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Rifkind Neil Charles

Disclosed activity across 1 company

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SEC CIK
0001580685

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CompanyLast reported asReport datePublished
TIPTREE INC.TIPT · Entity 5239General Counsel and SecretaryMarch 25, 2025March 26, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TIPTREE INC.

Report date March 25, 2025 · Filed March 26, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,660 Reported balance After 2025-03-25 transaction · row 1
1 source row

Row 1 · 2025-03-25 · Sale · Disposed 16,641 · Balance 15,660

Common StockSEC Table I · non-derivativeIndirectBy 401K2,030 Reported balance Holding disclosure · report date 2025-03-25 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,030

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 25, 2025 Filed Mar 26, 2025 10:56 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 16,641 $25.00 $416,025.00
Disclosure

SEC source: 0001393726-25-000042 · wk-form4_1743000995.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,660

Read SEC document
February 25, 2025 Filed Feb 27, 2025 16:04 UTC TIPTREE INC. TIPT · Entity 5239 GrantRestricted Stock Units · Derivative 22,246 $0.00 $0.00
Disclosure

SEC source: 0001393726-25-000023 · wk-form4_1740690248.xml · derivative · entry 3

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,702

Underlying: Common Stock · 22,246 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted 11,123 matching restricted stock units on February 25, 2025, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 22,246 shares of the Issuer's Common Stock upon cliff vesting on February 28, 2028, subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.exercise_date: The Reporting Person was granted 11,123 matching restricted stock units on February 25, 2025, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 22,246 shares of the Issuer's Common Stock upon cliff vesting on February 28, 2028, subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.expiration_date: The Reporting Person was granted 11,123 matching restricted stock units on February 25, 2025, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 22,246 shares of the Issuer's Common Stock upon cliff vesting on February 28, 2028, subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.underlying_shares: The Reporting Person was granted 11,123 matching restricted stock units on February 25, 2025, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 22,246 shares of the Issuer's Common Stock upon cliff vesting on February 28, 2028, subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

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February 24, 2025 Filed Feb 26, 2025 16:14 UTC TIPTREE INC. TIPT · Entity 5239 Exercise / conversionRestricted Stock Units · Derivative 26,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001393726-25-000017 · wk-form4_1740604472.xml · derivative · entry 4

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,456

Underlying: Common Stock · 26,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

F4 · price: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

F4 · derivative.exercise_date: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

F4 · derivative.expiration_date: Represents the cliff vesting of matching RSUs which were granted to the Reporting Person on February 17, 2022.

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February 24, 2025 Filed Feb 26, 2025 16:14 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingCommon Stock 11,090 $19.90 $220,691.00
Disclosure

SEC source: 0001393726-25-000017 · wk-form4_1740604472.xml · nonDerivative · entry 2

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,301

F2 · kind: Represents the number of shares withheld to satisfy the Reporting Person's withholding tax liability upon vesting of the RSUs.

F3 · price: Represents the closing stock price as of the transaction date.

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February 24, 2025 Filed Feb 26, 2025 16:14 UTC TIPTREE INC. TIPT · Entity 5239 Exercise / conversionCommon Stock 26,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001393726-25-000017 · wk-form4_1740604472.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The acquisition of the common stock resulted from the cliff vesting of matching restricted stock units ("RSUs") granted to the Reporting Person on February 17, 2022.

F1 · price: The acquisition of the common stock resulted from the cliff vesting of matching restricted stock units ("RSUs") granted to the Reporting Person on February 17, 2022.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 16:41 UTC TIPTREE INC. TIPT · Entity 5239 GrantRestricted Stock Units · Derivative 23,792 $0.00 $0.00
Disclosure

SEC source: 0001393726-24-000034 · wk-form4_1709242843.xml · derivative · entry 3

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,206

Underlying: Common Stock · 23,792 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted 11,896 matching restricted stock units on February 27, 2024, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 23,792 shares of the Issuer's Common Stock upon cliff vesting on February 20, 2027 subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.exercise_date: The Reporting Person was granted 11,896 matching restricted stock units on February 27, 2024, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 23,792 shares of the Issuer's Common Stock upon cliff vesting on February 20, 2027 subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.expiration_date: The Reporting Person was granted 11,896 matching restricted stock units on February 27, 2024, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. As such the total in boxes 5 and 7 reflects the grant of 23,792 shares of the Issuer's Common Stock upon cliff vesting on February 20, 2027 subject to continuous employment from the grant date until such date and subject to certain terms contained in the Reporting Person's award agreement.

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January 08, 2024 Filed Jan 9, 2024 13:42 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 18,184 $19.54 $355,278.99
Disclosure

SEC source: 0001393726-24-000016 · wk-form4_1704825735.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,641

F1 · price: This sale was executed in multiple sales at prices ranging from $19.50 to $19.58, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holding of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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December 14, 2023 Filed Dec 18, 2023 16:05 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 2,816 $19.50 $54,923.26
Disclosure

SEC source: 0001393726-23-000098 · wk-form4_1702933543.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,825

F1 · price: This sale was executed in multiple sales at prices ranging from $19.50 to $19.52, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holding of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

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February 28, 2023 Filed Mar 1, 2023 12:13 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingCommon Stock 2,844 $16.10 $45,788.40
Disclosure

SEC source: 0001393726-23-000018 · wf-form4_167769077795060.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,641

F1 · kind: Represents the total amount of shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on February 20, 2020.

F2 · price: Represents the closing stock price as of the transaction date

Read SEC document
February 22, 2023 Filed Feb 24, 2023 09:39 UTC TIPTREE INC. TIPT · Entity 5239 GrantRestricted Stock Units · Derivative 11,332 $0.00 $0.00
Disclosure

SEC source: 0001393726-23-000014 · wf-form4_167724957177656.xml · derivative · entry 3

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,707

Underlying: Common Stock · 49,414 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units on February 22, 2023, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2026 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units on February 22, 2023, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2026 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units on February 22, 2023, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2026 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

Read SEC document
March 16, 2022 Filed Mar 16, 2022 16:03 UTC TIPTREE INC. TIPT · Entity 5239 PurchaseCommon Stock 2,030 $12.50 $25,375.00
Disclosure

SEC source: 0001393726-22-000022 · wf-form4_164746101715087.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401K

Disclosed balance after: 2,030

Read SEC document
February 17, 2022 Filed Feb 22, 2022 09:29 UTC TIPTREE INC. TIPT · Entity 5239 GrantRestricted Stock Units · Derivative 13,375 $0.00 $0.00
Disclosure

SEC source: 0001393726-22-000014 · wf-form4_164554015403335.xml · derivative · entry 2

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,375

Underlying: Common Stock · 26,750 shares

Expires not disclosed

F1 · derivative.exercise_price: The Reporting Person was granted restricted stock units, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2025 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.exercise_date: The Reporting Person was granted restricted stock units, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2025 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

F1 · derivative.expiration_date: The Reporting Person was granted restricted stock units, which represent the right to receive 2 shares of the Issuer's Common Stock for each restricted stock unit, pursuant to the Issuer's Equity Plan. The restricted stock units will cliff vest on February 20, 2025 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

Read SEC document
May 21, 2020 Filed May 22, 2020 13:14 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 18,319 $6.22 $113,852.59
Disclosure

SEC source: 0001393726-20-000154 · wf-form4_159016768129234.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,485

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

F2 · price: This sale was executed in multiple sales at prices ranging from $6.02 to $6.28, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 20, 2020 Filed May 21, 2020 11:00 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 17,080 $6.28 $107,177.00
Disclosure

SEC source: 0001393726-20-000152 · wf-form4_159007320825747.xml · nonDerivative · entry 2

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,804

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

F3 · price: This sale was executed in multiple sales at prices ranging from $6.14 to $6.36, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 19, 2020 Filed May 21, 2020 11:00 UTC TIPTREE INC. TIPT · Entity 5239 SaleCommon Stock 14,601 $6.45 $94,147.25
Disclosure

SEC source: 0001393726-20-000152 · wf-form4_159007320825747.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,884

F1 · kind: Pursuant to a Rule 10b5-1 trading plan.

F2 · price: This sale was executed in multiple sales at prices ranging from $6.16 to $6.55, inclusive. The price reported above reflects the weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 15:06 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingCommon Stock 7,219 $6.58 $47,501.02
Disclosure

SEC source: 0001393726-20-000032 · wf-form4_158317956490703.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,485

F1 · kind: Represents the total amount of shares withheld upon vesting of (1) the third and final installment of restricted stock units issued to the Reporting Person on February 22, 2017, (2) the second installment of restricted stock units issued to the Reporting Person on February 26, 2018, and (3) the first installment of restricted stock units issued to the Reporting Person on February 26, 2019.

F2 · price: Represents the closing stock price as of the transaction date.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 17:05 UTC TIPTREE INC. TIPT · Entity 5239 GrantCommon Stock 16,004 $0.00 $0.00
Disclosure

SEC source: 0001393726-20-000020 · wf-form4_158232273302092.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,704

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 15, 2021, 2022 and 2023 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

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February 28, 2019 Filed Feb 28, 2019 13:18 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingCommon Stock 5,152 $6.32 $32,560.64
Disclosure

SEC source: 0001393726-19-000030 · wf-form4_155137787740289.xml · nonDerivative · entry 2

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,700

F2 · kind: Represents the total amount of shares withheld upon vesting of (1) the second installment of restricted stock units issued to the Reporting Person on February 22, 2017, and (2) the first installment of restricted stock units issued to the Reporting Person on February 26, 2018.

F3 · price: Represents the closing stock price as of the transaction date.

Read SEC document
February 26, 2019 Filed Feb 28, 2019 13:18 UTC TIPTREE INC. TIPT · Entity 5239 GrantCommon Stock 17,416 $0.00 $0.00
Disclosure

SEC source: 0001393726-19-000030 · wf-form4_155137787740289.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,852

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 15, 2020, 2021 and 2022 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

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January 09, 2019 Filed Jan 10, 2019 12:04 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingCommon Stock 3,260 $5.68 $18,516.80
Disclosure

SEC source: 0001393726-19-000012 · wf-form4_154713985563551.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,436

F1 · kind: Shares withheld upon vesting of the third and final installment of restricted stock units issued to the Reporting Person on January 4, 2016.

F2 · price: Represents the closing stock price as of the transaction date

Read SEC document
February 28, 2018 Filed Feb 28, 2018 17:19 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingClass A Common Stock 2,602 $5.90 $15,351.80
Disclosure

SEC source: 0001628280-18-002525 · wf-form4_151985624860268.xml · nonDerivative · entry 4

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,696

F5 · kind: Shares withheld upon vesting of the first installment of restricted stock units issued to the Reporting Person on February 22, 2017.

F3 · price: Represents the closing stock price as of the vesting date of the restricted stock units.

Read SEC document
February 28, 2018 Filed Feb 28, 2018 17:19 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingClass A Common Stock 2,862 $6.10 $17,458.20
Disclosure

SEC source: 0001628280-18-002525 · wf-form4_151985624860268.xml · nonDerivative · entry 3

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,298

F4 · kind: Shares withheld upon vesting of the second installment of restricted stock units issued to the Reporting Person on January 4, 2016.

F3 · price: Represents the closing stock price as of the vesting date of the restricted stock units.

Read SEC document
February 28, 2018 Filed Feb 28, 2018 17:19 UTC TIPTREE INC. TIPT · Entity 5239 Tax withholdingClass A Common Stock 2,098 $6.10 $12,797.80
Disclosure

SEC source: 0001628280-18-002525 · wf-form4_151985624860268.xml · nonDerivative · entry 2

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,160

F2 · kind: Shares withheld upon vesting of the last installment of restricted stock units issued to the Reporting Person on January 5, 2015.

F3 · price: Represents the closing stock price as of the vesting date of the restricted stock units.

Read SEC document
February 26, 2018 Filed Feb 28, 2018 17:19 UTC TIPTREE INC. TIPT · Entity 5239 GrantClass A Common Stock 18,796 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-002525 · wf-form4_151985624860268.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,258

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 15, 2019, 2020 and 2021 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

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February 28, 2017 Filed Mar 2, 2017 12:51 UTC TIPTREE INC. TIPT · Entity 5239 GrantClass A Common Stock 20,457 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016343 · doc4.xml · nonDerivative · entry 1

Rifkind Neil Charles · CIK 0001580685 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,462

F1 · shares: The Reporting Person was granted restricted stock units, which represent the right to receive shares of the Issuer's Class A Common Stock, pursuant to the Issuer's Equity Plan. The restricted stock units will vest annually in three equal installments on each of February 22, 2018, February 22, 2019 and February 22, 2020 upon continuous employment from the grant date until such date, subject to certain terms contained in the Reporting Person's award agreement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.