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TMO

THERMO FISHER SCIENTIFIC INC.

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Tapewire entity
2836
SEC CIK
0000097745
Parsed reports
1,766

Last 12 months

Inside the activity.

0 purchase rows · 143 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202508
Dec 202506
Jan 202600
Feb 202601
Mar 2026034
Apr 202601
May 202600
Jun 202600
Jul 202601
Aug 2026092
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2015 Filed Feb 25, 2015 23:25 UTC
Malus Alan JExecutive Vice President
Tax withholdingCommon Stock 3,246 $130.98 $425,161.08
Disclosure

SEC source: 0001127602-15-008404 · form4.xml · nonDerivative · entry 1

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,976

Read SEC document
February 23, 2015 Filed Feb 25, 2015 23:28 UTC
WILVER PETER MSr. VP & CFO
Tax withholdingCommon Stock 2,771 $130.98 $362,945.58
Disclosure

SEC source: 0001127602-15-008409 · form4.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,346

Read SEC document
February 20, 2015 Filed Feb 24, 2015 00:13 UTC
WILVER PETER MSr. VP & CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,700 $0.00 Strike: $49.49 $0.00
Disclosure

SEC source: 0001127602-15-007783 · form4.xml · derivative · entry 4

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,700 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in four equal installments on March 5, 2011, 2012, 2013 and 2014.

Read SEC document
February 20, 2015 Filed Feb 24, 2015 00:13 UTC
WILVER PETER MSr. VP & CFO
SaleCommon Stock 5,100 $130.81 $667,131.00
Disclosure

SEC source: 0001127602-15-007783 · form4.xml · nonDerivative · entry 3

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,117

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.56 to $131.16, inclusive.

Read SEC document
February 20, 2015 Filed Feb 24, 2015 00:13 UTC
WILVER PETER MSr. VP & CFO
SaleCommon Stock 45,600 $130.04 $5,929,824.00
Disclosure

SEC source: 0001127602-15-007783 · form4.xml · nonDerivative · entry 2

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,217

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.94 to $130.55, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
February 20, 2015 Filed Feb 24, 2015 00:13 UTC
WILVER PETER MSr. VP & CFO
Exercise / conversionCommon Stock 50,700 $49.49 $2,509,143.00
Disclosure

SEC source: 0001127602-15-007783 · form4.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2015 Filed Feb 24, 2015 00:15 UTC
Loewald Thomas WSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 15,037 $0.00 Strike: $54.97 $0.00
Disclosure

SEC source: 0001127602-15-007785 · form4.xml · derivative · entry 3

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,013

Underlying: Common Stock · 15,037 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 23, 2012, 2013, and 2014, and the last installment becomes exercisable on February 23, 2015.

Read SEC document
February 20, 2015 Filed Feb 24, 2015 00:15 UTC
Loewald Thomas WSenior Vice President
SaleCommon Stock 15,037 $127.94 $1,923,833.78
Disclosure

SEC source: 0001127602-15-007785 · form4.xml · nonDerivative · entry 2

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,862

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.78 to $128.27, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 20, 2015 Filed Feb 24, 2015 00:15 UTC
Loewald Thomas WSenior Vice President
Exercise / conversionCommon Stock 15,037 $54.97 $826,583.89
Disclosure

SEC source: 0001127602-15-007785 · form4.xml · nonDerivative · entry 1

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 13, 2015 Filed Feb 18, 2015 21:43 UTC
CASPER MARC NDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,497 $127.61 $1,467,132.17
Disclosure

SEC source: 0001127602-15-006774 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,233.53

Read SEC document
February 05, 2015 Filed Feb 6, 2015 21:40 UTC
Malus Alan JExecutive Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $58.40 $0.00
Disclosure

SEC source: 0001127602-15-004859 · form4.xml · derivative · entry 5

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2015-07-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in five equal installments on July 10, 2009, 2010, 2011, 2012 and 2013.

Read SEC document
February 05, 2015 Filed Feb 6, 2015 21:40 UTC
Malus Alan JExecutive Vice President
SaleCommon Stock 22,912 $126.64 $2,901,575.68
Disclosure

SEC source: 0001127602-15-004859 · form4.xml · nonDerivative · entry 3

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,222

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2014.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.22 to $126.85, inclusive.

Read SEC document
February 05, 2015 Filed Feb 6, 2015 21:40 UTC
Malus Alan JExecutive Vice President
SaleCommon Stock 27,088 $126.99 $3,439,905.12
Disclosure

SEC source: 0001127602-15-004859 · form4.xml · nonDerivative · entry 2

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,134

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2014.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.86 to $127.40, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
February 05, 2015 Filed Feb 6, 2015 21:40 UTC
Malus Alan JExecutive Vice President
Exercise / conversionCommon Stock 50,000 $58.40 $2,920,000.00
Disclosure

SEC source: 0001127602-15-004859 · form4.xml · nonDerivative · entry 1

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2014 Filed Jan 5, 2015 21:35 UTC GrantPhantom Stock Units · Derivative 229.47 $0.00 $0.00
Disclosure

SEC source: 0001140361-15-000435 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,323.73

Underlying: Common Stock · 229.47 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of December 31, 2014, at a price of $125.29 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of December 31, 2014, at a price of $125.29 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of December 31, 2014, at a price of $125.29 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
December 18, 2014 Filed Dec 22, 2014 22:05 UTC
Malus Alan JExecutive Vice President
SaleCommon Stock 11,618 $125.20 $1,454,573.60
Disclosure

SEC source: 0001127602-14-035846 · form4.xml · nonDerivative · entry 2

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,222

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2014.

Read SEC document
November 19, 2014 Filed Nov 20, 2014 23:17 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 4,987 $0.00 Strike: $54.97 $0.00
Disclosure

SEC source: 0001127602-14-033054 · form4.xml · derivative · entry 6

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,663

Underlying: Common Stock · 4,987 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on February 23, 2012.

Read SEC document
November 19, 2014 Filed Nov 20, 2014 23:17 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 1,600 $0.00 Strike: $49.49 $0.00
Disclosure

SEC source: 0001127602-14-033054 · form4.xml · derivative · entry 5

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,600 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in four equal installments on March 5, 2011, 2012, 2013, and 2014.

Read SEC document
November 19, 2014 Filed Nov 20, 2014 23:17 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
SaleCommon Stock 8,363 $125.00 $1,045,375.00
Disclosure

SEC source: 0001127602-14-033054 · form4.xml · nonDerivative · entry 3

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,138

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014.

Read SEC document
November 19, 2014 Filed Nov 20, 2014 23:17 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Exercise / conversionCommon Stock 4,987 $54.97 $274,135.39
Disclosure

SEC source: 0001127602-14-033054 · form4.xml · nonDerivative · entry 2

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2014 Filed Nov 20, 2014 23:17 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,600 $49.49 $79,184.00
Disclosure

SEC source: 0001127602-14-033054 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2014 Filed Feb 13, 2015 22:02 UTC
MANZI JIM PDirector
GiftCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-006059 · form5.xml · nonDerivative · entry 1

MANZI JIM P · CIK 0001216076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,078

Read SEC document
November 12, 2014 Filed Feb 13, 2015 22:02 UTC
MANZI JIM PDirector
GiftCommon Stock 1,295 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-006059 · form5.xml · nonDerivative · entry 2

MANZI JIM P · CIK 0001216076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,783

Read SEC document
November 12, 2014 Filed Feb 13, 2015 21:58 UTC
Jacks TylerDirector
GiftCommon Stock 166 $0.00 $0.00
Disclosure

SEC source: 0001127602-15-006054 · form5.xml · nonDerivative · entry 1

Jacks Tyler · CIK 0001464237 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,384

Read SEC document
September 27, 2014 Filed Sep 30, 2014 20:30 UTC GrantPhantom Stock Units · Derivative 236.9 $0.00 $0.00
Disclosure

SEC source: 0001140361-14-036783 · doc1.xml · derivative · entry 1

SPERLING SCOTT M · CIK 0001214212 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,094.26

Underlying: Common Stock · 236.9 shares

Expires not disclosed

F1 · derivative.exercise_price: Convertible into Common Stock on a 1-for-1 basis.

F2 · price: Represents stock units credited to the Reporting Person's account as of September 27, 2014, at a price of $121.36 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.exercise_date: Represents stock units credited to the Reporting Person's account as of September 27, 2014, at a price of $121.36 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

F2 · derivative.expiration_date: Represents stock units credited to the Reporting Person's account as of September 27, 2014, at a price of $121.36 per unit pursuant to the Issuer's Deferred Compensation Plan for Directors (the "Plan"). Directors' retainers are deferred quarterly under the Plan as Common Stock units based on the closing price of the stock as of the quarter end. The shares are distributable as stock upon cessation of director service (for any reason) or a change of control.

Read SEC document
September 09, 2014 Filed Dec 22, 2014 22:05 UTC
Malus Alan JExecutive Vice President
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-035846 · form4.xml · nonDerivative · entry 1

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,840

Read SEC document
September 02, 2014 Filed Sep 4, 2014 20:53 UTC
Pesicka Edward ASenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 53,437 $0.00 Strike: $54.97 $0.00
Disclosure

SEC source: 0001127602-14-027217 · form4.xml · derivative · entry 4

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,813

Underlying: Common Stock · 53,437 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 23, 2012, 2013 and 2014, and the next installment becomes exercisable on February 23, 2015.

Read SEC document
September 02, 2014 Filed Sep 4, 2014 20:53 UTC
Pesicka Edward ASenior Vice President
SaleCommon Stock 47,337 $122.06 $5,777,954.22
Disclosure

SEC source: 0001127602-14-027217 · form4.xml · nonDerivative · entry 3

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,501

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.61 to $122.55, inclusive.

Read SEC document
September 02, 2014 Filed Sep 4, 2014 20:53 UTC
Pesicka Edward ASenior Vice President
SaleCommon Stock 20,644 $121.28 $2,503,704.32
Disclosure

SEC source: 0001127602-14-027217 · form4.xml · nonDerivative · entry 2

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,838

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 19, 2014.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.64 to $121.60, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
September 02, 2014 Filed Sep 4, 2014 20:53 UTC
Pesicka Edward ASenior Vice President
Exercise / conversionCommon Stock 53,437 $54.97 $2,937,431.89
Disclosure

SEC source: 0001127602-14-027217 · form4.xml · nonDerivative · entry 1

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,482

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2014 Filed Aug 28, 2014 23:27 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionStock Option (Right to Buy) · Derivative 7,775 $0.00 Strike: $54.97 $0.00
Disclosure

SEC source: 0001127602-14-026756 · form4.xml · derivative · entry 7

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,325

Underlying: Common Stock · 7,775 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 23, 2012, 2013 and 2014, and the next installment becomes exercisable on February 23, 2015.

Read SEC document
August 27, 2014 Filed Aug 28, 2014 23:27 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionStock Option (Right to Buy) · Derivative 1,812 $0.00 Strike: $49.49 $0.00
Disclosure

SEC source: 0001127602-14-026756 · form4.xml · derivative · entry 6

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813

Underlying: Common Stock · 1,812 shares

Expires 2017-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on March 5, 2012, 2013 and 2014, and the next installment becomes exercisable on March 5, 2015.

Read SEC document
August 27, 2014 Filed Aug 28, 2014 23:27 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
SaleCommon Stock 10,577 $120.77 $1,277,384.29
Disclosure

SEC source: 0001127602-14-026756 · form4.xml · nonDerivative · entry 4

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,348

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2014.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.49 to $120.90, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 27, 2014 Filed Aug 28, 2014 23:27 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionCommon Stock 7,775 $54.97 $427,391.75
Disclosure

SEC source: 0001127602-14-026756 · form4.xml · nonDerivative · entry 3

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,925

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2014 Filed Aug 28, 2014 23:27 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Exercise / conversionCommon Stock 1,812 $49.49 $89,675.88
Disclosure

SEC source: 0001127602-14-026756 · form4.xml · nonDerivative · entry 2

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2014 Filed Aug 28, 2014 23:30 UTC
Loewald Thomas WSenior Vice President
SaleCommon Stock 2,349 $120.90 $283,994.10
Disclosure

SEC source: 0001127602-14-026758 · form4.xml · nonDerivative · entry 2

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,862

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 25, 2014.

Read SEC document
August 27, 2014 Filed Aug 28, 2014 23:32 UTC
Malus Alan JExecutive Vice President
SaleCommon Stock 13,115 $120.61 $1,581,800.15
Disclosure

SEC source: 0001127602-14-026759 · form4.xml · nonDerivative · entry 3

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,840

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.28 to $120.90, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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August 26, 2014 Filed Aug 28, 2014 23:25 UTC
CASPER MARC NDirector · Chief Executive Officer
Tax withholdingCommon Stock 7,771 $120.71 $938,037.41
Disclosure

SEC source: 0001127602-14-026755 · form4.xml · nonDerivative · entry 1

CASPER MARC N · CIK 0001216055 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,730.53

F1 · balance_after: Reflects reconciliation of shares for withholding tax purposes in connection with the vesting of restricted stock units allocated between the Reporting Person and his ex-spouse pursuant to a divorce decree.

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August 26, 2014 Filed Aug 28, 2014 23:27 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
Tax withholdingCommon Stock 1,154 $120.71 $139,299.34
Disclosure

SEC source: 0001127602-14-026756 · form4.xml · nonDerivative · entry 1

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,338

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August 26, 2014 Filed Aug 28, 2014 23:28 UTC
HORNSTRA PETER EVP & Chief Accounting Officer
Tax withholdingCommon Stock 227 $120.71 $27,401.17
Disclosure

SEC source: 0001127602-14-026757 · form4.xml · nonDerivative · entry 1

HORNSTRA PETER E · CIK 0001216071 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,914

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August 26, 2014 Filed Aug 28, 2014 23:30 UTC
Loewald Thomas WSenior Vice President
Tax withholdingCommon Stock 2,096 $120.71 $253,008.16
Disclosure

SEC source: 0001127602-14-026758 · form4.xml · nonDerivative · entry 1

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,211

Read SEC document
August 26, 2014 Filed Aug 28, 2014 23:32 UTC
Malus Alan JExecutive Vice President
Tax withholdingCommon Stock 3,004 $120.71 $362,612.84
Disclosure

SEC source: 0001127602-14-026759 · form4.xml · nonDerivative · entry 2

Malus Alan J · CIK 0001380163 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,955

Read SEC document
August 26, 2014 Filed Aug 28, 2014 23:34 UTC
Pesicka Edward ASenior Vice President
Tax withholdingCommon Stock 2,785 $120.71 $336,177.35
Disclosure

SEC source: 0001127602-14-026760 · form4.xml · nonDerivative · entry 2

Pesicka Edward A · CIK 0001439487 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,045

Read SEC document
August 26, 2014 Filed Aug 28, 2014 23:36 UTC
Stevenson Mark PExecutive Vice President
Tax withholdingCommon Stock 1,703 $120.71 $205,569.13
Disclosure

SEC source: 0001127602-14-026761 · form4.xml · nonDerivative · entry 1

Stevenson Mark · CIK 0001387890 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,047

Read SEC document
August 26, 2014 Filed Aug 28, 2014 23:38 UTC
Thomson Andrew JSenior Vice President
Tax withholdingCommon Stock 2,121 $120.71 $256,025.91
Disclosure

SEC source: 0001127602-14-026762 · form4.xml · nonDerivative · entry 1

Thomson Andrew J · CIK 0001542508 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,499

Read SEC document
August 26, 2014 Filed Aug 28, 2014 23:39 UTC
WILVER PETER MSr. VP & CFO
Tax withholdingCommon Stock 2,297 $120.71 $277,270.87
Disclosure

SEC source: 0001127602-14-026763 · form4.xml · nonDerivative · entry 1

WILVER PETER M · CIK 0001234537 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,117

Read SEC document
July 30, 2014 Filed Aug 1, 2014 21:11 UTC
HOOGASIAN SETH HSr. VP, Gen. Counsel & Sec.
SaleCommon Stock 5,103 $123.82 $631,853.46
Disclosure

SEC source: 0001127602-14-024476 · form4.xml · nonDerivative · entry 1

HOOGASIAN SETH H · CIK 0001216070 · Sr. VP, Gen. Counsel & Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,492

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.54 to $124.22, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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July 25, 2014 Filed Jul 29, 2014 20:30 UTC
Loewald Thomas WSenior Vice President
Exercise / conversionStock Option (Right to Buy) · Derivative 6,000 $0.00 Strike: $54.97 $0.00
Disclosure

SEC source: 0001127602-14-024049 · form4.xml · derivative · entry 3

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,050

Underlying: Common Stock · 6,000 shares

Expires 2018-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is exercisable in four equal annual installments. The first, second and third installments became exercisable on February 23, 2012, 2013, and 2014, and the last installment becomes exercisable on February 23, 2015.

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July 25, 2014 Filed Jul 29, 2014 20:30 UTC
Loewald Thomas WSenior Vice President
SaleCommon Stock 6,000 $125.23 $751,380.00
Disclosure

SEC source: 0001127602-14-024049 · form4.xml · nonDerivative · entry 2

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,307

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.23 to $125.26, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 25, 2014 Filed Jul 29, 2014 20:30 UTC
Loewald Thomas WSenior Vice President
Exercise / conversionCommon Stock 6,000 $54.97 $329,820.00
Disclosure

SEC source: 0001127602-14-024049 · form4.xml · nonDerivative · entry 1

Loewald Thomas W · CIK 0001538555 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.