Last 12 months
Inside the activity.
0 purchase rows · 15 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 11 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 10, 2018 Filed Apr 11, 2018 21:56 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionCommon Stock | 400 | $1.06 | $424.00 |
DisclosureSEC source: 0001140361-18-018238 · form4.xml · nonDerivative · entry 3 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 21:56 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionOptions · Derivative | 800 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-18-018238 · form4.xml · derivative · entry 7 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,664 Underlying: Common Stock · 800 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 21:56 UTC |
Murray James MichaelSr. VP, Business Planning
|
SaleCommon Stock | 300 | $20.19 | $6,057.00 |
DisclosureSEC source: 0001140361-18-018238 · form4.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,429 F8 · price: Weighted average sale price. On 4/9/2018, the reporting person sold the shares within a range of $20.11 to $20.29. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 21:56 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionCommon Stock | 800 | $1.06 | $848.00 |
DisclosureSEC source: 0001140361-18-018238 · form4.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,729 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 06, 2018 Filed Apr 6, 2018 22:41 UTC |
Murray James MichaelSr. VP, Business Planning
|
SaleCommon Stock | 300 | $20.21 | $6,063.00 |
DisclosureSEC source: 0001140361-18-017698 · form4.xml · nonDerivative · entry 6 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,629 Read SEC document |
| April 06, 2018 Filed Apr 6, 2018 22:41 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionCommon Stock | 800 | $1.06 | $848.00 |
DisclosureSEC source: 0001140361-18-017698 · form4.xml · nonDerivative · entry 5 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 22:41 UTC |
Murray James MichaelSr. VP, Business Planning
|
SaleCommon Stock | 300 | $20.08 | $6,024.00 |
DisclosureSEC source: 0001140361-18-017698 · form4.xml · nonDerivative · entry 4 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,129 Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 22:41 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionCommon Stock | 3,800 | $1.06 | $4,028.00 |
DisclosureSEC source: 0001140361-18-017698 · form4.xml · nonDerivative · entry 3 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,429 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 22:41 UTC |
Murray James MichaelSr. VP, Business Planning
|
SaleCommon Stock | 1,799 | $20.00 | $35,980.00 |
DisclosureSEC source: 0001140361-18-017698 · form4.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,629 Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 22:41 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionCommon Stock | 1,799 | $1.06 | $1,906.94 |
DisclosureSEC source: 0001140361-18-017698 · form4.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 21:48 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionOptions · Derivative | 1 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-18-015957 · form4.xml · derivative · entry 3 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,863 Underlying: Common Stock · 1 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011. Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 21:48 UTC |
Murray James MichaelSr. VP, Business Planning
|
SaleCommon Stock | 1 | $20.00 | $20.00 |
DisclosureSEC source: 0001140361-18-015957 · form4.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,629 Read SEC document |
| March 27, 2018 Filed Mar 29, 2018 21:48 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionCommon Stock | 1 | $1.06 | $1.06 |
DisclosureSEC source: 0001140361-18-015957 · form4.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,630 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 21:09 UTC |
Lavan Robert M.SVP and CFO
|
GrantOptions (2018) · Derivative | 26,000 | $0.00 Strike: $21.49 | $0.00 |
DisclosureSEC source: 0001140361-18-013692 · form4.xml · derivative · entry 1 Lavan Robert M. · CIK 0001733907 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Underlying: Common Stock · 26,000 shares Expires 2028-03-13 F1 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F3 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on March 13, 2018, 33% of the underlying shares on January 1, 2019 and 33% of the underlying shares on January 1, 2020. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 23:43 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
GrantOptions (2018) · Derivative | 9,000 | $0.00 Strike: $21.21 | $0.00 |
DisclosureSEC source: 0001140361-18-012903 · form4.xml · derivative · entry 2 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2028-03-07 F6 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 23:42 UTC |
Murray James MichaelSr. VP, Business Planning
|
GrantOptions (2018) · Derivative | 7,500 | $0.00 Strike: $21.21 | $0.00 |
DisclosureSEC source: 0001140361-18-012900 · form4.xml · derivative · entry 2 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2028-03-07 F6 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. Read SEC document |
| March 07, 2018 Filed Mar 9, 2018 23:40 UTC |
Wexler LawrenceDirector · President and CEO
|
GrantOptions (2018) · Derivative | 26,500 | $0.00 Strike: $21.21 | $0.00 |
DisclosureSEC source: 0001140361-18-012898 · form4.xml · derivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Underlying: Common Stock · 26,500 shares Expires 2028-03-07 F6 · security: Granted pursuant to the issuer's 2015 Equity Incentive Plan. F1 · derivative.exercise_date: The options vest and become exercisable as to 34% of the underlying shares on January 1, 2019, 33% of the underlying shares on January 1, 2020 and 33% of the underlying shares on January 1, 2021. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 21:20 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
Exercise / conversionOptions (2008) · Derivative | 10,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-18-001456 · form4.xml · derivative · entry 4 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,864 Underlying: Common Stock · 10,000 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 21:20 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
SaleCommon Stock | 200 | $22.77 | $4,554.00 |
DisclosureSEC source: 0001140361-18-001456 · form4.xml · nonDerivative · entry 3 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,041 Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 21:20 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
SaleCommon Stock | 9,800 | $20.90 | $204,820.00 |
DisclosureSEC source: 0001140361-18-001456 · form4.xml · nonDerivative · entry 2 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,241 F7 · price: Weighted average sale price. On 1/8/2018, the reporting person sold the shares within a range of $21.52 to $22.30. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 08, 2018 Filed Jan 9, 2018 21:20 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
Exercise / conversionCommon Stock | 10,000 | $1.06 | $10,600.00 |
DisclosureSEC source: 0001140361-18-001456 · form4.xml · nonDerivative · entry 1 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 16:47 UTC |
Helms Thomas F. Jr.Director
|
SaleCommon Stock | 50,000 | $20.80 | $1,040,000.00 |
DisclosureSEC source: 0001140361-18-001082 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 490,062 F2 · kind: Shares disposed of in a private sale. For such purposes, the shares of Common Stock were valued at $20.80 per share. F2 · price: Shares disposed of in a private sale. For such purposes, the shares of Common Stock were valued at $20.80 per share. F3 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 16:47 UTC |
Helms Thomas F. Jr.Director
|
SaleCommon Stock | 100,000 | $20.80 | $2,080,000.00 |
DisclosureSEC source: 0001140361-18-001082 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 540,062 F1 · kind: Shares disposed of in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $20.80 per share. F1 · price: Shares disposed of in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $20.80 per share. F3 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 22:07 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 150,000 | $20.80 | $3,120,000.00 |
DisclosureSEC source: 0001140361-18-001099 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 350,000 F6 · kind: 100,000 of these shares were acquired in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $20.80 per share. F6 · price: 100,000 of these shares were acquired in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $20.80 per share. F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. F3 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16. F6 · ownership.nature: 100,000 of these shares were acquired in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $20.80 per share. Read SEC document |
| November 13, 2017 Filed Nov 16, 2017 01:04 UTC |
Diao H.C. CharlesDirector
|
PurchaseCommon Stock | 7,697 | $15.91 | $122,459.27 |
DisclosureSEC source: 0001140361-17-043038 · form4.xml · nonDerivative · entry 1 Diao H.C. Charles · CIK 0001591159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F4 · price: Weighted average purchase price. On 11/13/17, the reporting person purchased the shares within a range of $15.84 to $15.939. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 14, 2017 Filed Sep 15, 2017 21:06 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 100,000 | $17.09 | $1,709,000.00 |
DisclosureSEC source: 0001140361-17-035685 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 200,000 F6 · kind: Shares acquired in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share. F6 · price: Shares acquired in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share. F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. This Form 4 does not include any securities of the Issuer held by another private investment vehicle for which Standard General provides investment advice but with respect to which neither of the Reporting Persons has a pecuniary interest. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. F3 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16. F6 · ownership.nature: Shares acquired in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 14:28 UTC |
Helms Thomas F. Jr.Director
|
SaleCommon Stock | 100,000 | $17.09 | $1,709,000.00 |
DisclosureSEC source: 0001140361-17-035737 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 640,062 F1 · kind: Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share. F1 · price: Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $17.09 per share. F2 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 17:39 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
Exercise / conversionOptions · Derivative | 12,002 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-034104 · form4.xml · derivative · entry 7 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,002 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 17:39 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
SaleCommon Stock | 12,002 | $16.93 | $203,193.86 |
DisclosureSEC source: 0001140361-17-034104 · form4.xml · nonDerivative · entry 2 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,041 F8 · price: Weighted average sale price. On 8/31/2017, the reporting person sold the shares within a range of $16.71 to $17.18. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 17:39 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
Exercise / conversionCommon Stock | 12,002 | $1.06 | $12,722.12 |
DisclosureSEC source: 0001140361-17-034104 · form4.xml · nonDerivative · entry 1 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2017 Filed Aug 21, 2017 21:40 UTC |
Diao H.C. CharlesDirector
|
PurchaseCommon Stock | 1,300 | $16.74 | $21,762.00 |
DisclosureSEC source: 0001140361-17-032870 · form4.xml · nonDerivative · entry 2 Diao H.C. Charles · CIK 0001591159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,303 F5 · price: Weighted average purchase price. On 8/18/17, the reporting person purchased the shares within a range of $16.69 to $16.79. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 21:40 UTC |
Diao H.C. CharlesDirector
|
PurchaseCommon Stock | 2,003 | $16.32 | $32,688.96 |
DisclosureSEC source: 0001140361-17-032870 · form4.xml · nonDerivative · entry 1 Diao H.C. Charles · CIK 0001591159 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,003 F4 · price: Weighted average purchase price. On 8/17/17, the reporting person purchased the shares within a range of $15.95 to $16.271. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 21:16 UTC |
Baxter Gregory H.A.Director
|
Exercise / conversionOptions (2007) · Derivative | 2,450 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-032626 · form4.xml · derivative · entry 5 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,450 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F3 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 21:16 UTC |
Baxter Gregory H.A.Director
|
Tax withholdingCommon Stock | 157 | $16.52 | $2,593.64 |
DisclosureSEC source: 0001140361-17-032626 · form4.xml · nonDerivative · entry 2 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,293 Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 21:16 UTC |
Baxter Gregory H.A.Director
|
Exercise / conversionCommon Stock | 2,450 | $1.06 | $2,597.00 |
DisclosureSEC source: 0001140361-17-032626 · form4.xml · nonDerivative · entry 1 Baxter Gregory H.A. · CIK 0001656520 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 16, 2017 Filed Aug 18, 2017 20:30 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
PurchaseCommon Stock | 100,000 | $16.52 | $1,652,000.00 |
DisclosureSEC source: 0001140361-17-032711 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 100,000 F6 · kind: Shares acquired in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $16.52 per share. F6 · price: Shares acquired in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $16.52 per share. F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. This Form 4 does not include any securities of the Issuer held by another private investment vehicle for which Standard General provides investment advice but with respect to which neither of the Reporting Persons has a pecuniary interest. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. F3 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16. F6 · ownership.nature: Shares acquired in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $16.52 per share. Read SEC document |
| August 16, 2017 Filed Aug 21, 2017 19:58 UTC |
Helms Thomas F. Jr.Director
|
SaleCommon Stock | 100,000 | $16.52 | $1,652,000.00 |
DisclosureSEC source: 0001140361-17-032898 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 740,062 F1 · kind: Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $16.52 per share. F1 · price: Shares disposed in repayment of a debt obligation. For such purposes, the shares of Common Stock were valued at $16.52 per share. F2 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 18:50 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionOptions (2008) · Derivative | 7,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-032269 · form4.xml · derivative · entry 6 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,864 Underlying: Common Stock · 7,000 shares Expires 2018-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F4 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on November 4, 2008, 16.66% of the underlying shares on January 1, 2009, 16.66% of the underlying shares on January 1, 2010 and the remaining 16.66% of the underlying shares on January 1, 2011. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 18:50 UTC |
Murray James MichaelSr. VP, Business Planning
|
SaleCommon Stock | 3,000 | $16.15 | $48,450.00 |
DisclosureSEC source: 0001140361-17-032269 · form4.xml · nonDerivative · entry 2 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,629 F7 · price: Weighted average sale price. On 8/14/2017, the reporting person sold the shares within a range of $16.00 to $16.42. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 18:50 UTC |
Murray James MichaelSr. VP, Business Planning
|
Exercise / conversionCommon Stock | 7,000 | $1.06 | $7,420.00 |
DisclosureSEC source: 0001140361-17-032269 · form4.xml · nonDerivative · entry 1 Murray James Michael · CIK 0001660136 · Sr. VP, Business Planning 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 18:09 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
Exercise / conversionOptions · Derivative | 6,000 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-032253 · form4.xml · derivative · entry 7 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,002 Underlying: Common Stock · 6,000 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F5 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 18:09 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
SaleCommon Stock | 6,000 | $16.04 | $96,240.00 |
DisclosureSEC source: 0001140361-17-032253 · form4.xml · nonDerivative · entry 2 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,041 F8 · price: Weighted average sale price. On 8/14/2017, the reporting person sold the shares within a range of $15.94 to $16.38. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 18:09 UTC |
Dobbins James WellsGC, Secretary, Sr. VP
|
Exercise / conversionCommon Stock | 6,000 | $1.06 | $6,360.00 |
DisclosureSEC source: 0001140361-17-032253 · form4.xml · nonDerivative · entry 1 Dobbins James Wells · CIK 0001659531 · GC, Secretary, Sr. VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,041 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:17 UTC |
Wexler LawrenceDirector · President and CEO
|
Exercise / conversionOptions (2007) · Derivative | 223,897 | $0.00 Strike: $1.06 | $0.00 |
DisclosureSEC source: 0001140361-17-025475 · form4.xml · derivative · entry 3 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 223,897 shares Expires 2017-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Granted pursuant to the issuer's 2006 Equity Incentive Plan. F1 · derivative.exercise_date: The options vested and became exercisable as to 50% of the underlying shares on September 18, 2007, 16.66% of the underlying shares on January 1, 2008, 16.66% of the underlying shares on January 1, 2009 and the remaining 16.66% of the underlying shares on January 1, 2010. Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:17 UTC |
Wexler LawrenceDirector · President and CEO
|
Tax withholdingCommon Stock | 106,505 | $15.37 | $1,636,981.85 |
DisclosureSEC source: 0001140361-17-025475 · form4.xml · nonDerivative · entry 2 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,896 Read SEC document |
| June 15, 2017 Filed Jun 19, 2017 19:17 UTC |
Wexler LawrenceDirector · President and CEO
|
Exercise / conversionCommon Stock | 223,897 | $1.06 | $237,330.82 |
DisclosureSEC source: 0001140361-17-025475 · form4.xml · nonDerivative · entry 1 Wexler Lawrence · CIK 0001660246 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 441,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 21:05 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
OtherCommon Stock | 105,319 | $16.60 | $1,748,295.40 |
DisclosureSEC source: 0001140361-17-024875 · doc1.xml · nonDerivative · entry 2 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 105,319 F5 · kind: Shares acquired in payment of a fee owed to Standard General in connection with its provision of investment advisory services. For such purposes, the shares of Common Stock were valued at $16.60 per share. F5 · price: Shares acquired in payment of a fee owed to Standard General in connection with its provision of investment advisory services. For such purposes, the shares of Common Stock were valued at $16.60 per share. F1 · ownership.nature: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General"). Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. This Form 4 does not include any securities of the Issuer held by another private investment vehicle for which Standard General provides investment advice but with respect to which neither of the Reporting Persons has a pecuniary interest. F2 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. F3 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16. F5 · ownership.nature: Shares acquired in payment of a fee owed to Standard General in connection with its provision of investment advisory services. For such purposes, the shares of Common Stock were valued at $16.60 per share. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 14:33 UTC |
Helms Thomas F. Jr.Director
|
OtherCommon Stock | 500,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-023751 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 840,062 F4 · kind: The reporting person exchanged 500,000 shares of issuer common stock for 372,624 shares of Class A common stock of Standard Diversified Opportunities Inc., a Delaware corporation ("SDOI"). The exchange ratio used to establish the number of shares of Class A common stock to be issued by SDOI in exchange for the 500,000 shares of issuer common stock was determined by dividing the 30-calendar day trailing volume weighted average price of the issuer's common stock by SDOI's pro forma book value per share, in each case, calculated as of June 1, 2017, the date of the exchange. F4 · price: The reporting person exchanged 500,000 shares of issuer common stock for 372,624 shares of Class A common stock of Standard Diversified Opportunities Inc., a Delaware corporation ("SDOI"). The exchange ratio used to establish the number of shares of Class A common stock to be issued by SDOI in exchange for the 500,000 shares of issuer common stock was determined by dividing the 30-calendar day trailing volume weighted average price of the issuer's common stock by SDOI's pro forma book value per share, in each case, calculated as of June 1, 2017, the date of the exchange. F3 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 14:33 UTC |
Helms Thomas F. Jr.Director
|
OtherCommon Stock | 400,000 | $16.01 | $6,405,080.00 |
DisclosureSEC source: 0001140361-17-023751 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 1,340,062 F1 · kind: The reporting person used 400,000 shares of issuer common stock as partial payment of a loan made to the reporting person and Helms Management Corp. F2 · price: Pursuant to an agreement between the reporting person and the lender, the price per share of the 400,000 shares of issuer common stock used to pay down a portion of the loan was calculated as the 30-calendar day trailing volume weighted average price of the issuer's common stock on the date of payment. F3 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:25 UTC |
Standard General L.P.10% owner
Kim SoohyungDirector · See Footnote 3 · 10% owner
|
OtherCommon Stock | 9,842,373 | $16.01 | $157,602,966.14 |
DisclosureSEC source: 0001140361-17-023816 · doc1.xml · nonDerivative · entry 3 Standard General L.P. · CIK 0001409888 · 10% owner Kim Soohyung · CIK 0001418202 · Director · See Footnote 3 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 9,842,373 F6 · kind: Shares owned directly by SDOI. SDOI acquired such shares pursuant to the terms of the Contribution and Exchange Agreement described in Footnote (1) above. For purposes of such acquisition, the shares were valued at the Per Share Closing Value. As a result of their beneficial ownership of securities of SDOI, the Reporting Persons may be deemed to beneficially own shares of Common Stock of Turning Point held by SDOI. F6 · price: Shares owned directly by SDOI. SDOI acquired such shares pursuant to the terms of the Contribution and Exchange Agreement described in Footnote (1) above. For purposes of such acquisition, the shares were valued at the Per Share Closing Value. As a result of their beneficial ownership of securities of SDOI, the Reporting Persons may be deemed to beneficially own shares of Common Stock of Turning Point held by SDOI. F3 · ownership.nature: Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose. F4 · ownership.nature: This Form 4 does not report any pecuniary interest of David Glazek in securities of the Issuer. Mr. Glazek, a director of the Issuer and a partner of Standard General, separately files reports under Section 16. F6 · ownership.nature: Shares owned directly by SDOI. SDOI acquired such shares pursuant to the terms of the Contribution and Exchange Agreement described in Footnote (1) above. For purposes of such acquisition, the shares were valued at the Per Share Closing Value. As a result of their beneficial ownership of securities of SDOI, the Reporting Persons may be deemed to beneficially own shares of Common Stock of Turning Point held by SDOI. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.