Last 12 months
Inside the activity.
4 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2025 Filed Feb 26, 2025 16:14 UTC |
Rifkind Neil CharlesGeneral Counsel and Secretary
|
Tax withholdingCommon Stock | 11,090 | $19.90 | $220,691.00 |
DisclosureSEC source: 0001393726-25-000017 · wk-form4_1740604472.xml · nonDerivative · entry 2 Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,301 F2 · kind: Represents the number of shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the RSUs. F3 · price: Represents the closing stock price as of the transaction date. Read SEC document |
| February 24, 2025 Filed Feb 26, 2025 16:14 UTC |
Rifkind Neil CharlesGeneral Counsel and Secretary
|
Exercise / conversionCommon Stock | 26,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393726-25-000017 · wk-form4_1740604472.xml · nonDerivative · entry 1 Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The acquisition of the common stock resulted from the cliff vesting of matching restricted stock units ("RSUs") granted to the Reporting Person on February 17, 2022. F1 · price: The acquisition of the common stock resulted from the cliff vesting of matching restricted stock units ("RSUs") granted to the Reporting Person on February 17, 2022. Read SEC document |
| January 09, 2025 Filed Jan 13, 2025 20:11 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 1,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-25-000004 · wk-form4_1736799095.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,413 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 09, 2025 Filed Jan 13, 2025 15:10 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 1,514 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-25-000003 · wk-form4_1736799030.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 115,401 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. F2 · ownership.nature: At the director's request, all director fees issued in shares are to be deposited into The Paul M. Friedman Living Trust dated 3/5/2019 (the "Living Trust"), of which the Reporting Person and his spouse are trustees. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 10:38 UTC |
Friedman Paul MDirector
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000103 · wk-form4_1733931501.xml · nonDerivative · entry 2 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 113,887 F2 · shares: Reflects the shares gifted to the Living Trust previously held directly by the Reporting Person, in which the Reporting Person and his spouse are trustees. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 10:38 UTC |
Friedman Paul MDirector
|
GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000103 · wk-form4_1733931501.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Reflects the gift of directly held shares to the Paul M. Friedman Living Trust dated 3/5/2019 (the "Living Trust"), of which the Reporting Person and his spouse are trustees. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 10:41 UTC |
Friedman Paul MDirector
|
GiftCommon Stock | 89,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000101 · wk-form4_1731685259.xml · nonDerivative · entry 2 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Living Trust Disclosed balance after: 93,887 F2 · shares: Reflects the shares gifted to the Living Trust previously held directly by the Reporting Person, in which the Reporting Person and his spouse are trustees. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 10:41 UTC |
Friedman Paul MDirector
|
GiftCommon Stock | 89,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000101 · wk-form4_1731685259.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Reflects the gift of directly held shares to the Paul M. Friedman Living Trust dated 3/5/2019 (the "Living Trust"), of which the Reporting Person and his spouse are trustees. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 16:02 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
Exercise / conversionPerformance Restricted Stock Units 2021 · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000099 · wk-form4_1730491366.xml · derivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: These PRSUs were granted to the Reporting Person on August 4, 2021. Each PRSU will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. F2 · derivative.exercise_date: These PRSUs were granted to the Reporting Person on August 4, 2021. Each PRSU will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. F2 · derivative.expiration_date: These PRSUs were granted to the Reporting Person on August 4, 2021. Each PRSU will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 16:02 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
Exercise / conversionCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393726-24-000099 · wk-form4_1730491366.xml · nonDerivative · entry 1 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,902,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid). Read SEC document |
| October 18, 2024 Filed Oct 21, 2024 16:04 UTC |
McKinney Scott T.Chief Financial Officer
|
Exercise / conversionPerformance Restricted Stock Units 2021 · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000092 · wk-form4_1729541051.xml · derivative · entry 4 McKinney Scott T. · CIK 0001959663 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These PRSUs were granted to the Reporting Person on October 14, 2022. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to August 4, 2031, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.exercise_date: These PRSUs were granted to the Reporting Person on October 14, 2022. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to August 4, 2031, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.expiration_date: These PRSUs were granted to the Reporting Person on October 14, 2022. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to August 4, 2031, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. Read SEC document |
| October 18, 2024 Filed Oct 21, 2024 16:04 UTC |
McKinney Scott T.Chief Financial Officer
|
Tax withholdingCommon Stock | 23,008 | $20.95 | $482,017.60 |
DisclosureSEC source: 0001393726-24-000092 · wk-form4_1729541051.xml · nonDerivative · entry 2 McKinney Scott T. · CIK 0001959663 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,186 F2 · shares: Shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the 2021 PRSUs. Read SEC document |
| October 18, 2024 Filed Oct 21, 2024 16:04 UTC |
McKinney Scott T.Chief Financial Officer
|
Exercise / conversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393726-24-000092 · wk-form4_1729541051.xml · nonDerivative · entry 1 McKinney Scott T. · CIK 0001959663 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,194 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid). Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:04 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
Exercise / conversionPerformance Restricted Stock Units 2021 · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000090 · wk-form4_1729281885.xml · derivative · entry 4 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.exercise_date: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.expiration_date: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:04 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
GiftCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000090 · wk-form4_1729281885.xml · nonDerivative · entry 2 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · kind: The reporting person gifted the vested portion of the PRSUs on October 17, 2024 to a family trust of which the reporting person has no control or beneficial interest. Read SEC document |
| October 17, 2024 Filed Oct 18, 2024 20:04 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 200,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393726-24-000090 · wk-form4_1729281885.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid). Read SEC document |
| October 09, 2024 Filed Oct 11, 2024 16:03 UTC |
Maultsby RandyDirector · President
|
Exercise / conversionPerformance Restricted Stock Units 2021 · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000088 · wk-form4_1728677006.xml · derivative · entry 3 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.exercise_date: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.expiration_date: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. Read SEC document |
| October 09, 2024 Filed Oct 11, 2024 16:03 UTC |
Maultsby RandyDirector · President
|
Tax withholdingCommon Stock | 30,893 | $19.11 | $590,365.23 |
DisclosureSEC source: 0001393726-24-000088 · wk-form4_1728677006.xml · nonDerivative · entry 2 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,244 F2 · shares: Shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the 2021 PRSUs. Read SEC document |
| October 09, 2024 Filed Oct 11, 2024 16:03 UTC |
Maultsby RandyDirector · President
|
Exercise / conversionCommon Stock | 66,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393726-24-000088 · wk-form4_1728677006.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid). Read SEC document |
| October 07, 2024 Filed Oct 8, 2024 15:03 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 1,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000084 · wk-form4_1728399801.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,596 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 07, 2024 Filed Oct 8, 2024 11:05 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 1,591 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000086 · wk-form4_1728399922.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,887 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 08, 2024 Filed Jul 9, 2024 21:07 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 2,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000073 · wk-form4_1720559213.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,686 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 08, 2024 Filed Jul 9, 2024 17:09 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 1,939 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000075 · wk-form4_1720559354.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,296 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| May 28, 2024 Filed May 28, 2024 20:08 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,550 | $17.50 | $27,125.00 |
DisclosureSEC source: 0001393726-24-000065 · wk-form4_1716926883.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By 401K Disclosed balance after: 192,021 Read SEC document |
| April 04, 2024 Filed Apr 5, 2024 15:08 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 2,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000048 · wk-form4_1712329715.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,359 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 04, 2024 Filed Apr 5, 2024 11:10 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 1,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000050 · wk-form4_1712329837.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,357 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| March 05, 2024 Filed Mar 6, 2024 19:23 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 2,900 | $16.95 | $49,155.00 |
DisclosureSEC source: 0001393726-24-000037 · wk-form4_1709752986.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By 401K Disclosed balance after: 190,471 Read SEC document |
| February 27, 2024 Filed Feb 29, 2024 16:41 UTC |
Rifkind Neil CharlesGeneral Counsel and Secretary
|
GrantRestricted Stock Units · Derivative | 23,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000034 · wk-form4_1709242843.xml · derivative · entry 3 Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,206 Underlying: Common Stock · 23,792 shares Expires not disclosed F1 · derivative.exercise_price: The Reporting Person was granted 11,896 matching restricted stock units on February 27, 2024, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 23,792 shares of the Issuer's Common Stock upon cliff vesting on February 20, 2027 subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement. F1 · derivative.exercise_date: The Reporting Person was granted 11,896 matching restricted stock units on February 27, 2024, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 23,792 shares of the Issuer's Common Stock upon cliff vesting on February 20, 2027 subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement. F1 · derivative.expiration_date: The Reporting Person was granted 11,896 matching restricted stock units on February 27, 2024, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 23,792 shares of the Issuer's Common Stock upon cliff vesting on February 20, 2027 subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 16:22 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
GiftCommon Stock | 17,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000018 · wk-form4_1704903757.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 F1 · kind: Shares were a charitable donation to a donor advised fund. Read SEC document |
| January 08, 2024 Filed Jan 9, 2024 13:42 UTC |
Rifkind Neil CharlesGeneral Counsel and Secretary
|
SaleCommon Stock | 18,184 | $19.54 | $355,278.99 |
DisclosureSEC source: 0001393726-24-000016 · wk-form4_1704825735.xml · nonDerivative · entry 1 Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 16,641 F1 · price: This sale was executed in multiple sales at prices ranging from $19.50 to $19.58, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holding of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 20:42 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 1,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000012 · wk-form4_1704487328.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,164 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 15:44 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 1,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000014 · wk-form4_1704487456.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,528 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 15:40 UTC |
Mielle DominiqueDirector
|
GrantCommon Stock | 1,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000010 · wk-form4_1704487212.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,212 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| January 01, 2024 Filed Jan 2, 2024 16:11 UTC |
McKinney Scott T.Chief Financial Officer
|
GrantPerformance Restricted Stock Units 2024 · Derivative | 137,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000008 · wk-form4_1704229882.xml · derivative · entry 3 McKinney Scott T. · CIK 0001959663 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 137,500 Underlying: Common Stock · 137,500 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. Read SEC document |
| January 01, 2024 Filed Jan 2, 2024 16:09 UTC |
Maultsby RandyDirector · President
|
GrantPerformance Restricted Stock Units 2024 · Derivative | 183,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000006 · wk-form4_1704229746.xml · derivative · entry 2 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,333 Underlying: Common Stock · 183,333 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. Read SEC document |
| January 01, 2024 Filed Jan 2, 2024 21:06 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
GrantPerformance Restricted Stock Units 2024 · Derivative | 550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000004 · wk-form4_1704229594.xml · derivative · entry 3 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. Read SEC document |
| January 01, 2024 Filed Jan 2, 2024 16:04 UTC |
Barnes Michael GeneDirector · Executive Chairman · 10% owner
|
GrantPerformance Restricted Stock Units 2024 · Derivative | 550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000002 · wk-form4_1704229431.xml · derivative · entry 2 Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,000 Underlying: Common Stock · 550,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 16:05 UTC |
Rifkind Neil CharlesGeneral Counsel and Secretary
|
SaleCommon Stock | 2,816 | $19.50 | $54,923.26 |
DisclosureSEC source: 0001393726-23-000098 · wk-form4_1702933543.xml · nonDerivative · entry 1 Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,825 F1 · price: This sale was executed in multiple sales at prices ranging from $19.50 to $19.52, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holding of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 06, 2023 Filed Oct 6, 2023 18:55 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 1,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000073 · wk-form4_1696618539.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,491 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 06, 2023 Filed Oct 6, 2023 15:01 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 755 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000079 · wk-form4_1696618886.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 103,588 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 06, 2023 Filed Oct 6, 2023 14:59 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 1,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000077 · wk-form4_1696618768.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,855 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 06, 2023 Filed Oct 6, 2023 14:57 UTC |
Mielle DominiqueDirector
|
GrantCommon Stock | 1,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000075 · wk-form4_1696618658.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,539 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 14:59 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000062 · wk-form4_1688741951.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,603 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 11:02 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 879 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000065 · wk-form4_1688742134.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,833 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 11:01 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000064 · wk-form4_1688742076.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,967 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 11:00 UTC |
Mielle DominiqueDirector
|
GrantCommon Stock | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000063 · wk-form4_1688742014.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,651 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| June 07, 2023 Filed Jun 7, 2023 18:10 UTC |
Ilany JonathanDirector · Chief Executive Officer
|
PurchaseCommon Stock | 1,600 | $14.27 | $22,832.00 |
DisclosureSEC source: 0001393726-23-000057 · wk-form4_1686161392.xml · nonDerivative · entry 1 Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By 401K Disclosed balance after: 187,571 Read SEC document |
| April 06, 2023 Filed Apr 6, 2023 21:00 UTC |
Goldwasser LesleyDirector
|
GrantCommon Stock | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000040 · wf-form4_168081483059025.xml · nonDerivative · entry 1 Goldwasser Lesley · CIK 0001465575 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,405 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 06, 2023 Filed Apr 6, 2023 17:02 UTC |
Smith Bradley E.Director
|
GrantCommon Stock | 864 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000042 · wf-form4_168081491841652.xml · nonDerivative · entry 1 Smith Bradley E. · CIK 0001579089 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,954 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 06, 2023 Filed Apr 6, 2023 16:59 UTC |
Friedman Paul MDirector
|
GrantCommon Stock | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000038 · wf-form4_168081474103155.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,769 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.