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Nasdaq · USD

TIPT

TIPTREE INC.

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5239
SEC CIK
0001393726
Parsed reports
515

Last 12 months

Inside the activity.

4 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 06, 2026 Filed Oct 7, 2026 20:10 UTC GrantCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0001579089-26-000006 · ownership.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,070

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
October 06, 2026 Filed Oct 7, 2026 20:08 UTC GrantCommon Stock 1,084 $0.00 $0.00
Disclosure

SEC source: 0001465575-26-000007 · ownership.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,699

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 20:00 UTC GrantCommon Stock 1,061 $0.00 $0.00
Disclosure

SEC source: 0001465575-26-000005 · ownership.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 116,615

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 16:01 UTC GrantCommon Stock 1,768 $0.00 $0.00
Disclosure

SEC source: 0001579089-26-000004 · ownership.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,263

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
May 27, 2026 Filed May 28, 2026 20:01 UTC PurchaseCommon Stock 990 $17.45 $17,275.50
Disclosure

SEC source: 0001499150-26-000002 · ownership.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By IRA

Disclosed balance after: 193,011

Read SEC document
April 02, 2026 Filed Apr 6, 2026 20:01 UTC GrantCommon Stock 1,144 $0.00 $0.00
Disclosure

SEC source: 0001465575-26-000003 · ownership.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,554

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 16:03 UTC GrantCommon Stock 1,907 $0.00 $0.00
Disclosure

SEC source: 0001579089-26-000002 · ownership.xml · nonDerivative · entry 1

Smith Bradley E. · CIK 0001579089 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,495

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
March 12, 2026 Filed Mar 13, 2026 08:29 UTC
McKinney Scott T.Chief Financial Officer
PurchaseCommon Stock 1,232 $15.98 $19,682.43
Disclosure

SEC source: 0001959663-26-000002 · ownership.xml · nonDerivative · entry 2

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 4,000

F2 · price: This purchase was executed in multiple purchases at prices ranging from $15.94 to $16.00, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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March 11, 2026 Filed Mar 13, 2026 08:29 UTC
McKinney Scott T.Chief Financial Officer
PurchaseCommon Stock 2,600 $16.15 $42,000.40
Disclosure

SEC source: 0001959663-26-000002 · ownership.xml · nonDerivative · entry 1

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401K

Disclosed balance after: 2,768

F1 · price: This purchase was executed in multiple purchases at prices ranging from $16.10 to $16.20, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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February 20, 2026 Filed Feb 23, 2026 16:02 UTC
McKinney Scott T.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,110 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001193125-26-063941 · ownership.xml · derivative · entry 4

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 22, 2023.

F4 · derivative.exercise_date: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 22, 2023.

F4 · derivative.expiration_date: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 22, 2023.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 16:02 UTC
McKinney Scott T.Chief Financial Officer
Tax withholdingCommon Stock 5,143 $17.06 $87,739.58
Disclosure

SEC source: 0001193125-26-063941 · ownership.xml · nonDerivative · entry 2

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,939

F2 · kind: Represents the number of shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the RSUs.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
February 20, 2026 Filed Feb 23, 2026 16:02 UTC
McKinney Scott T.Chief Financial Officer
Exercise / conversionCommon Stock 15,110 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-063941 · ownership.xml · nonDerivative · entry 1

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,082

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The acquisition of the common stock resulted from the cliff vesting of matching restricted stock units ("RSUs") granted to the Reporting Person on February 22, 2023.

F1 · price: The acquisition of the common stock resulted from the cliff vesting of matching restricted stock units ("RSUs") granted to the Reporting Person on February 22, 2023.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 14:06 UTC GrantCommon Stock 2,048 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-008341 · ownership.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,410

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 09:04 UTC GrantCommon Stock 2,048 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-008339 · ownership.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Paul M. Friedman Living Trust

Disclosed balance after: 122,398

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

F2 · ownership.nature: At the director's request, all director fees issued in shares are to be deposited into The Paul M. Friedman Living Trust dated 3/5/2019 (the "Living Trust"), of which the Reporting Person and his spouse are trustees.

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November 07, 2025 Filed Nov 10, 2025 08:10 UTC PurchaseCommon Stock 5,500 $18.29 $100,595.00
Disclosure

SEC source: 0001193125-25-273331 · ownership.xml · nonDerivative · entry 1

Mielle Dominique · CIK 0001759191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,712

Read SEC document
October 03, 2025 Filed Oct 6, 2025 13:57 UTC GrantCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-231291 · ownership.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,362

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

Read SEC document
October 03, 2025 Filed Oct 6, 2025 10:00 UTC GrantCommon Stock 1,807 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-231297 · ownership.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Paul M. Friedman Living Trust

Disclosed balance after: 120,350

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

F2 · ownership.nature: At the director's request, all director fees issued in shares are to be deposited into The Paul M. Friedman Living Trust dated 3/5/2019 (the "Living Trust"), of which the Reporting Person and his spouse are trustees.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:05 UTC
Ilany JonathanDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 351,155 $6.65 Strike: $6.65 $2,335,180.75
Disclosure

SEC source: 0001193125-25-206158 · ownership.xml · derivative · entry 5

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 351,155 shares

Expires 2027-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 351,155 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

F6 · derivative.exercise_date: The option shares are fully vested and exercisable as of February 22, 2022.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:05 UTC
Ilany JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 124,787 $23.70 $2,957,451.90
Disclosure

SEC source: 0001193125-25-206158 · ownership.xml · nonDerivative · entry 3

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,742

F4 · kind: Represents the number of shares withheld to satisfy the Reporting Person's withholding tax liability upon the issuance of options exercised cashless calculated at the closing stock price of the exercise date.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:05 UTC
Ilany JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 98,531 $23.70 $2,335,184.70
Disclosure

SEC source: 0001193125-25-206158 · ownership.xml · nonDerivative · entry 2

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 399,529

F2 · kind: Reflects 98,531 shares withheld by the Issuer at the market price of $23.70 per share less an exercise price of $6.65 per share to fund the cashless exercise of 351,155 options.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
September 15, 2025 Filed Sep 17, 2025 20:05 UTC
Ilany JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 351,155 $6.65 $2,335,180.75
Disclosure

SEC source: 0001193125-25-206158 · ownership.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 498,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 16:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Exercise / conversionFebruary 2017 Stock Option · Derivative 112,015 $6.65 Strike: $6.65 $744,899.75
Disclosure

SEC source: 0000950170-25-114590 · ownership.xml · derivative · entry 9

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 112,015 shares

Expires 2027-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · security: On February 22, 2017, the Reporting Person was granted non-qualified stock options to purchase 112,015 shares of common stock of the Registrant at $6.65 per share, subject to the terms of a Stock Option Agreement.

F11 · derivative.exercise_date: The option shares are fully vested and exercisable as of February 22, 2022.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 16:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Exercise / conversionMarch 2016 Stock Option · Derivative 4,649 $5.87 Strike: $5.87 $27,289.63
Disclosure

SEC source: 0000950170-25-114590 · ownership.xml · derivative · entry 8

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,649 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 4,649 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

F9 · derivative.exercise_date: The option shares are fully vested and exercisable as of March 10, 2021.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 16:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Exercise / conversionJanuary 2016 Stock Option · Derivative 46,494 $5.67 Strike: $5.67 $263,620.98
Disclosure

SEC source: 0000950170-25-114590 · ownership.xml · derivative · entry 7

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,494 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 46,494 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

F7 · derivative.exercise_date: The option shares are fully vested and exercisable as of January 4, 2021.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 16:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 29,224 $25.49 $744,919.76
Disclosure

SEC source: 0000950170-25-114590 · ownership.xml · nonDerivative · entry 6

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,085,428

F5 · kind: Reflects 29,224 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $6.65 per share to fund the cashless exercise of 112,015 options.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 16:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 112,015 $6.65 $744,899.75
Disclosure

SEC source: 0000950170-25-114590 · ownership.xml · nonDerivative · entry 5

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,114,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 16:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 1,071 $25.49 $27,299.79
Disclosure

SEC source: 0000950170-25-114590 · ownership.xml · nonDerivative · entry 4

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,002,637

F4 · kind: Reflects 1,071 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.87 per share to fund the cashless exercise of 4,649 options.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 16:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 4,649 $5.87 $27,289.63
Disclosure

SEC source: 0000950170-25-114590 · ownership.xml · nonDerivative · entry 3

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,003,708

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 16:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Tax withholdingCommon Stock 10,343 $25.49 $263,643.07
Disclosure

SEC source: 0000950170-25-114590 · ownership.xml · nonDerivative · entry 2

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,999,059

F2 · kind: Reflects 10,343 shares withheld by the Issuer at the market price of $25.49 per share less an exercise price of $5.67 per share to fund the cashless exercise of 46,494 options.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
September 12, 2025 Filed Sep 12, 2025 16:44 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
Exercise / conversionCommon Stock 46,494 $5.67 $263,620.98
Disclosure

SEC source: 0000950170-25-114590 · ownership.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,009,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:01 UTC
Ilany JonathanDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 13,704 $5.87 Strike: $5.87 $80,442.48
Disclosure

SEC source: 0001499150-25-000005 · wk-form4_1757016106.xml · derivative · entry 8

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,704 shares

Expires 2026-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · security: On March 10, 2016, the Reporting Person was granted non-qualified stock options to purchase 13,704 shares of common stock of the Registrant at $5.87 per share, subject to the terms of a Stock Option Agreement.

F9 · derivative.exercise_date: The option shares are fully vested and exercisable as of March 10, 2021.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:01 UTC
Ilany JonathanDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 137,038 $5.67 Strike: $5.67 $777,005.46
Disclosure

SEC source: 0001499150-25-000005 · wk-form4_1757016106.xml · derivative · entry 7

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 137,038 shares

Expires 2026-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · security: On January 4, 2016, the Reporting Person was granted non-qualified stock options to purchase 137,038 shares of common stock of the Registrant at $5.67 per share, subject to the terms of a Stock Option Agreement.

F7 · derivative.exercise_date: The option shares are fully vested and exercisable as of January 4, 2021.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:01 UTC
Ilany JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 53,128 $23.36 $1,241,070.08
Disclosure

SEC source: 0001499150-25-000005 · wk-form4_1757016106.xml · nonDerivative · entry 5

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,905

F5 · kind: Represents the number of shares withheld to satisfy the Reporting Person's withholding tax liability upon the issuance of options exercised cashless calculated at the closing stock price of the exercise date.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:01 UTC
Ilany JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,444 $23.36 $80,451.84
Disclosure

SEC source: 0001499150-25-000005 · wk-form4_1757016106.xml · nonDerivative · entry 4

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,033

F4 · kind: Reflects 3,444 shares withheld by the Issuer at the market price of $23.36 per share less an exercise price of $5.87 per share to fund the cashless exercise of 13,704 options.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:01 UTC
Ilany JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 13,704 $5.87 $80,442.48
Disclosure

SEC source: 0001499150-25-000005 · wk-form4_1757016106.xml · nonDerivative · entry 3

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:01 UTC
Ilany JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 33,262 $23.36 $777,000.32
Disclosure

SEC source: 0001499150-25-000005 · wk-form4_1757016106.xml · nonDerivative · entry 2

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,773

F2 · kind: Reflects 33,262 shares withheld by the Issuer at the market price of $23.36 per share less an exercise price of $5.67 per share to fund the cashless exercise of 137,038 options.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
September 02, 2025 Filed Sep 4, 2025 20:01 UTC
Ilany JonathanDirector · Chief Executive Officer
Exercise / conversionCommon Stock 137,038 $5.67 $777,005.46
Disclosure

SEC source: 0001499150-25-000005 · wk-form4_1757016106.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The lines coded M in column 3 of Table I report in column 4 the number of shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The lines coded F in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

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July 03, 2025 Filed Jul 7, 2025 20:09 UTC GrantCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001393726-25-000064 · wk-form4_1751918966.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,555

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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July 03, 2025 Filed Jul 7, 2025 16:11 UTC GrantCommon Stock 1,595 $0.00 $0.00
Disclosure

SEC source: 0001393726-25-000066 · wk-form4_1751919052.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 118,543

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

F2 · ownership.nature: At the director's request, all director fees issued in shares are to be deposited into The Paul M. Friedman Living Trust dated 3/5/2019 (the "Living Trust"), of which the Reporting Person and his spouse are trustees.

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April 03, 2025 Filed Apr 4, 2025 14:12 UTC GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001393726-25-000046 · wk-form4_1743775951.xml · nonDerivative · entry 1

Goldwasser Lesley · CIK 0001465575 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,960

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

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April 03, 2025 Filed Apr 4, 2025 10:14 UTC GrantCommon Stock 1,547 $0.00 $0.00
Disclosure

SEC source: 0001393726-25-000048 · wk-form4_1743776044.xml · nonDerivative · entry 1

Friedman Paul M · CIK 0001648181 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Living Trust

Disclosed balance after: 116,948

F1 · shares: Represents the stock component of the director's annual retainer fee, which is paid quarterly in arrears.

F2 · ownership.nature: At the director's request, all director fees issued in shares are to be deposited into The Paul M. Friedman Living Trust dated 3/5/2019 (the "Living Trust"), of which the Reporting Person and his spouse are trustees.

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March 25, 2025 Filed Mar 26, 2025 10:56 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
SaleCommon Stock 16,641 $25.00 $416,025.00
Disclosure

SEC source: 0001393726-25-000042 · wk-form4_1743000995.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,660

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February 25, 2025 Filed Feb 26, 2025 21:19 UTC
Ilany JonathanDirector · Chief Executive Officer
Tax withholdingCommon Stock 65,781 $21.67 $1,425,474.27
Disclosure

SEC source: 0001393726-25-000021 · wk-form4_1740604786.xml · nonDerivative · entry 2

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,997

F1 · kind: Represents the number of shares withheld to satisfy the Reporting Person's withholding tax liability upon the issuance of shares.

F2 · price: Represents the closing stock price as of the transaction date.

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February 25, 2025 Filed Feb 26, 2025 21:19 UTC
Ilany JonathanDirector · Chief Executive Officer
GrantCommon Stock 151,778 $0.00 $0.00
Disclosure

SEC source: 0001393726-25-000021 · wk-form4_1740604786.xml · nonDerivative · entry 1

Ilany Jonathan · CIK 0001499150 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,778

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February 25, 2025 Filed Feb 26, 2025 16:17 UTC
Barnes Michael GeneDirector · Executive Chairman · 10% owner
GrantCommon Stock 60,813 $0.00 $0.00
Disclosure

SEC source: 0001393726-25-000019 · wk-form4_1740604658.xml · nonDerivative · entry 1

Barnes Michael Gene · CIK 0001498811 · Director · Executive Chairman · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,962,908

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February 25, 2025 Filed Feb 27, 2025 16:04 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
GrantRestricted Stock Units · Derivative 22,246 $0.00 $0.00
Disclosure

SEC source: 0001393726-25-000023 · wk-form4_1740690248.xml · derivative · entry 3

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,702

Underlying: Common Stock · 22,246 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted 11,123 matching restricted stock units on February 25, 2025, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 22,246 shares of the Issuer's Common Stock upon cliff vesting on February 28, 2028, subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.exercise_date: The Reporting Person was granted 11,123 matching restricted stock units on February 25, 2025, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 22,246 shares of the Issuer's Common Stock upon cliff vesting on February 28, 2028, subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.expiration_date: The Reporting Person was granted 11,123 matching restricted stock units on February 25, 2025, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 22,246 shares of the Issuer's Common Stock upon cliff vesting on February 28, 2028, subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.underlying_shares: The Reporting Person was granted 11,123 matching restricted stock units on February 25, 2025, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 22,246 shares of the Issuer's Common Stock upon cliff vesting on February 28, 2028, subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

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February 24, 2025 Filed Feb 26, 2025 16:12 UTC
McKinney Scott T.Chief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 15,736 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0001393726-25-000016 · wk-form4_1740604332.xml · derivative · entry 4

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,110

Underlying: Common Stock · 15,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

F4 · derivative.exercise_date: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

F4 · derivative.expiration_date: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

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February 24, 2025 Filed Feb 26, 2025 16:12 UTC
McKinney Scott T.Chief Financial Officer
Tax withholdingCommon Stock 7,950 $19.90 $158,205.00
Disclosure

SEC source: 0001393726-25-000016 · wk-form4_1740604332.xml · nonDerivative · entry 2

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,972

F2 · kind: Represents the number of shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the RSUs.

F3 · price: Represents the closing stock price as of the transaction date.

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February 24, 2025 Filed Feb 26, 2025 16:12 UTC
McKinney Scott T.Chief Financial Officer
Exercise / conversionCommon Stock 15,736 Not disclosed Not disclosed
Disclosure

SEC source: 0001393726-25-000016 · wk-form4_1740604332.xml · nonDerivative · entry 1

McKinney Scott T. · CIK 0001959663 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The acquisition of the common stock resulted from the cliff vesting of matching restricted stock units ("RSUs") granted to the Reporting Person on February 17, 2022.

F1 · price: The acquisition of the common stock resulted from the cliff vesting of matching restricted stock units ("RSUs") granted to the Reporting Person on February 17, 2022.

Read SEC document
February 24, 2025 Filed Feb 26, 2025 16:14 UTC
Rifkind Neil CharlesGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 26,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001393726-25-000017 · wk-form4_1740604472.xml · derivative · entry 4

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,456

Underlying: Common Stock · 26,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

F4 · price: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

F4 · derivative.exercise_date: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

F4 · derivative.expiration_date: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.