Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Turning Point Brands, Inc.TPB · Entity 4660 | Director | September 10, 2018 | September 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Turning Point Brands, Inc.
Report date September 10, 2018 · Filed September 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Helms Management Corp. | 390,062 |
Reported balance
After 2018-09-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-09-10 · Sale · Disposed 25,000 · Balance 390,062 F2: Weighted average sale price. On 9/10/2018, the reporting person sold the shares within a range of $41.93 to 42.46. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp.
F2: Weighted average sale price. On 9/10/2018, the reporting person sold the shares within a range of $41.93 to 42.46. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STANDARD DIVERSIFIED INC.
Report date July 16, 2020 · Filed July 16, 2020
Section 16 reporting ended · disclosed 2020-07-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-16 transaction · row 1
1 source rowRow 1 · 2020-07-16 · Disposition to issuer · Disposed 116,341 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. |
| Class B Common Stock, par value $0.01SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-07-16 transaction · row 2
1 source rowRow 2 · 2020-07-16 · Disposition to issuer · Disposed 272,624 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement.
F2: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 16, 2020 Filed Jul 16, 2020 10:08 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | Disposition to issuerClass B Common Stock, par value $0.01 | 272,624 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-016149 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2 · price: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. Read SEC document |
| July 16, 2020 Filed Jul 16, 2020 10:08 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | Disposition to issuerClass A Common Stock, par value $0.01 | 116,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-016149 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger and Reorganization (the "Merger Agreement"), dated as of April 7, 2020, by and among Standard Diversified Inc. (the "Company"), Turning Point Brands, Inc. ("TPB") and Standard Merger Sub, LLC, a Delaware limited liability company and wholly-owned subsidiary of TPB (the "Merger Sub"), on July 16, 2020, the Company merged with and into the Merger Sub (the "Merger"), with the Merger Sub continuing as the surviving entity and as a wholly-owned subsidiary of TPB. At the effective time of the Merger, each share of the Company's Class A Common Stock, par value $0.01 per share, and Class B Common Stock, par value $0.01 per share, outstanding held by the reporting person was automatically converted into the right to receive 0.52095 of a share of TPB Voting Common Stock, par value $0.01 per share ("TPB Common Stock"), less applicable taxes and withholdings, upon the terms and subject to the conditions set forth in the Merger Agreement. F2 · price: On July 15, 2020, the closing prices of the Company's Class A Common Stock and Class B Common Stock were $15.00 per share and $10.25 per share, respectively, and the closing price of the TPB Common Stock was $29.13 per share. Read SEC document |
| December 16, 2019 Filed Dec 17, 2019 06:05 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 3,923 | $13.44 | $52,712.17 |
DisclosureSEC source: 0001140361-19-022670 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,341 F1 · price: Represents the weighted average of a range of sale prices from $13.35 to $13.60. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2019 Filed Dec 13, 2019 17:37 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 4,290 | $13.70 | $58,763.56 |
DisclosureSEC source: 0001140361-19-022550 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,264 F2 · price: Represents the weighted average of a range of sale prices from $13.65 to $13.72. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 11, 2019 Filed Dec 13, 2019 17:37 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 3,448 | $13.53 | $46,635.92 |
DisclosureSEC source: 0001140361-19-022550 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,554 F1 · price: Represents the weighted average of a range of sale prices from $13.50 to $13.99. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2019 Filed Dec 10, 2019 17:23 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 5,000 | $13.51 | $67,552.00 |
DisclosureSEC source: 0001140361-19-022315 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,002 F3 · price: Represents the weighted average of a range of sale prices from $13.50 to $13.57. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 17:23 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 3,034 | $13.68 | $41,493.89 |
DisclosureSEC source: 0001140361-19-022315 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,002 F2 · price: Represents the weighted average of a range of sale prices from $13.65 to $13.95. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 17:23 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 5,000 | $13.81 | $69,033.00 |
DisclosureSEC source: 0001140361-19-022315 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,036 F1 · price: Represents the weighted average of a range of sale prices from $13.80 to $13.87. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2019 Filed Dec 5, 2019 20:39 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 201 | $14.70 | $2,954.70 |
DisclosureSEC source: 0001140361-19-022025 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,036 Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 20:39 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 104 | $15.00 | $1,560.00 |
DisclosureSEC source: 0001140361-19-022025 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,237 Read SEC document |
| August 17, 2019 Filed Aug 19, 2019 20:26 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | GrantClass A Common Stock, par value $0.01 | 2,249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-19-015327 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,341 F1 · price: Compensation paid for service on Board of Directors. These shares are subject to vesting on the first anniversary of the date of grant. Read SEC document |
| July 25, 2019 Filed Jul 26, 2019 19:30 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 2,000 | $18.15 | $36,303.00 |
DisclosureSEC source: 0001140361-19-013522 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,092 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F2 · price: Represents the weighted average of a range of sale prices from $18.15 to $18.18. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 24, 2019 Filed Jul 24, 2019 18:57 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 300 | $18.17 | $5,451.00 |
DisclosureSEC source: 0001140361-19-013383 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,092 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F4 · price: Represents the weighted average of a range of sale prices from $18.15 to $18.26. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 23, 2019 Filed Jul 24, 2019 18:57 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1,302 | $18.80 | $24,476.17 |
DisclosureSEC source: 0001140361-19-013383 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,392 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F3 · price: Represents the weighted average of a range of sale prices from $18.78 to $19.00. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 18:57 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 177 | $19.47 | $3,445.96 |
DisclosureSEC source: 0001140361-19-013383 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,694 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F2 · price: Represents the weighted average of a range of sale prices from $19.46 to $19.48. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 19, 2019 Filed Jul 19, 2019 17:47 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1 | $20.50 | $20.50 |
DisclosureSEC source: 0001140361-19-013226 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,871 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. Read SEC document |
| July 18, 2019 Filed Jul 19, 2019 17:47 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 4,396 | $20.50 | $90,118.00 |
DisclosureSEC source: 0001140361-19-013226 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,872 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. Read SEC document |
| July 16, 2019 Filed Jul 17, 2019 19:54 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1,727 | $20.66 | $35,674.12 |
DisclosureSEC source: 0001140361-19-013081 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,268 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F2 · price: Represents the weighted average of a range of sale prices from $20.65 to $20.70. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 15, 2019 Filed Jul 17, 2019 19:54 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1,000 | $20.50 | $20,500.00 |
DisclosureSEC source: 0001140361-19-013081 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,995 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. Read SEC document |
| July 12, 2019 Filed Jul 12, 2019 18:49 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 5,000 | $20.26 | $101,304.00 |
DisclosureSEC source: 0001140361-19-012894 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,995 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F4 · price: Represents the weighted average of a range of sale prices from $20.25 to $20.50. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 18:49 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 5,000 | $20.26 | $101,280.50 |
DisclosureSEC source: 0001140361-19-012894 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,995 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F3 · price: Represents the weighted average of a range of sale prices from $20.25 to $20.40. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 18:49 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 5,000 | $20.25 | $101,226.00 |
DisclosureSEC source: 0001140361-19-012894 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,995 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F2 · price: Represents the weighted average of a range of sale prices from $20.06 to $20.36. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 08, 2019 Filed Jul 9, 2019 21:18 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 3,300 | $20.09 | $66,309.87 |
DisclosureSEC source: 0001140361-19-012671 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,995 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 21:18 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 19 | $20.00 | $380.00 |
DisclosureSEC source: 0001140361-19-012671 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,295 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. Read SEC document |
| July 02, 2019 Filed Jul 2, 2019 18:59 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 500 | $19.50 | $9,750.00 |
DisclosureSEC source: 0001140361-19-012386 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,551 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. Read SEC document |
| July 02, 2019 Filed Jul 8, 2019 17:29 UTC Amendment | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 500 | $19.50 | $9,750.00 |
DisclosureSEC source: 0001140361-19-012542 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,314 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 18:59 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 800 | $19.67 | $15,735.44 |
DisclosureSEC source: 0001140361-19-012386 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,051 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F2 · price: Represents the weighted average of a range of sale prices from $19.50 to $20.00. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2019 Filed Jul 8, 2019 17:29 UTC Amendment | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 4,037 | $19.67 | $79,404.96 |
DisclosureSEC source: 0001140361-19-012542 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,814 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F2 · price: Represents the weighted average of a range of sale prices from $19.50 to $20.00. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 21:08 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 5,000 | $19.21 | $96,040.00 |
DisclosureSEC source: 0001140361-19-012208 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,851 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F3 · price: Represents the weighted average of a range of sale prices from $19.00 to $19.475. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 27, 2019 Filed Jul 1, 2019 21:08 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 800 | $18.77 | $15,014.72 |
DisclosureSEC source: 0001140361-19-012208 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,851 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F2 · price: Represents the weighted average of a range of sale prices from $18.61 to $18.80. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 26, 2019 Filed Jun 26, 2019 19:24 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1,000 | $19.44 | $19,439.80 |
DisclosureSEC source: 0001140361-19-011714 · form4.xml · nonDerivative · entry 4 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,651 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F4 · price: Represents the weighted average of a range of sale prices from $19.20 to $19.50. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 19:24 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 800 | $19.15 | $15,319.20 |
DisclosureSEC source: 0001140361-19-011714 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,651 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F3 · price: Represents the weighted average of a range of sale prices from $19.00 to $19.24. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 19:24 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1,400 | $19.29 | $27,009.64 |
DisclosureSEC source: 0001140361-19-011714 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,451 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. F2 · price: Represents the weighted average of a range of sale prices from $19.20 to $19.90. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 24, 2019 Filed Jun 26, 2019 19:24 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 100 | $18.63 | $1,863.00 |
DisclosureSEC source: 0001140361-19-011714 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,851 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Helms Management Corp. Read SEC document |
| May 06, 2019 Filed May 9, 2019 15:09 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 23,500 | $20.50 | $481,750.00 |
DisclosureSEC source: 0001140361-19-008823 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,951 Read SEC document |
| March 11, 2019 Filed May 9, 2019 15:09 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 20,000 | $15.50 | $310,000.00 |
DisclosureSEC source: 0001140361-19-008823 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,451 F1 · balance_after: Reflects a reduction made by the registrant on February 25, 2019 in the amount of 2,097 shares, as an internal corrective adjustment. Such shares had been erroneously reported as owned by the reporting person. Read SEC document |
| September 13, 2018 Filed Sep 24, 2018 09:07 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 3,536 | $16.42 | $58,061.12 |
DisclosureSEC source: 0001140361-18-038943 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,548 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F2 · price: Represents the weighted average of a range of sale prices from $16.26 to $16.66. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 12, 2018 Filed Sep 12, 2018 18:58 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 5,000 | $16.47 | $82,350.00 |
DisclosureSEC source: 0001140361-18-038362 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,084 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F4 · price: Represents the weighted average of a range of sale prices from $16.25 to $16.60. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 11, 2018 Filed Sep 12, 2018 18:58 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 5,000 | $16.45 | $82,250.00 |
DisclosureSEC source: 0001140361-18-038362 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,084 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F3 · price: Represents the weighted average of a range of sale prices from $15.50 to $16.75. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 18:58 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 5,000 | $16.15 | $80,750.00 |
DisclosureSEC source: 0001140361-18-038362 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,084 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F2 · price: Represents the weighted average of a range of sale prices from $15.50 to $16.50. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 10, 2018 Filed Sep 12, 2018 19:12 UTC | Turning Point Brands, Inc. TPB · Entity 4660 | SaleCommon Stock | 25,000 | $42.04 | $1,051,000.00 |
DisclosureSEC source: 0001567619-18-002464 · doc1.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Helms Management Corp. Disclosed balance after: 390,062 F2 · price: Weighted average sale price. On 9/10/2018, the reporting person sold the shares within a range of $41.93 to 42.46. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · ownership.direct: The reporting person is Chairman of and owns all of the voting capital stock of Helms Management Corp. Read SEC document |
| September 07, 2018 Filed Sep 10, 2018 08:52 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 5,000 | $15.96 | $79,800.00 |
DisclosureSEC source: 0001140361-18-038111 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,084 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F4 · price: Represents the weighted average of a range of sale prices from $15.62 to $16.25. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 06, 2018 Filed Sep 10, 2018 08:52 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 3,102 | $15.64 | $48,515.28 |
DisclosureSEC source: 0001140361-18-038111 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,084 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F3 · price: Represents the weighted average of a range of sale prices from $15.50 to $16.38. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 05, 2018 Filed Sep 10, 2018 08:52 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 2,034 | $15.57 | $31,669.38 |
DisclosureSEC source: 0001140361-18-038111 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,186 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F2 · price: Represents the weighted average of a range of sale prices from $15.55 to $15.58. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 18:54 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 428 | $15.72 | $6,728.16 |
DisclosureSEC source: 0001140361-18-037744 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,220 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F4 · price: Represents the weighted average of a range of sale prices from $15.58 to $15.78. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 18:54 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1,100 | $15.73 | $17,303.00 |
DisclosureSEC source: 0001140361-18-037744 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,648 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F3 · price: Represents the weighted average of a range of sale prices from $15.70 to $15.75. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 30, 2018 Filed Sep 4, 2018 18:54 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 600 | $15.77 | $9,462.00 |
DisclosureSEC source: 0001140361-18-037744 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,748 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F2 · price: Represents the weighted average of a range of sale prices from $15.75 to $15.78. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 29, 2018 Filed Aug 29, 2018 19:21 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 500 | $15.85 | $7,925.00 |
DisclosureSEC source: 0001140361-18-037300 · form4.xml · nonDerivative · entry 3 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,348 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F4 · price: Represents the weighted average of a range of sale prices from $15.85 to $15.86. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 19:21 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 600 | $15.94 | $9,564.00 |
DisclosureSEC source: 0001140361-18-037300 · form4.xml · nonDerivative · entry 2 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,848 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F3 · price: Represents the weighted average of a range of sale prices from $15.81 to $16.60. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 19:21 UTC | STANDARD DIVERSIFIED INC. SDI · Entity 147791 | SaleClass A Common Stock, par value $0.01 | 1,900 | $15.82 | $30,058.00 |
DisclosureSEC source: 0001140361-18-037300 · form4.xml · nonDerivative · entry 1 Helms Thomas F. Jr. · CIK 0001673345 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,448 F1 · shares: These shares were sold pursuant to a Rule 10b5-1 Non-Discretionary Trading Plan previously entered into by Mr. Helms. F2 · price: Represents the weighted average of a range of sale prices from $15.77 to $15.88. The reporting person undertakes to provide to the Staff of the Securities and Exchange Commission, the Company or any stockholder of the Company, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.