Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Osiris Acquisition Corp.OSI · Entity 90262 | Director | April 22, 2022 | April 22, 2022 |
| PACIFIC GAS & ELECTRIC CoPCG-PREF · Entity 25671 | Director | April 09, 2019 | April 19, 2019 |
| PG&E CorpPCG · Entity 3143 | Director | April 09, 2019 | April 19, 2019 |
| Ready Capital CorpRC · Entity 5999 | Director | March 05, 2026 | March 09, 2026 |
| STUDIO CITY INTERNATIONAL HOLDINGS LtdMSC · Entity 5863 | Director | March 17, 2026 | March 17, 2026 |
| TIPTREE INC.TIPT · Entity 5239 | Director | November 07, 2025 | November 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Osiris Acquisition Corp.
Report date April 22, 2022 · Filed April 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common Stock, par value $0.0001 per shareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-04-22 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-04-22 · Sale · Disposed 40,000 · Balance 0 F1: Prior to the consummation of the Issuer's initial public offering, the reporting person purchased 40,000 shares of Class B Common Stock from Osiris Sponsor, LLC (the "Sponsor") for a total of $139.13, or approximately $0.003 per share. The shares of Class B Common Stock are convertible into the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-254997). The shares of Class B Common Stock have no expiration date. F2: The Sponsor purchased 40,000 shares of Class B Common Stock of the Issuer from the reporting person for a total of $139.13, or approximately $0.003 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Prior to the consummation of the Issuer's initial public offering, the reporting person purchased 40,000 shares of Class B Common Stock from Osiris Sponsor, LLC (the "Sponsor") for a total of $139.13, or approximately $0.003 per share. The shares of Class B Common Stock are convertible into the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-254997). The shares of Class B Common Stock have no expiration date.
F2: The Sponsor purchased 40,000 shares of Class B Common Stock of the Issuer from the reporting person for a total of $139.13, or approximately $0.003 per share.
PACIFIC GAS & ELECTRIC Co
Report date April 09, 2019 · Filed April 19, 2019
This filing explicitly reported no securities owned.
PG&E Corp
Report date April 09, 2019 · Filed April 19, 2019
This filing explicitly reported no securities owned.
Ready Capital Corp
Report date March 05, 2026 · Filed March 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 124,790 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 58,252 · Balance 124,790 F1: On March 5, 2026, the reporting person was awarded 58,252 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 5, 2026, the reporting person was awarded 58,252 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer.
STUDIO CITY INTERNATIONAL HOLDINGS Ltd
Report date March 17, 2026 · Filed March 17, 2026
This filing explicitly reported no securities owned.
TIPTREE INC.
Report date November 07, 2025 · Filed November 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,712 |
Reported balance
After 2025-11-07 transaction · row 1
1 source rowRow 1 · 2025-11-07 · Purchase · Acquired 5,500 · Balance 70,712 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANWORTH MORTGAGE ASSET CORP
Report date March 19, 2021 · Filed March 22, 2021
Section 16 reporting ended · disclosed 2021-03-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-19 transaction · row 1
1 source rowRow 1 · 2021-03-19 · Disposition to issuer · Disposed 45,000 · Balance 0 F1: On March 19, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 6, 2020, by and among Ready Capital Corporation ("Ready Capital"), RC Merger Subsidiary, LLC, a wholly owned subsidiary of Ready Capital ("Merger Sub"), and the Issuer (the "Merger Agreement"), the Issuer merged with and into Merger Sub with Merger Sub surviving as the continuing company (the "Merger"). Upon consummation of the Merger, each share of common stock of the Issuer was converted into the right to receive from Ready Capital (i) 0.1688 newly issued shares of common stock, par value $0.0001 per share, of Ready Capital, plus (ii) $0.61 in cash (the "Per Share Common Merger Consideration"). |
| Series A Cumulative Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-19 transaction · row 2
1 source rowRow 2 · 2021-03-19 · Disposition to issuer · Disposed 1,000 · Balance 0 F2: Pursuant to the Merger Agreement, at the closing of the Merger, each such share of Issuer Series A Cumulative Preferred Stock was converted into the right to receive one share of Ready Capital 8.625% Series B Cumulative Preferred Stock, par value $0.0001 per share. |
| Series C Cumulative Redeemable Preferred StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-03-19 transaction · row 3
1 source rowRow 3 · 2021-03-19 · Disposition to issuer · Disposed 500 · Balance 0 F3: Pursuant to the Merger Agreement, at the closing of the Merger, each such share of Issuer Series C Cumulative Redeemable Preferred Stock was converted into the right to receive one share of Ready Capital 7.625% Series D Cumulative Redeemable Preferred Stock, par value $0.0001 per share. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-03-19 · Disposition to issuer · Disposed 6,000 · Balance 0 F4: Pursuant to the Merger Agreement, at the closing of the Merger, each such Restricted Stock Unit vested and was converted into the right to receive the Per Share Common Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 19, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 6, 2020, by and among Ready Capital Corporation ("Ready Capital"), RC Merger Subsidiary, LLC, a wholly owned subsidiary of Ready Capital ("Merger Sub"), and the Issuer (the "Merger Agreement"), the Issuer merged with and into Merger Sub with Merger Sub surviving as the continuing company (the "Merger"). Upon consummation of the Merger, each share of common stock of the Issuer was converted into the right to receive from Ready Capital (i) 0.1688 newly issued shares of common stock, par value $0.0001 per share, of Ready Capital, plus (ii) $0.61 in cash (the "Per Share Common Merger Consideration").
F2: Pursuant to the Merger Agreement, at the closing of the Merger, each such share of Issuer Series A Cumulative Preferred Stock was converted into the right to receive one share of Ready Capital 8.625% Series B Cumulative Preferred Stock, par value $0.0001 per share.
F3: Pursuant to the Merger Agreement, at the closing of the Merger, each such share of Issuer Series C Cumulative Redeemable Preferred Stock was converted into the right to receive one share of Ready Capital 7.625% Series D Cumulative Redeemable Preferred Stock, par value $0.0001 per share.
F4: Pursuant to the Merger Agreement, at the closing of the Merger, each such Restricted Stock Unit vested and was converted into the right to receive the Per Share Common Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2026 Filed Mar 9, 2026 21:17 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon Stock | 58,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-26-016120 · wk-form4_1773091033.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 124,790 F1 · shares: On March 5, 2026, the reporting person was awarded 58,252 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 08:10 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseCommon Stock | 5,500 | $18.29 | $100,595.00 |
DisclosureSEC source: 0001193125-25-273331 · ownership.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,712 Read SEC document |
| February 22, 2025 Filed Feb 25, 2025 22:39 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon stock | 17,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-017004 · tm257584-8_4seq1.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,538 F1 · shares: On February 22, 2025, the reporting person was awarded 17,857 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 02:38 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon stock | 12,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-027764 · tm246309-7_4seq1.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,681 F1 · shares: On February 22, 2024, the reporting person was awarded 12,693 Restricted Stock Units ("RSUs") under the Ready Capital Corporation 2023 Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer. Read SEC document |
| January 04, 2024 Filed Jan 5, 2024 15:40 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 1,673 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-24-000010 · wk-form4_1704487212.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,212 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 06, 2023 Filed Oct 6, 2023 14:57 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 1,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000075 · wk-form4_1696618658.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,539 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 11:00 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 2,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000063 · wk-form4_1688742014.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,651 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 06, 2023 Filed Apr 6, 2023 16:58 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000036 · wf-form4_168081466973529.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,453 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:05 UTC | Ready Capital Corp RC · Entity 5999 | Purchase6.50% Series E Cumulative Redeemable Preferred Stock | 2,500 | $20.05 | $50,125.00 |
DisclosureSEC source: 0001104659-23-029546 · tm238773-1_4seq1.xml · nonDerivative · entry 2 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| March 03, 2023 Filed Mar 7, 2023 21:05 UTC | Ready Capital Corp RC · Entity 5999 | PurchaseCommon Stock | 5,000 | $11.20 | $55,998.50 |
DisclosureSEC source: 0001104659-23-029546 · tm238773-1_4seq1.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,988 Read SEC document |
| February 12, 2023 Filed Feb 15, 2023 01:20 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon stock | 8,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-022101 · tm236100-4_4seq1.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,988 F1 · price: On February 12, 2023, the reporting person was awarded 8,860 Restricted Stock Units ("RSUs") under the 2013 Ready Capital Corporation Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2023, June 30, 2023, September 30, 2023 and December 31, 2023. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer. Read SEC document |
| January 05, 2023 Filed Jan 6, 2023 09:44 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 1,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-23-000002 · wf-form4_167301627572102.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,292 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 06, 2022 Filed Oct 7, 2022 15:02 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 2,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000106 · wf-form4_166516932846079.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,542 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 07, 2022 Filed Jul 11, 2022 09:44 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 2,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000056 · wf-form4_165754704597644.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,169 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 22, 2022 Filed Apr 22, 2022 17:56 UTC | Osiris Acquisition Corp. OSI · Entity 90262 | SaleClass B Common Stock, par value $0.0001 per share · Derivative | 40,000 | $0.00 | $120.00 |
DisclosureSEC source: 0000950142-22-001480 · es220241814_4-mielleosi.xml · derivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common stock, par value $0.0001 per share · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: Prior to the consummation of the Issuer's initial public offering, the reporting person purchased 40,000 shares of Class B Common Stock from Osiris Sponsor, LLC (the "Sponsor") for a total of $139.13, or approximately $0.003 per share. The shares of Class B Common Stock are convertible into the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-254997). The shares of Class B Common Stock have no expiration date. F2 · kind: The Sponsor purchased 40,000 shares of Class B Common Stock of the Issuer from the reporting person for a total of $139.13, or approximately $0.003 per share. F2 · price: The Sponsor purchased 40,000 shares of Class B Common Stock of the Issuer from the reporting person for a total of $139.13, or approximately $0.003 per share. F1 · derivative.exercise_date: Prior to the consummation of the Issuer's initial public offering, the reporting person purchased 40,000 shares of Class B Common Stock from Osiris Sponsor, LLC (the "Sponsor") for a total of $139.13, or approximately $0.003 per share. The shares of Class B Common Stock are convertible into the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-254997). The shares of Class B Common Stock have no expiration date. F1 · derivative.expiration_date: Prior to the consummation of the Issuer's initial public offering, the reporting person purchased 40,000 shares of Class B Common Stock from Osiris Sponsor, LLC (the "Sponsor") for a total of $139.13, or approximately $0.003 per share. The shares of Class B Common Stock are convertible into the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, as described under the heading "Description of Securities-Founder Shares" in the Issuer's registration statement on Form S-1 (File No. 333-254997). The shares of Class B Common Stock have no expiration date. Read SEC document |
| April 14, 2022 Filed Apr 14, 2022 12:47 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 1,888 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000034 · wf-form4_164995484556840.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,883 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| February 12, 2022 Filed Feb 15, 2022 22:32 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon stock | 7,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-023882 · tm226526-5_4seq1.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,128 F1 · price: On February 12, 2022, the reporting person was awarded 7,752 Restricted Stock Units ("RSUs") under the 2012 Ready Capital Corporation Equity Incentive Plan, which represent the right to receive one share of Common Stock of the Issuer for each RSU at vesting or, at the election of the reporting person, a deferred settlement date. The RSUs will vest in equal installments of one-quarter on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022. The reporting person will receive dividend equivalent rights on unvested RSUs from the grant date payable in cash in an amount equal to the cash dividend distributions paid on a share of Common Stock of the Issuer. Read SEC document |
| January 07, 2022 Filed Jan 10, 2022 14:09 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 1,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-22-000008 · wf-form4_164184174843381.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,995 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 09:57 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 2,547 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000103 · wf-form4_163361502878774.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,124 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 16:37 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 2,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000073 · wf-form4_162569022799414.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,577 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| April 20, 2021 Filed Apr 22, 2021 22:03 UTC | Ready Capital Corp RC · Entity 5999 | GrantCommon stock | 5,768 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-053953 · tm2113820-1_4seq1.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,376 F1 · price: On April 20, 2021, the reporting person was awarded 5,768 shares of restricted Common Stock under the 2012 Ready Capital Corporation Equity Incentive Plan. The shares will vest in equal installments of one-third on June 30, 2021, September 30, 2021 and December 31, 2021. Read SEC document |
| April 07, 2021 Filed Apr 9, 2021 11:05 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 2,952 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000032 · wf-form4_161798070944652.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,002 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 16:33 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | Disposition to issuerRestricted Stock Unit · Derivative | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003656 · edgar.xml · derivative · entry 4 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Merger Agreement, at the closing of the Merger, each such Restricted Stock Unit vested and was converted into the right to receive the Per Share Common Merger Consideration. F4 · price: Pursuant to the Merger Agreement, at the closing of the Merger, each such Restricted Stock Unit vested and was converted into the right to receive the Per Share Common Merger Consideration. F4 · derivative.exercise_date: Pursuant to the Merger Agreement, at the closing of the Merger, each such Restricted Stock Unit vested and was converted into the right to receive the Per Share Common Merger Consideration. F4 · derivative.expiration_date: Pursuant to the Merger Agreement, at the closing of the Merger, each such Restricted Stock Unit vested and was converted into the right to receive the Per Share Common Merger Consideration. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 16:33 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | Disposition to issuerSeries C Cumulative Redeemable Preferred Stock | 500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003656 · edgar.xml · nonDerivative · entry 3 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Pursuant to the Merger Agreement, at the closing of the Merger, each such share of Issuer Series C Cumulative Redeemable Preferred Stock was converted into the right to receive one share of Ready Capital 7.625% Series D Cumulative Redeemable Preferred Stock, par value $0.0001 per share. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 16:33 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | Disposition to issuerSeries A Cumulative Preferred Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003656 · edgar.xml · nonDerivative · entry 2 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, at the closing of the Merger, each such share of Issuer Series A Cumulative Preferred Stock was converted into the right to receive one share of Ready Capital 8.625% Series B Cumulative Preferred Stock, par value $0.0001 per share. Read SEC document |
| March 19, 2021 Filed Mar 22, 2021 16:33 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | Disposition to issuerCommon Stock | 45,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-21-003656 · edgar.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On March 19, 2021, pursuant to that certain Agreement and Plan of Merger, dated as of December 6, 2020, by and among Ready Capital Corporation ("Ready Capital"), RC Merger Subsidiary, LLC, a wholly owned subsidiary of Ready Capital ("Merger Sub"), and the Issuer (the "Merger Agreement"), the Issuer merged with and into Merger Sub with Merger Sub surviving as the continuing company (the "Merger"). Upon consummation of the Merger, each share of common stock of the Issuer was converted into the right to receive from Ready Capital (i) 0.1688 newly issued shares of common stock, par value $0.0001 per share, of Ready Capital, plus (ii) $0.61 in cash (the "Per Share Common Merger Consideration"). Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 11:33 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 4,881 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-21-000008 · wf-form4_161012356926736.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,050 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| November 12, 2020 Filed Nov 13, 2020 13:11 UTC | TIPTREE INC. TIPT · Entity 5239 | PurchaseCommon Stock | 20,000 | $5.22 | $104,400.00 |
DisclosureSEC source: 0001393726-20-000277 · wf-form4_160529105599993.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,169 Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 11:05 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 5,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-20-000250 · wf-form4_160260151670216.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,169 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 02, 2020 Filed Jul 6, 2020 16:29 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 4,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-20-000184 · wf-form4_159406733553848.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,087 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 16:06 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | GrantRestricted Stock Unit · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-007945 · edgar.xml · derivative · entry 4 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: Granted to the reporting person for her continued service on the board of directors F2 · derivative.exercise_date: The Restricted Stock Units vest upon the reporting person's retirement from the board of directors. F2 · derivative.expiration_date: The Restricted Stock Units vest upon the reporting person's retirement from the board of directors. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 17:11 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | PurchaseSeries C Cumulative Redeemable Preferred Stock | 500 | $21.65 | $10,825.00 |
DisclosureSEC source: 0001179110-20-007100 · edgar.xml · nonDerivative · entry 3 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 17:11 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | PurchaseSeries A Cumulative Preferred Stock | 1,000 | $23.90 | $23,900.00 |
DisclosureSEC source: 0001179110-20-007100 · edgar.xml · nonDerivative · entry 2 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| April 08, 2020 Filed Apr 10, 2020 11:34 UTC | TIPTREE INC. TIPT · Entity 5239 | GrantCommon Stock | 4,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001393726-20-000081 · wf-form4_158653283509044.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,862 F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 16:07 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | PurchaseCommon Stock | 4,000 | $1.93 | $7,720.00 |
DisclosureSEC source: 0001179110-20-003801 · edgar.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Read SEC document |
| March 06, 2020 Filed Mar 16, 2020 12:53 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | PurchaseCommon Stock | 10,500 | $3.25 | $34,125.00 |
DisclosureSEC source: 0001179110-20-003689 · edgar.xml · nonDerivative · entry 2 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,000 Read SEC document |
| March 06, 2020 Filed Mar 16, 2020 12:53 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | PurchaseCommon Stock | 500 | $3.25 | $1,625.00 |
DisclosureSEC source: 0001179110-20-003689 · edgar.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,500 Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 16:20 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | GrantRestricted Stock Unit · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-008372 · edgar.xml · derivative · entry 2 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1. F3 · price: Granting to the reporting person for her continued service on the board of directors. F2 · derivative.exercise_date: The Restricted Stock Units vest upon the reporting person's retirement from the board of directors. F2 · derivative.expiration_date: The Restricted Stock Units vest upon the reporting person's retirement from the board of directors. Read SEC document |
| March 29, 2019 Filed Mar 29, 2019 16:05 UTC | ANWORTH MORTGAGE ASSET CORP ANH · Entity 141036 | PurchaseCommon Stock | 30,000 | $4.05 | $121,500.00 |
DisclosureSEC source: 0001179110-19-004392 · edgar.xml · nonDerivative · entry 1 Mielle Dominique · CIK 0001759191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.