Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Trinity Capital Inc.TRIN · Entity 4639 | Director | September 15, 2021 | September 17, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Trinity Capital Inc.
Report date September 15, 2021 · Filed September 17, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,533 |
Reported balance
After 2021-09-15 transaction · row 1
1 source rowRow 1 · 2021-09-15 · Grant · Acquired 3,033 · Balance 25,533 F1: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. F2: Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders. |
| Common StockSEC Table I · non-derivative | IndirectBy the Richard R. and Lynda J. Ward Family Trust | 20,343 |
Reported balance
Holding disclosure · report date 2021-09-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 20,343 F3: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan.
F2: Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders.
F3: Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2021 Filed Sep 17, 2021 19:54 UTC | Trinity Capital Inc. TRIN · Entity 4639 | GrantCommon Stock | 3,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-21-048683 · ownership.xml · nonDerivative · entry 1 Ward Richard R. · CIK 0001796511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,533 F1 · kind: Restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan. F2 · kind: Such restricted shares shall vest in full on the earlier of (1) September 15, 2022 or (2) the date immediately preceding the next annual meeting of stockholders. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:55 UTC | Trinity Capital Inc. TRIN · Entity 4639 | PurchaseCommon Stock | 22,500 | $14.00 | $315,000.00 |
DisclosureSEC source: 0001104659-21-011179 · tm215162d6_form4.xml · nonDerivative · entry 1 Ward Richard R. · CIK 0001796511 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.