Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TIPTREE INC.TIPT · Entity 5239 | Director · President | October 09, 2024 | October 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TIPTREE INC.
Report date October 09, 2024 · Filed October 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,244 |
Ending reported balance
After 2024-10-09 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-10-09 · Exercise / conversion · Acquired 66,667 · Balance 78,137 F1: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid). Row 2 · 2024-10-09 · Tax withholding · Disposed 30,893 · Balance 47,244 F2: Shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the 2021 PRSUs. |
| Performance Restricted Stock Units 2021SEC Table II · derivative / convertible security | Direct | 400,000 |
Reported balance
After 2024-10-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-10-09 · Exercise / conversion · Disposed 66,667 · Balance 400,000 F3: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. |
| Performance Restricted Stock Units 2024SEC Table II · derivative / convertible security | Direct | 183,333 |
Reported balance
Holding disclosure · report date 2024-10-09 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 183,333 F4: These PRSUs were granted to the Reporting Person on January 1, 2024. Each PRSU represents a contingent right to receive one share of Tiptree common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. |
Filing footnotes · ownership attribution and instrument terms
F1: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid).
F2: Shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the 2021 PRSUs.
F3: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031.
F4: These PRSUs were granted to the Reporting Person on January 1, 2024. Each PRSU represents a contingent right to receive one share of Tiptree common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2024 Filed Oct 11, 2024 16:03 UTC | TIPTREE INC. TIPT · Entity 5239 | Exercise / conversionPerformance Restricted Stock Units 2021 · Derivative | 66,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000088 · wk-form4_1728677006.xml · derivative · entry 3 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 400,000 Underlying: Common Stock · 66,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.exercise_date: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.expiration_date: These PRSUs were granted to the Reporting Person on August 4, 2021. The PRSUs will vest upon Tiptree achieving each of three Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $30 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Each PRSU represents a contingent right to receive one share of Tiptree common stock. Any unvested PRSUs shall expire on August 4, 2031. Read SEC document |
| October 09, 2024 Filed Oct 11, 2024 16:03 UTC | TIPTREE INC. TIPT · Entity 5239 | Tax withholdingCommon Stock | 30,893 | $19.11 | $590,365.23 |
DisclosureSEC source: 0001393726-24-000088 · wk-form4_1728677006.xml · nonDerivative · entry 2 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,244 F2 · shares: Shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the 2021 PRSUs. Read SEC document |
| October 09, 2024 Filed Oct 11, 2024 16:03 UTC | TIPTREE INC. TIPT · Entity 5239 | Exercise / conversionCommon Stock | 66,667 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393726-24-000088 · wk-form4_1728677006.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,137 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") upon achieving the $20 Tiptree Inc. ("Tiptree") share price target milestone (adjusted for dividends paid). Read SEC document |
| January 01, 2024 Filed Jan 2, 2024 16:09 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantPerformance Restricted Stock Units 2024 · Derivative | 183,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000006 · wk-form4_1704229746.xml · derivative · entry 2 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 183,333 Underlying: Common Stock · 183,333 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. F1 · derivative.exercise_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. F1 · derivative.expiration_date: Each performance restricted stock unit (PRSU) represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving a share price target milestone based on the average of the thirty (30) trading day closing stock price of $70 (adjusted for dividends paid) prior to the 10th anniversary of the grant date, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on January 1, 2034. Read SEC document |
| February 28, 2023 Filed Mar 1, 2023 12:10 UTC | TIPTREE INC. TIPT · Entity 5239 | Tax withholdingCommon Stock | 5,643 | $16.10 | $90,852.30 |
DisclosureSEC source: 0001393726-23-000016 · wf-form4_167769062783996.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,470 F1 · kind: Represents the total amount of shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on February 20, 2020. F2 · price: Represents the closing stock price as of the transaction date. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 10:52 UTC | TIPTREE INC. TIPT · Entity 5239 | SaleCommon Stock | 20,000 | $11.07 | $221,400.00 |
DisclosureSEC source: 0001393726-22-000086 · wf-form4_166333990483285.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,113 F1 · price: This sale was executed in multiple sales at prices ranging from $10.978 to $11.108, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 25, 2022 Filed Jul 26, 2022 16:07 UTC | TIPTREE INC. TIPT · Entity 5239 | SaleCommon Stock | 31,247 | $11.20 | $349,966.40 |
DisclosureSEC source: 0001393726-22-000064 · wf-form4_165886604452929.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,113 F1 · kind: Pursuant to a Rule 10b5-1 trading plan. F2 · price: This sale was executed in multiple sales at prices ranging from $11.19 to $11.26, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 09:37 UTC | TIPTREE INC. TIPT · Entity 5239 | Tax withholdingCommon Stock | 11,480 | $12.79 | $146,829.20 |
DisclosureSEC source: 0001393726-22-000016 · wf-form4_164623179269168.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,360 F1 · kind: Represents the total amount of shares withheld upon vesting of (1) the third and final installment of restricted stock units issued to the Reporting Person on February 26, 2019, and (2) the second installment of restricted stock units issued to the Reporting Person on February 20, 2020. F2 · price: Represents the closing stock price as of the transaction date. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 17:04 UTC | TIPTREE INC. TIPT · Entity 5239 | Exercise / conversionPerformance Restricted Stock Units · Derivative | 33,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000123 · wf-form4_163761867871821.xml · derivative · entry 3 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,667 Underlying: Common Stock · 33,333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.exercise_date: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. F3 · derivative.expiration_date: The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 17:04 UTC | TIPTREE INC. TIPT · Entity 5239 | Tax withholdingCommon Stock | 17,750 | $15.12 | $268,380.00 |
DisclosureSEC source: 0001393726-21-000123 · wf-form4_163761867871821.xml · nonDerivative · entry 2 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,840 F2 · shares: Shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of PRSUs issued to the Reporting Person on August 4, 2021. Read SEC document |
| November 22, 2021 Filed Nov 22, 2021 17:04 UTC | TIPTREE INC. TIPT · Entity 5239 | Exercise / conversionCommon Stock | 33,333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001393726-21-000123 · wf-form4_163761867871821.xml · nonDerivative · entry 1 Maultsby Randy · CIK 0001855788 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The acquisition of the common stock resulted from the vesting of an equal number of performance restricted stock units ("PRSUs") granted on August 4, 2021. Each PRSU represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. Read SEC document |
| August 04, 2021 Filed Aug 5, 2021 14:23 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantPerformance Restricted Stock Units · Derivative | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000097 · wf-form4_162818777840567.xml · derivative · entry 2 Maultsby Randy · CIK 0001855788 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires not disclosed F1 · derivative.exercise_price: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. F1 · derivative.exercise_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. F1 · derivative.expiration_date: Each performance restricted stock unit ("PRSU") represents a contingent right to receive one share of Tiptree Inc. ("Tiptree") common stock. The PRSUs will vest upon Tiptree achieving each of five Tiptree share price target milestones, based on the average of the thirty (30) trading day closing stock price, ranging from $15 to $60 (adjusted for dividends paid) prior to the tenth anniversary of the date of grant, subject to the Reporting Person's continued employment with Tiptree. Any unvested PRSUs shall expire on August 4, 2031. See the Remarks below for the share price target milestones. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.