	$439,814.00	$190,263,536,400.00	Disclosure SEC source: 0001104659-21-082841 · tm2120115-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See foonotes Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F3 · price: The price reported reflects the aggregate sales price. These securities were sold in multiple transactions at prices ranging from $25.40 to $25.50 per note, inclusive, at a weighted average price of $25.42 per note. F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F11 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") and certain separately-managed client accounts (the "Accounts"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (together, the "General Partners") serve as general partner to one or more of the Funds. Accordingly, the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the Fund(s) for which they serve as general partner. Eagle Point Credit Management LLC ("EPCM") serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts. F12 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of each of the General Partners and EPCM. Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the securities sold that are reported herein. F15 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 15, 2021 Filed Jun 18, 2021 00:38 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.25% Series 2027 Term Preferred Stock (OXLCP)	2,800	$25.11	$70,308.00	Disclosure SEC source: 0001104659-21-082841 · tm2120115-1_4seq1.xml · nonDerivative · entry 7 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See foonotes Disclosed balance after: 630,006 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F8 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.10 to $25.15 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F14 · ownership.nature: The securities are directly owned by the Funds. Accordingly, for the reasons described above in footnotes 6 and 7, the General Partners, EPCM, and Mr. Majewski could be deemed to have an indirect pecuniary interest in the applicable securities. F15 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 15, 2021 Filed Jun 18, 2021 00:38 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Series 2024 Term Preferred Stock (OXLCM)	4,521	$25.21	$113,974.41	Disclosure SEC source: 0001104659-21-082841 · tm2120115-1_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See foonotes Disclosed balance after: 362,145 F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F5 · price: The price reported reflects the weighted average sales price per share. These securities were sold in multiple transactions at prices ranging from $25.20 to $25.30 per share, inclusive. F1 · balance_after: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F14 · ownership.nature: The securities are directly owned by the Funds. Accordingly, for the reasons described above in footnotes 6 and 7, the General Partners, EPCM, and Mr. Majewski could be deemed to have an indirect pecuniary interest in the applicable securities. F15 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
June 15, 2021 Filed Jun 18, 2021 00:38 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Notes due 2031, $25.00 denominations (OXLCL)	1,251,075	$1,273,649.00	$1,593,430,422,675.00	Disclosure SEC source: 0001104659-21-082841 · tm2120115-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See foonotes Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F2 · price: The price reported reflects the aggregate sales price of the notes. These securities were sold in multiple transactions at prices ranging from $25.44 to $25.47 per note, inclusive, at a weighted average price of $25.45 per note. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of notes/shares sold at each separate price within the ranges set forth in this footnote and each of the other applicable footnotes contained in this Form 4. F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount (based on face value), with respect to the notes, and the aggregate number of shares, with respect to the preferred stock. F11 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") and certain separately-managed client accounts (the "Accounts"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (together, the "General Partners") serve as general partner to one or more of the Funds. Accordingly, the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the Fund(s) for which they serve as general partner. Eagle Point Credit Management LLC ("EPCM") serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts. F12 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of each of the General Partners and EPCM. Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the securities sold that are reported herein. F15 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
April 19, 2021 Filed Apr 20, 2021 01:20 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Notes due 2031 (OXLCL)	300,400	$302,192.79	$90,778,714,116.00	Disclosure SEC source: 0001104659-21-052121 · tm2113441-1_4seq1.xml · nonDerivative · entry 4 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,250,800 F2 · shares: The amount reported reflects the aggregate principal amount of the securities. F5 · price: The price reported reflects the aggregate purchase price. These securities were sold in multiple transactions at prices ranging from $25.10 to $25.25 per Note, inclusive, at a weighted average price of $25.15 per Note. F2 · balance_after: The amount reported reflects the aggregate principal amount of the securities. F6 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") and certain separately-managed client accounts (the "Accounts"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (together, the "General Partners") serve as general partner to one or more of the Funds. Accordingly, the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the Fund(s) for which they serve as general partner. Eagle Point Credit Management LLC ("EPCM") serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts. F7 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of each of the General Partners and EPCM. Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the Notes sold on April 15, 16, and 19, as reported herein. F10 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
April 16, 2021 Filed Apr 20, 2021 01:20 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Notes due 2031 (OXLCL)	1,147,500	$1,153,118.16	$1,323,203,088,600.00	Disclosure SEC source: 0001104659-21-052121 · tm2113441-1_4seq1.xml · nonDerivative · entry 3 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 21,551,200 F2 · shares: The amount reported reflects the aggregate principal amount of the securities. F4 · price: The price reported reflects the aggregate purchase price. These securities were sold in multiple transactions at prices ranging from $25.10 to $25.20 per Note, inclusive, at a weighted average price of $25.12 per Note. F2 · balance_after: The amount reported reflects the aggregate principal amount of the securities. F6 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") and certain separately-managed client accounts (the "Accounts"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (together, the "General Partners") serve as general partner to one or more of the Funds. Accordingly, the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the Fund(s) for which they serve as general partner. Eagle Point Credit Management LLC ("EPCM") serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts. F7 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of each of the General Partners and EPCM. Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the Notes sold on April 15, 16, and 19, as reported herein. F10 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
April 15, 2021 Filed Apr 20, 2021 01:20 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Notes due 2031 (OXLCL)	743,800	$751,310.38	$558,824,660,644.00	Disclosure SEC source: 0001104659-21-052121 · tm2113441-1_4seq1.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 22,698,700 F2 · shares: The amount reported reflects the aggregate principal amount of the securities. F3 · price: The price reported reflects the aggregate purchase price. These securities were sold in multiple transactions at prices ranging from $25.23 to $25.34 per Note, inclusive, at a weighted average price of $25.25 per Note. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3), (4), and (5) to this Form 4. F2 · balance_after: The amount reported reflects the aggregate principal amount of the securities. F6 · ownership.nature: The securities are directly owned by certain private investment funds (the "Funds") and certain separately-managed client accounts (the "Accounts"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (together, the "General Partners") serve as general partner to one or more of the Funds. Accordingly, the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the Fund(s) for which they serve as general partner. Eagle Point Credit Management LLC ("EPCM") serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts. F7 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of each of the General Partners and EPCM. Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the Notes sold on April 15, 16, and 19, as reported herein. F10 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
April 15, 2021 Filed Apr 20, 2021 01:20 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Other7.50% Series 2023 Term Preferred Stock (OXLCO)	1,544	$25.00	$38,600.00	Disclosure SEC source: 0001104659-21-052121 · tm2113441-1_4seq1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The securities were called for redemption by the Issuer at a price equal to their liquidation preference price (plus accrued but unpaid dividends). Thomas P. Majewski directly owned the securities in his personal capacity. None of the other Reporting Persons had a pecuniary interest in these securities. Read SEC document
April 12, 2021 Filed Apr 13, 2021 21:17 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Notes due 2031, issued in denominations of $25.00	175,000	$177,146.90	$31,000,707,500.00	Disclosure SEC source: 0001104659-21-049821 · tm2112881-1_4.xml · nonDerivative · entry 2 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 23,442,500 F1 · shares: The amount reported reflects the aggregate principal amount of the 6.75% Notes due 2031 ("Notes"). F3 · price: The price reported in Column 4 reflects the aggregate purchase price. These securities were sold in multiple transactions at prices ranging from $25.27 to $25.39 per Note, inclusive, at a weighted average price of $25.31 per Note. F1 · balance_after: The amount reported reflects the aggregate principal amount of the 6.75% Notes due 2031 ("Notes"). F4 · ownership.nature: The Notes are directly owned by certain private investment funds (the "Funds") and certain separately-managed client accounts (the "Accounts"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (together, the "General Partners") serve as general partner to one or more of the Funds. Accordingly, the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the Fund(s) for which they serve as general partner. Eagle Point Credit Management LLC ("EPCM") serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts. F5 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of each of the General Partners and EPCM. Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the Notes reported in Column 4. F8 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
April 09, 2021 Filed Apr 13, 2021 21:17 UTC	Oxford Lane Capital Corp. OXLC · Entity 5003	Sale6.75% Notes due 2031, issued in denominations of $25.00	168,375	$170,447.52	$28,699,101,180.00	Disclosure SEC source: 0001104659-21-049821 · tm2112881-1_4.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · 10% owner Eagle Point Credit GP I LP · CIK 0001607205 · 10% owner Eagle Point DIF GP I LLC · CIK 0001836609 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 23,617,500 F1 · shares: The amount reported reflects the aggregate principal amount of the 6.75% Notes due 2031 ("Notes"). F2 · price: The price reported in Column 4 reflects the aggregate purchase price. These securities were sold in multiple transactions at prices ranging from $25.29 to $25.35 per Note, inclusive, at a weighted average price of $25.31 per Note. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in in footnotes (1) and (2) to this Form 4. F1 · balance_after: The amount reported reflects the aggregate principal amount of the 6.75% Notes due 2031 ("Notes"). F4 · ownership.nature: The Notes are directly owned by certain private investment funds (the "Funds") and certain separately-managed client accounts (the "Accounts"). Eagle Point Credit GP I LP and Eagle Point DIF GP I LLC (together, the "General Partners") serve as general partner to one or more of the Funds. Accordingly, the General Partners could be deemed to have an indirect pecuniary interest in the securities held by the Fund(s) for which they serve as general partner. Eagle Point Credit Management LLC ("EPCM") serves as investment manager to the Accounts and, due to the nature of the advisory relationship, could be deemed to have an indirect pecuniary interest in the securities held by each of the Accounts. F5 · ownership.nature: Eagle Point Holdings LP ("EP Holdings") is the parent company of each of the General Partners and EPCM. Thomas P. Majewski has certain economic rights with respect to EP Holdings (and EPCM) that could be deemed to give rise to an indirect pecuniary interest in the securities held by the Funds and the Accounts. Among the Reporting Persons, each of Eagle Point Credit GP I LP and Mr. Majewski could be deemed to have an indirect pecuniary interest in the Notes reported in Column 4. F8 · ownership.nature: Each of the Reporting Persons hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
January 28, 2021 Filed Feb 2, 2021 00:09 UTC	Trinity Capital Inc. NONE · Entity 4639	PurchaseCommon Stock, $0.001 par value per share	357,142	$14.00	$4,999,988.00	Disclosure SEC source: 0001567619-21-001903 · doc1.xml · nonDerivative · entry 1 Eagle Point Credit Management LLC · CIK 0001607203 · 10% owner Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 357,142 F1 · ownership.nature: The Common Stock and Convertible Notes are directly owned by certain investment vehicles and accounts (collectively, the "Accounts") managed by Eagle Point Credit Management LLC ("Eagle Point"). Accordingly, Eagle Point could be deemed to have a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts. Thomas P. Majewski is the managing partner and a member of the portfolio management team of Eagle Point, and has certain economic rights with respect to Eagle Point that could be deemed to constitute a pecuniary interest in the Common Stock and Convertible Notes held by the Accounts. F2 · ownership.nature: Each of the Reporting Persons identified herein hereby disclaims beneficial ownership of the securities described in this report pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934 (except, with respect to Mr. Majewski, to the extent of his direct pecuniary interest therein) and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of any of the reported securities for purposes of Section 16 or for any other purpose. Read SEC document
July 31, 2020 Filed Jul 31, 2020 20:46 UTC	Eagle Point Credit Co ECC · Entity 5434	Purchase7.75% Series B Term Preferred Stock due 2026	1,109	$24.10	$26,726.90	Disclosure SEC source: 0001617694-20-000006 · primary_doc.xml · nonDerivative · entry 2 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document
July 30, 2020 Filed Jul 31, 2020 20:46 UTC	Eagle Point Credit Co ECC · Entity 5434	Purchase7.75% Series B Term Preferred Stock due 2026	891	$24.10	$21,473.10	Disclosure SEC source: 0001617694-20-000006 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 891 Read SEC document
May 05, 2020 Filed May 26, 2020 21:27 UTC Amendment	Eagle Point Credit Co ECC · Entity 5434	PurchaseCommon Stock, par value $0.001 per share	1,000	$6.05	$6,050.00	Disclosure SEC source: 0001617694-20-000005 · primary_doc.xml · nonDerivative · entry 2 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 F1 · balance_after: This amended Form 4 is being filed to reflect trades executed on May 5, 2020 prior to the filing of the initial Form 4 that may not have been timely reported to the filer by the time of the initial filing. Read SEC document
May 04, 2020 Filed May 5, 2020 20:41 UTC	Eagle Point Credit Co ECC · Entity 5434	PurchaseCommon Stock, par value $0.001 per share	1,000	$6.07	$6,070.00	Disclosure SEC source: 0001617694-20-000004 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Read SEC document
May 04, 2020 Filed May 26, 2020 21:27 UTC Amendment	Eagle Point Credit Co ECC · Entity 5434	PurchaseCommon Stock, par value $0.001 per share	1,000	$6.07	$6,070.00	Disclosure SEC source: 0001617694-20-000005 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Read SEC document
April 17, 2020 Filed Apr 17, 2020 16:12 UTC	Eagle Point Income Co EIC · Entity 6191	PurchaseCommon Stock, par value $0.001 per share	1,000	$10.40	$10,400.00	Disclosure SEC source: 0001617694-20-000002 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chairman and CEO · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,100 Read SEC document
April 17, 2020 Filed Apr 17, 2020 20:34 UTC	Eagle Point Credit Co ECC · Entity 5434	PurchaseCommon Stock, par value $0.001 per share	5,000	$6.55	$32,750.00	Disclosure SEC source: 0001617694-20-000003 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.53 to $6.55, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document
March 03, 2020 Filed Mar 3, 2020 21:12 UTC	Eagle Point Credit Co ECC · Entity 5434	Purchase6.75% Notes due 2027	50,000	$50,700.00	$2,535,000,000.00	Disclosure SEC source: 0001617694-20-000001 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · shares: The amount reported reflects the aggregate principal amount of notes. F2 · price: The price reported in Column 4 is an aggregate purchase price. These notes were purchased at a price of $25.35 per $25 aggregate principal amount. F1 · valueOwnedAfter: The amount reported reflects the aggregate principal amount of notes. Read SEC document
November 22, 2019 Filed Nov 22, 2019 21:03 UTC	Eagle Point Credit Co ECC · Entity 5434	PurchaseCommon Stock, par value $0.001 per share	1,000	$14.43	$14,430.00	Disclosure SEC source: 0001617694-19-000001 · primary_doc.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · Chief Executive Officer · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Read SEC document
July 24, 2019 Filed Jul 25, 2019 16:39 UTC	Eagle Point Income Co EIC · Entity 6191	PurchaseCommon stock, par value $0.001 per share	10,100	$19.89	$200,889.00	Disclosure SEC source: 0001144204-19-036048 · tv525867_form4.xml · nonDerivative · entry 1 Majewski Thomas P. · CIK 0001617694 · Director · CEO · Portfolio Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,100 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.