Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2019 Filed Dec 3, 2019 14:43 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 380 | $56.29 | $21,390.20 |
DisclosureSEC source: 0001127602-19-034030 · form4.xml · nonDerivative · entry 3 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,743.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 14:43 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 414 | $86.75 | $35,914.50 |
DisclosureSEC source: 0001127602-19-034030 · form4.xml · nonDerivative · entry 2 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,363.182 Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 14:43 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Exercise / conversionCommon Stock | 591 | $49.22 | $29,089.02 |
DisclosureSEC source: 0001127602-19-034030 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,777.182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 380 | $0.00 Strike: $56.29 | $0.00 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · derivative · entry 11 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096 Underlying: Common Stock · 380 shares Expires 2025-11-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 591 | $0.00 Strike: $49.22 | $0.00 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · derivative · entry 10 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112 Underlying: Common Stock · 591 shares Expires 2024-11-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionStock Appreciation Rights (SAR) · Derivative | 519 | $0.00 Strike: $40.60 | $0.00 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · derivative · entry 9 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 459 Underlying: Common Stock · 519 shares Expires 2023-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 309 | $87.39 | $27,003.51 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 6 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,107 Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionCommon Stock | 380 | $56.29 | $21,390.20 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 5 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,416 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 455 | $87.39 | $39,762.45 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 4 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,036 Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionCommon Stock | 591 | $49.22 | $29,089.02 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 3 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 372 | $87.39 | $32,509.08 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 2 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,900 Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 16:35 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Exercise / conversionCommon Stock | 519 | $40.60 | $21,071.40 |
DisclosureSEC source: 0001127602-19-033878 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:31 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 179 | $86.54 | $15,490.66 |
DisclosureSEC source: 0001127602-19-033538 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,753 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 20:03 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 136 | $86.54 | $11,769.44 |
DisclosureSEC source: 0001127602-19-033544 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,134.894 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:32 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 110 | $86.54 | $9,519.40 |
DisclosureSEC source: 0001127602-19-033539 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,186.182 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 20:02 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
Tax withholdingCommon Stock | 158 | $86.54 | $13,673.32 |
DisclosureSEC source: 0001127602-19-033543 · form4.xml · nonDerivative · entry 1 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,177 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:25 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 425 | $86.54 | $36,779.50 |
DisclosureSEC source: 0001127602-19-033537 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,068.697 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 18:20 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 136 | $86.54 | $11,769.44 |
DisclosureSEC source: 0001127602-19-033536 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,984 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 16:02 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 136 | $86.54 | $11,769.44 |
DisclosureSEC source: 0001127602-19-033631 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800.368 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 21, 2019 Filed Nov 25, 2019 16:04 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Tax withholdingCommon Stock | 136 | $86.54 | $11,769.44 |
DisclosureSEC source: 0001127602-19-033632 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,689.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:16 UTC |
Fontaine Alyssa HEVP & General Counsel
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032753 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,064.875 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 20:41 UTC |
Lindberg Bonita NSVP, Human Resource Director
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032743 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,097.044 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 17:14 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
GrantCommon Stock | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032715 · form4.xml · nonDerivative · entry 2 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,120 F2 · shares: Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of a specified performance goal over a three-year performance period, followed by a three-year vesting period with the shares vesting 20% on 11/12/24, 30% on 11/12/25, and 50% on 11/12/26, so long as the reporting person's continuous service with the Issuer continues through these dates. If the performance goal is not attained, all 2,420 shares will be forfeited; and if the reporting person's continuous service terminates prior to full vesting, any unvested shares will be forfeited. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 17:14 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032715 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,880 F1 · shares: Time-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 15:47 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032695 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,825.915 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 16:06 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
GrantCommon Stock | 2,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032698 · form4.xml · nonDerivative · entry 2 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,493.697 F2 · shares: Time-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 16:06 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
GrantCommon Stock | 2,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032698 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,083.697 F1 · shares: Performance-based restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Performance shares will be earned pursuant to achievement of a specified performance goal over a three-year period. If the performance goal is not attained, all 2,410 shares will be forfeited. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 15:44 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032693 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,866.258 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 15:47 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032694 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,932 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 14:59 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032684 · form4.xml · nonDerivative · entry 1 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,335 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 15:00 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032686 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,296.182 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 14:58 UTC |
Cribbs Steven WSVP & Chief Risk Officer
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032683 · form4.xml · nonDerivative · entry 1 Cribbs Steven W · CIK 0001559267 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,680 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 14:57 UTC |
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032682 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,950.179 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 14:56 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
GrantCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-032681 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,146.538 F1 · shares: Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. Read SEC document |
| November 12, 2019 Filed Apr 9, 2021 21:11 UTC |
SPAIN MICHAEL HDirector
|
OtherCommon Stock | 22 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-013572 · form4.xml · nonDerivative · entry 1 SPAIN MICHAEL H · CIK 0001124188 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Christina Bass Spain Trust Disclosed balance after: 42,049 F1 · shares: Reflects a disposition on November 12, 2019 of 22 shares held in trust by the reporting person for Christina Bass Spain. Without the reporting person's knowledge, the disposition was executed by the designated account manager for account administration purposes. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:34 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 283 | $88.83 | $25,138.89 |
DisclosureSEC source: 0001127602-19-032483 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,682 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:42 UTC |
VALENTI SUSAN M.EVP, Corporate Marketing
|
Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032491 · form4.xml · nonDerivative · entry 1 VALENTI SUSAN M. · CIK 0001548384 · EVP, Corporate Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,616.258 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:39 UTC |
Howard Brian AEVP, Pres. Tompkins Fin. Adv.
|
Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032490 · form4.xml · nonDerivative · entry 1 Howard Brian A · CIK 0001681102 · EVP, Pres. Tompkins Fin. Adv. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,700.179 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:38 UTC |
HARTZ GREGORY JEVP, Pres.&CEO Tompkins Trust
|
Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032489 · form4.xml · nonDerivative · entry 1 HARTZ GREGORY J · CIK 0001384976 · EVP, Pres.&CEO Tompkins Trust 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,896.535 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:37 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 174 | $88.83 | $15,456.42 |
DisclosureSEC source: 0001127602-19-032487 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,046.182 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2019 Filed Nov 12, 2019 20:36 UTC |
Fontaine Alyssa HEVP & General Counsel
|
Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032486 · form4.xml · nonDerivative · entry 1 Fontaine Alyssa H · CIK 0001662747 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,814.875 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. F2 · balance_after: Includes shares acquired through reinvestment of quarterly dividends. Read SEC document |
| November 09, 2019 Filed Nov 13, 2019 14:46 UTC |
Lindberg Bonita NSVP, Human Resource Director
|
Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032585 · form4.xml · nonDerivative · entry 1 Lindberg Bonita N · CIK 0001662543 · SVP, Human Resource Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,847.044 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2019 Filed Nov 13, 2019 18:54 UTC |
FETSKO FRANCIS MEVP, COO, CFO & Treasurer
|
Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032606 · form4.xml · nonDerivative · entry 1 FETSKO FRANCIS M · CIK 0001131014 · EVP, COO, CFO & Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,630 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2019 Filed Nov 13, 2019 13:35 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Tax withholdingCommon Stock | 216 | $88.83 | $19,187.28 |
DisclosureSEC source: 0001127602-19-032583 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,575.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2019 Filed Nov 13, 2019 14:08 UTC |
ROMAINE STEPHEN SDirector · President & CEO
|
Tax withholdingCommon Stock | 887 | $88.83 | $78,792.21 |
DisclosureSEC source: 0001127602-19-032584 · form4.xml · nonDerivative · entry 1 ROMAINE STEPHEN S · CIK 0001201525 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,673.697 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 09, 2019 Filed Nov 13, 2019 13:14 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
Tax withholdingCommon Stock | 249 | $88.83 | $22,118.67 |
DisclosureSEC source: 0001127602-19-032582 · form4.xml · nonDerivative · entry 1 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,085 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 20:07 UTC |
McKenna John MEVP, Tompkins Bank of Castile
|
Tax withholdingCommon Stock | 83 | $88.95 | $7,382.85 |
DisclosureSEC source: 0001127602-19-032022 · form4.xml · nonDerivative · entry 1 McKenna John M · CIK 0001615770 · EVP, Tompkins Bank of Castile 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,791.915 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:54 UTC |
KLEIN GERALD J JREVP Pres&CEO Mahopac Bank
|
Tax withholdingCommon Stock | 96 | $88.95 | $8,539.20 |
DisclosureSEC source: 0001127602-19-032011 · form4.xml · nonDerivative · entry 1 KLEIN GERALD J JR · CIK 0001384977 · EVP Pres&CEO Mahopac Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,334 F1 · shares: Deemed disposition of shares to the issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 19:30 UTC |
GRUBER SCOTT LEVP, Pres. & CEO, VIST Bank
|
Tax withholdingCommon Stock | 67 | $88.95 | $5,959.65 |
DisclosureSEC source: 0001127602-19-032016 · form4.xml · nonDerivative · entry 1 GRUBER SCOTT L · CIK 0001481104 · EVP, Pres. & CEO, VIST Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,220.182 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
| November 04, 2019 Filed Nov 6, 2019 18:53 UTC |
BOYCE DAVID SEVP, Pres. & CEO Tompkins Ins.
|
Tax withholdingCommon Stock | 109 | $88.95 | $9,695.55 |
DisclosureSEC source: 0001127602-19-032010 · form4.xml · nonDerivative · entry 1 BOYCE DAVID S · CIK 0001201524 · EVP, Pres. & CEO Tompkins Ins. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,965 F1 · shares: Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.