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Nasdaq · USD

TFSL

TFS Financial CORP

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Tapewire entity
3924
SEC CIK
0001381668
Parsed reports
561

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202512
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202634
Jun 202602
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 14, 2017 Filed Mar 15, 2017 17:23 UTC
WEIL MEREDITH SDirector · COO of subsidiary
GiftCommon Stock 5,021 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000025 · wf-form4_148959861496655.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,189

F1 · shares: On March 14, 2017, the reporting person donated these shares to the Joshua R. Weil Search for Meaning Fund at The Cleveland Foundation.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 15:51 UTC
Motta Anna Maria PChief Information Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $8.61 $0.00
Disclosure

SEC source: 0001381668-17-000023 · wf-form4_148881549031270.xml · derivative · entry 6

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 10,000 shares

Expires 2021-12-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The reporting person received a grant of 40,000 stock options which vested 100% on December 15, 2014. The reporting person previously exercised 25,000 of these stock options.

Read SEC document
March 03, 2017 Filed Mar 6, 2017 15:51 UTC
Motta Anna Maria PChief Information Officer
Tax withholdingCommon Stock 6,690 $17.06 $114,131.40
Disclosure

SEC source: 0001381668-17-000023 · wf-form4_148881549031270.xml · nonDerivative · entry 2

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,500

F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

Read SEC document
March 03, 2017 Filed Mar 6, 2017 15:51 UTC
Motta Anna Maria PChief Information Officer
Exercise / conversionCommon Stock 10,000 $8.61 $86,100.00
Disclosure

SEC source: 0001381668-17-000023 · wf-form4_148881549031270.xml · nonDerivative · entry 1

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 15:39 UTC GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000310 · wf-form4_148183436225158.xml · derivative · entry 2

Stefanski III Ben S · CIK 0001483875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 15:37 UTC GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000308 · wf-form4_148183426135551.xml · derivative · entry 4

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 15:41 UTC GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000312 · wf-form4_148183445900581.xml · derivative · entry 2

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 20:36 UTC GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000306 · wf-form4_148183416612029.xml · derivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:33 UTC
Huml Paul JChief Operating Officer
GrantRestricted Stock Units · Derivative 4,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000324 · wf-form4_148183758594324.xml · derivative · entry 7

Huml Paul J · CIK 0001388162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Underlying: Common Stock · 4,900 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F5 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:33 UTC
Huml Paul JChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 67,200 $18.65 Strike: $19.32 $1,253,280.00
Disclosure

SEC source: 0001381668-16-000324 · wf-form4_148183758594324.xml · derivative · entry 6

Huml Paul J · CIK 0001388162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,200

Underlying: Common Stock · 67,200 shares

Expires 2026-12-15

F3 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 67,200 stock options. These stock options vest in three equal annual installments beginning on December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:31 UTC
WEIL MEREDITH SDirector · COO of subsidiary
GrantEmployee Stock Option (right to buy) · Derivative 79,400 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001381668-16-000322 · wf-form4_148183747989545.xml · derivative · entry 5

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,400

Underlying: Common Stock · 79,400 shares

Expires 2026-12-15

F5 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 79,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:31 UTC
WEIL MEREDITH SDirector · COO of subsidiary
GrantRestricted Stock Units · Derivative 5,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000322 · wf-form4_148183747989545.xml · derivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F4 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:35 UTC
Huffman David SChief Financial Officer
GrantRestricted Stock Units · Derivative 4,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000326 · wf-form4_148183769303090.xml · derivative · entry 6

Huffman David S · CIK 0001388157 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,900

Underlying: Common Stock · 4,900 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F4 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:35 UTC
Huffman David SChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 67,200 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001381668-16-000326 · wf-form4_148183769303090.xml · derivative · entry 5

Huffman David S · CIK 0001388157 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,200

Underlying: Common Stock · 67,200 shares

Expires 2026-12-15

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 67,200 stock options. These stock options vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:30 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
GrantEmployee Stock Option (right to buy) · Derivative 79,400 $0.00 Strike: $19.32 $0.00
Disclosure

SEC source: 0001381668-16-000320 · wf-form4_148183741446980.xml · derivative · entry 5

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,400

Underlying: Common Stock · 79,400 shares

Expires 2026-12-15

F4 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 79,400 stock options. These stock options vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 21:30 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
GrantRestricted Stock Units · Derivative 5,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000320 · wf-form4_148183741446980.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Underlying: Common Stock · 5,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 20:48 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 29,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000318 · wf-form4_148183489437655.xml · derivative · entry 11

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,500

Underlying: Common Stock · 29,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F3 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 29,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 20:45 UTC GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000316 · wf-form4_148183472499018.xml · derivative · entry 3

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 20:42 UTC GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000314 · wf-form4_148183456658840.xml · derivative · entry 2

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 15, 2016 Filed Dec 15, 2016 20:34 UTC GrantRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000304 · wf-form4_148183405459262.xml · derivative · entry 2

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Underlying: Common Stock · 2,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 14, 2016 Filed Dec 15, 2016 20:48 UTC
Stefanski Marc ADirector · Chairman, President and CEO
SaleCommon Stock 7,600 $19.31 $146,756.00
Disclosure

SEC source: 0001381668-16-000318 · wf-form4_148183489437655.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee for son's trust

Disclosed balance after: 9,200

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:37 UTC GiftCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000308 · wf-form4_148183426135551.xml · nonDerivative · entry 2

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 59,980

F1 · shares: On December 13, 2016, the reporting person gifted these shares to his wife, who shares reporting person's household.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 15:37 UTC GiftCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000308 · wf-form4_148183426135551.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On December 13, 2016, the reporting person gifted these shares to his wife, who shares reporting person's household.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 20:36 UTC SaleCommon Stock 20,000 $19.45 $389,000.00
Disclosure

SEC source: 0001381668-16-000306 · wf-form4_148183416612029.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,500

Read SEC document
December 12, 2016 Filed Dec 12, 2016 21:19 UTC SaleCommon Stock 1,700 $19.85 $33,745.00
Disclosure

SEC source: 0001381668-16-000292 · wf-form4_148157754467734.xml · nonDerivative · entry 1

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,900

Read SEC document
December 12, 2016 Filed Dec 13, 2016 18:51 UTC
Huml Paul JChief Operating Officer
SaleCommon Stock 1,326 $19.65 $26,055.90
Disclosure

SEC source: 0001381668-16-000298 · wf-form4_148165505288805.xml · nonDerivative · entry 4

Huml Paul J · CIK 0001388162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,387

F3 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 10:19 UTC Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000282 · wf-form4_148155596031893.xml · derivative · entry 2

HEISLER ROBERT B JR · CIK 0001127147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 10:19 UTC Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000282 · wf-form4_148155596031893.xml · nonDerivative · entry 1

HEISLER ROBERT B JR · CIK 0001127147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 10:09 UTC Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000274 · wf-form4_148155533943310.xml · derivative · entry 2

Stefanski III Ben S · CIK 0001483875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 10:09 UTC Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000274 · wf-form4_148155533943310.xml · nonDerivative · entry 1

Stefanski III Ben S · CIK 0001483875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 10:25 UTC Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000288 · wf-form4_148155630004330.xml · derivative · entry 4

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 10:25 UTC Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000288 · wf-form4_148155630004330.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 10:12 UTC Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000278 · wf-form4_148155555895772.xml · derivative · entry 2

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 10:12 UTC Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000278 · wf-form4_148155555895772.xml · nonDerivative · entry 1

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 18:02 UTC Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000290 · wf-form4_148156570728941.xml · derivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 18:02 UTC Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000290 · wf-form4_148156570728941.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 15:21 UTC Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000284 · wf-form4_148155607059980.xml · derivative · entry 2

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 15:21 UTC Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000284 · wf-form4_148155607059980.xml · nonDerivative · entry 1

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 15:22 UTC Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000286 · wf-form4_148155615991616.xml · derivative · entry 3

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 15:22 UTC Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000286 · wf-form4_148155615991616.xml · nonDerivative · entry 1

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 15:11 UTC Exercise / conversionRestricted Stock Units · Derivative 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000276 · wf-form4_148155546396008.xml · derivative · entry 3

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

F3 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 2,200 Restricted Stock Units ("RSUs") on December 17, 2015, which vest 100% on December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 12, 2016 15:11 UTC Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000276 · wf-form4_148155546396008.xml · nonDerivative · entry 1

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 23,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:55 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
Exercise / conversionRestricted Stock Units · Derivative 1,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000302 · wf-form4_148165530701277.xml · derivative · entry 7

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015.

F6 · derivative.expiration_date: As reported on a Form 4 dated December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2015.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:55 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000302 · wf-form4_148165530701277.xml · derivative · entry 6

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.

F5 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:55 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
Tax withholdingCommon Stock 1,274 $19.83 $25,263.42
Disclosure

SEC source: 0001381668-16-000302 · wf-form4_148165530701277.xml · nonDerivative · entry 3

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,788

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:55 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000302 · wf-form4_148165530701277.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:55 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000302 · wf-form4_148165530701277.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:53 UTC
WEIL MEREDITH SDirector · COO of subsidiary
Exercise / conversionRestricted Stock Units · Derivative 1,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000300 · wf-form4_148165514047422.xml · derivative · entry 7

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,100

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On a Form 4 filed December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). The RSUs vest in three equal annual installments beginning December 10, 2015.

F7 · derivative.expiration_date: On a Form 4 filed December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). The RSUs vest in three equal annual installments beginning December 10, 2015.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:53 UTC
WEIL MEREDITH SDirector · COO of subsidiary
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-16-000300 · wf-form4_148165514047422.xml · derivative · entry 6

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.

F6 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.

Read SEC document
December 10, 2016 Filed Dec 13, 2016 18:53 UTC
WEIL MEREDITH SDirector · COO of subsidiary
Tax withholdingCommon Stock 855 $19.83 $16,954.65
Disclosure

SEC source: 0001381668-16-000300 · wf-form4_148165514047422.xml · nonDerivative · entry 3

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,210

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

F3 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.