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Nasdaq · USD

TIPT

TIPTREE INC.

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Tapewire entity
5239
SEC CIK
0001393726
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2025 Filed Feb 26, 2025 16:14 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
Tax withholdingCommon Stock 11,090 $19.90 $220,691.00
Disclosure

SEC source: 0001393726-25-000017 · wk-form4_1740604472.xml · nonDerivative · entry 2

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,301

F2 · kind: Represents the number of shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the RSUs.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 16:14 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
Exercise / conversionCommon Stock 26,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001393726-25-000017 · wk-form4_1740604472.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The acquisition of the common stock resulted from the cliff vesting of matching restricted stock units ("RSUs") granted to the Reporting Person on February 17, 2022.

F1 · price: The acquisition of the common stock resulted from the cliff vesting of matching restricted stock units ("RSUs") granted to the Reporting Person on February 17, 2022.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 20:11 UTC GrantCommon Stock 1,817 $0.00 $0.00
Disclosure

SEC source: 0001393726-25-000004 · wk-form4_1736799095.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,413

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
January 09, 2025 Filed Jan 13, 2025 15:10 UTC GrantCommon Stock 1,514 $0.00 $0.00
Disclosure

SEC source: 0001393726-25-000003 · wk-form4_1736799030.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 115,401

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

F2 · ownership.nature: At the director's request, all director fees issued in shares are to be deposited into The Paul M. Friedman Living Trust dated 3/5/2019 (the "Living Trust"), of which the Reporting Person and his spouse are trustees.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 10:38 UTC GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000103 · wk-form4_1733931501.xml · nonDerivative · entry 2

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 113,887

F2 · shares: Reflects the shares gifted to the Living Trust previously held directly by the Reporting Person, in which the Reporting Person and his spouse are trustees.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 10:38 UTC GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000103 · wk-form4_1733931501.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Reflects the gift of directly held shares to the Paul M. Friedman Living Trust dated 3/5/2019 (the "Living Trust"), of which the Reporting Person and his spouse are trustees.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 10:41 UTC GiftCommon Stock 89,887 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000101 · wk-form4_1731685259.xml · nonDerivative · entry 2

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 93,887

F2 · shares: Reflects the shares gifted to the Living Trust previously held directly by the Reporting Person, in which the Reporting Person and his spouse are trustees.

Read SEC document
November 13, 2024 Filed Nov 15, 2024 10:41 UTC GiftCommon Stock 89,887 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000101 · wk-form4_1731685259.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

F1 · shares: Reflects the gift of directly held shares to the Paul M. Friedman Living Trust dated 3/5/2019 (the "Living Trust"), of which the Reporting Person and his spouse are trustees.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 16:02 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Exercise / conversionPerformance Restricted Stock Units 2021 · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000099 · wk-form4_1730491366.xml · derivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: These PRSUs were granted to the Reporting Person on August 4, 2021. Each PRSU will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

F2 · derivative.exercise_date: These PRSUs were granted to the Reporting Person on August 4, 2021. Each PRSU will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

F2 · derivative.expiration_date: These PRSUs were granted to the Reporting Person on August 4, 2021. Each PRSU will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 16:02 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001393726-24-000099 · wk-form4_1730491366.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,902,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid).

Read SEC document
October 18, 2024 Filed Oct 21, 2024 16:04 UTC
McKinney Scott T.Chief Financial Officer
Exercise / conversionPerformance Restricted Stock Units 2021 · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000092 · wk-form4_1729541051.xml · derivative · entry 4

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These PRSUs were granted to the Reporting Person on October 14, 2022. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to August 4, 2031, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

F3 · derivative.exercise_date: These PRSUs were granted to the Reporting Person on October 14, 2022. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to August 4, 2031, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

F3 · derivative.expiration_date: These PRSUs were granted to the Reporting Person on October 14, 2022. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to August 4, 2031, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 16:04 UTC
McKinney Scott T.Chief Financial Officer
Tax withholdingCommon Stock 23,008 $20.95 $482,017.60
Disclosure

SEC source: 0001393726-24-000092 · wk-form4_1729541051.xml · nonDerivative · entry 2

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,186

F2 · shares: Shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the 2021 PRSUs.

Read SEC document
October 18, 2024 Filed Oct 21, 2024 16:04 UTC
McKinney Scott T.Chief Financial Officer
Exercise / conversionCommon Stock 50,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001393726-24-000092 · wk-form4_1729541051.xml · nonDerivative · entry 1

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid).

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:04 UTC
Ilany JonathanDirector · Chief Executive Officer
Exercise / conversionPerformance Restricted Stock Units 2021 · Derivative 200,000 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000090 · wk-form4_1729281885.xml · derivative · entry 4

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200,000

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

F3 · derivative.exercise_date: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

F3 · derivative.expiration_date: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:04 UTC
Ilany JonathanDirector · Chief Executive Officer
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000090 · wk-form4_1729281885.xml · nonDerivative · entry 2

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The reporting person gifted the vested portion of the PRSUs on October 17, 2024 to a family trust of which the reporting person has no control or beneficial interest.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:04 UTC
Ilany JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001393726-24-000090 · wk-form4_1729281885.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid).

Read SEC document
October 09, 2024 Filed Oct 11, 2024 16:03 UTC
Maultsby RandyDirector · President
Exercise / conversionPerformance Restricted Stock Units 2021 · Derivative 66,667 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000088 · wk-form4_1728677006.xml · derivative · entry 3

Maultsby Randy · CIK 0001855788 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 66,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

F3 · derivative.exercise_date: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

F3 · derivative.expiration_date: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 16:03 UTC
Maultsby RandyDirector · President
Tax withholdingCommon Stock 30,893 $19.11 $590,365.23
Disclosure

SEC source: 0001393726-24-000088 · wk-form4_1728677006.xml · nonDerivative · entry 2

Maultsby Randy · CIK 0001855788 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,244

F2 · shares: Shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the 2021 PRSUs.

Read SEC document
October 09, 2024 Filed Oct 11, 2024 16:03 UTC
Maultsby RandyDirector · President
Exercise / conversionCommon Stock 66,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001393726-24-000088 · wk-form4_1728677006.xml · nonDerivative · entry 1

Maultsby Randy · CIK 0001855788 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid).

Read SEC document
October 07, 2024 Filed Oct 8, 2024 15:03 UTC GrantCommon Stock 1,910 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000084 · wk-form4_1728399801.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,596

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
October 07, 2024 Filed Oct 8, 2024 11:05 UTC GrantCommon Stock 1,591 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000086 · wk-form4_1728399922.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,887

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
July 08, 2024 Filed Jul 9, 2024 21:07 UTC GrantCommon Stock 2,327 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000073 · wk-form4_1720559213.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,686

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
July 08, 2024 Filed Jul 9, 2024 17:09 UTC GrantCommon Stock 1,939 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000075 · wk-form4_1720559354.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,296

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
May 28, 2024 Filed May 28, 2024 20:08 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseCommon Stock 1,550 $17.50 $27,125.00
Disclosure

SEC source: 0001393726-24-000065 · wk-form4_1716926883.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 192,021

Read SEC document
April 04, 2024 Filed Apr 5, 2024 15:08 UTC GrantCommon Stock 2,195 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000048 · wk-form4_1712329715.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,359

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
April 04, 2024 Filed Apr 5, 2024 11:10 UTC GrantCommon Stock 1,829 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000050 · wk-form4_1712329837.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,357

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
March 05, 2024 Filed Mar 6, 2024 19:23 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseCommon Stock 2,900 $16.95 $49,155.00
Disclosure

SEC source: 0001393726-24-000037 · wk-form4_1709752986.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 190,471

Read SEC document
February 27, 2024 Filed Feb 29, 2024 16:41 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
GrantRestricted Stock Units · Derivative 23,792 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000034 · wk-form4_1709242843.xml · derivative · entry 3

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,206

Underlying: Common Stock · 23,792 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted 11,896 matching restricted stock units on February 27, 2024, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 23,792 shares of the Issuer's Common Stock upon cliff vesting on February 20, 2027 subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.exercise_date: The Reporting Person was granted 11,896 matching restricted stock units on February 27, 2024, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 23,792 shares of the Issuer's Common Stock upon cliff vesting on February 20, 2027 subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.expiration_date: The Reporting Person was granted 11,896 matching restricted stock units on February 27, 2024, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 23,792 shares of the Issuer's Common Stock upon cliff vesting on February 20, 2027 subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

Read SEC document
January 09, 2024 Filed Jan 10, 2024 16:22 UTC
Ilany JonathanDirector · Chief Executive Officer
GiftCommon Stock 17,863 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000018 · wk-form4_1704903757.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Shares were a charitable donation to a donor advised fund.

Read SEC document
January 08, 2024 Filed Jan 9, 2024 13:42 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
SaleCommon Stock 18,184 $19.54 $355,278.99
Disclosure

SEC source: 0001393726-24-000016 · wk-form4_1704825735.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,641

F1 · price: This sale was executed in multiple sales at prices ranging from $19.50 to $19.58, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holding of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 20:42 UTC GrantCommon Stock 1,673 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000012 · wk-form4_1704487328.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,164

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 15:44 UTC GrantCommon Stock 1,673 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000014 · wk-form4_1704487456.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,528

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
January 04, 2024 Filed Jan 5, 2024 15:40 UTC GrantCommon Stock 1,673 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000010 · wk-form4_1704487212.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,212

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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January 01, 2024 Filed Jan 2, 2024 16:11 UTC
McKinney Scott T.Chief Financial Officer
GrantPerformance Restricted Stock Units 2024 · Derivative 137,500 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000008 · wk-form4_1704229882.xml · derivative · entry 3

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,500

Underlying: Common Stock · 137,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

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January 01, 2024 Filed Jan 2, 2024 16:09 UTC
Maultsby RandyDirector · President
GrantPerformance Restricted Stock Units 2024 · Derivative 183,333 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000006 · wk-form4_1704229746.xml · derivative · entry 2

Maultsby Randy · CIK 0001855788 · Director · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,333

Underlying: Common Stock · 183,333 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

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January 01, 2024 Filed Jan 2, 2024 21:06 UTC
Ilany JonathanDirector · Chief Executive Officer
GrantPerformance Restricted Stock Units 2024 · Derivative 550,000 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000004 · wk-form4_1704229594.xml · derivative · entry 3

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

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January 01, 2024 Filed Jan 2, 2024 16:04 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
GrantPerformance Restricted Stock Units 2024 · Derivative 550,000 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000002 · wk-form4_1704229431.xml · derivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Underlying: Common Stock · 550,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.

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December 14, 2023 Filed Dec 18, 2023 16:05 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
SaleCommon Stock 2,816 $19.50 $54,923.26
Disclosure

SEC source: 0001393726-23-000098 · wk-form4_1702933543.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,825

F1 · price: This sale was executed in multiple sales at prices ranging from $19.50 to $19.52, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holding of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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October 06, 2023 Filed Oct 6, 2023 18:55 UTC GrantCommon Stock 1,888 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000073 · wk-form4_1696618539.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,491

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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October 06, 2023 Filed Oct 6, 2023 15:01 UTC GrantCommon Stock 755 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000079 · wk-form4_1696618886.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,588

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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October 06, 2023 Filed Oct 6, 2023 14:59 UTC GrantCommon Stock 1,888 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000077 · wk-form4_1696618768.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,855

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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October 06, 2023 Filed Oct 6, 2023 14:57 UTC GrantCommon Stock 1,888 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000075 · wk-form4_1696618658.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,539

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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July 06, 2023 Filed Jul 7, 2023 14:59 UTC GrantCommon Stock 2,198 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000062 · wk-form4_1688741951.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,603

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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July 06, 2023 Filed Jul 7, 2023 11:02 UTC GrantCommon Stock 879 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000065 · wk-form4_1688742134.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,833

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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July 06, 2023 Filed Jul 7, 2023 11:01 UTC GrantCommon Stock 2,198 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000064 · wk-form4_1688742076.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,967

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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July 06, 2023 Filed Jul 7, 2023 11:00 UTC GrantCommon Stock 2,198 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000063 · wk-form4_1688742014.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,651

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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June 07, 2023 Filed Jun 7, 2023 18:10 UTC
Ilany JonathanDirector · Chief Executive Officer
PurchaseCommon Stock 1,600 $14.27 $22,832.00
Disclosure

SEC source: 0001393726-23-000057 · wk-form4_1686161392.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 187,571

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April 06, 2023 Filed Apr 6, 2023 21:00 UTC GrantCommon Stock 2,161 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000040 · wf-form4_168081483059025.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,405

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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April 06, 2023 Filed Apr 6, 2023 17:02 UTC GrantCommon Stock 864 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000042 · wf-form4_168081491841652.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,954

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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April 06, 2023 Filed Apr 6, 2023 16:59 UTC GrantCommon Stock 2,161 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000038 · wf-form4_168081474103155.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,769

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.