Tapewire

Nasdaq · USD

TFSL

TFS Financial CORP

Export transactions ↓
Tapewire entity
3924
SEC CIK
0001381668
Parsed reports
561

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202512
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202634
Jun 202602
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 19, 2018 Filed May 8, 2019 20:02 UTC OtherCommon Stock 69 $16.09 $1,110.21
Disclosure

SEC source: 0001381668-19-000033 · wf-form4_155734571095500.xml · nonDerivative · entry 1

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 1,069

F1 · shares: The purchases of 69 shares on this Form 4 were acquired in five separate quarterly transactions at an average cost of $16.09 through a Dividend Reinvestment Program administered by the reporting person's personal broker from March 19, 2018 through March 19, 2019, and the reporting person inadvertently failed to timely report the acquisition of such shares.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:19 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $11.95 $0.00
Disclosure

SEC source: 0001381668-18-000041 · wf-form4_152122075922873.xml · derivative · entry 5

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The reporting person received a grant of 25,000 stock options on March 12, 2009. These stock options vest in three equal annual installments beginning August 11, 2011.

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:19 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
Tax withholdingCommon Stock 22,326 $15.37 $343,150.62
Disclosure

SEC source: 0001381668-18-000041 · wf-form4_152122075922873.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,833

Read SEC document
March 14, 2018 Filed Mar 16, 2018 17:19 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000041 · wf-form4_152122075922873.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 21:44 UTC
WEIL MEREDITH SDirector · COO of subsidiary
PurchaseCommon Stock 5,330 $14.99 $79,896.70
Disclosure

SEC source: 0001381668-18-000038 · wf-form4_152045907579815.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,952

F1 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
February 28, 2018 Filed Jun 25, 2018 20:48 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000069 · wf-form4_152995968693928.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,311

F1 · shares: Reporting person gifted 30,000 shares on February 28, 2018 to a trust fund established for each of his grandchildren with the grandchild's parent as the trustee

Read SEC document
February 28, 2018 Filed Jun 25, 2018 20:48 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000069 · wf-form4_152995968693928.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,311

F1 · shares: Reporting person gifted 30,000 shares on February 28, 2018 to a trust fund established for each of his grandchildren with the grandchild's parent as the trustee

Read SEC document
February 14, 2018 Filed Feb 15, 2018 08:03 UTC SaleCommon Stock 26,600 $15.10 $401,660.00
Disclosure

SEC source: 0001381668-18-000030 · wf-form4_151869977071854.xml · nonDerivative · entry 1

Stefanski III Ben S · CIK 0001483875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,700

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:18 UTC
Huml Paul JChief Operating Officer
GrantRestricted Stock Units · Derivative 6,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000006 · wf-form4_151544631430747.xml · derivative · entry 7

Huml Paul J · CIK 0001388162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F5 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:18 UTC
Huml Paul JChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 156,300 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001381668-18-000006 · wf-form4_151544631430747.xml · derivative · entry 6

Huml Paul J · CIK 0001388162 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,300

Underlying: Common Stock · 156,300 shares

Expires 2028-01-05

F3 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 156,300 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:21 UTC
WEIL MEREDITH SDirector · COO of subsidiary
GrantRestricted Stock Units · Derivative 7,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000010 · wf-form4_151544649722637.xml · derivative · entry 5

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F5 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:21 UTC
WEIL MEREDITH SDirector · COO of subsidiary
GrantEmployee Stock Option (right to buy) · Derivative 187,500 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001381668-18-000010 · wf-form4_151544649722637.xml · derivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2028-01-05

F3 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 187,500 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:20 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 36,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000008 · wf-form4_151544640391777.xml · derivative · entry 11

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,400

Underlying: Common Stock · 36,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F3 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 36,400 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:16 UTC
Huffman David SChief Financial Officer
GrantRestricted Stock Units · Derivative 6,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000004 · wf-form4_151544620497472.xml · derivative · entry 6

Huffman David S · CIK 0001388157 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 6,600 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F4 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 6,600 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:16 UTC
Huffman David SChief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 156,300 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001381668-18-000004 · wf-form4_151544620497472.xml · derivative · entry 5

Huffman David S · CIK 0001388157 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,300

Underlying: Common Stock · 156,300 shares

Expires 2028-01-05

F2 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 156,300 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:15 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
GrantRestricted Stock Units · Derivative 7,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000002 · wf-form4_151544610234656.xml · derivative · entry 5

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F4 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
January 05, 2018 Filed Jan 8, 2018 21:15 UTC
Zbanek Cathy WChief Mkting Off of subsidiary
GrantEmployee Stock Option (right to buy) · Derivative 187,500 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001381668-18-000002 · wf-form4_151544610234656.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,500

Underlying: Common Stock · 187,500 shares

Expires 2028-01-05

F2 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 187,500 stock options. These stock options vest in three equal annual installments beginning December 10, 2018.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 20:47 UTC
Motta Anna Maria PChief Information Officer
GrantRestricted Stock Units · Derivative 17,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000018 · wf-form4_151553081946689.xml · derivative · entry 5

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020.

F4 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 20:47 UTC
Motta Anna Maria PChief Information Officer
GrantEmployee Stock Option (right to buy) · Derivative 17,000 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001381668-18-000018 · wf-form4_151553081946689.xml · derivative · entry 4

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2028-01-05

F2 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 17,000 stock options. These options fully vest on December 10, 2020.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 20:45 UTC
Adam Judith ZChief Risk Off of Subsidiary
GrantRestricted Stock Units · Derivative 17,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000016 · wf-form4_151553070968248.xml · derivative · entry 5

Adam Judith Z · CIK 0001388163 · Chief Risk Off of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020.

F4 · derivative.expiration_date: On January 5, 2018, the reporting person received a grant of 17,000 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2020.

Read SEC document
January 05, 2018 Filed Jan 9, 2018 20:45 UTC
Adam Judith ZChief Risk Off of Subsidiary
GrantEmployee Stock Option (right to buy) · Derivative 17,000 $0.00 Strike: $14.74 $0.00
Disclosure

SEC source: 0001381668-18-000016 · wf-form4_151553070968248.xml · derivative · entry 4

Adam Judith Z · CIK 0001388163 · Chief Risk Off of Subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 17,000 shares

Expires 2028-01-05

F2 · derivative.exercise_date: On January 5, 2018, the reporting person received a grant of 17,000 stock options. These options fully vest on December 10, 2020.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 14:47 UTC GiftCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000122 · wf-form4_151336725814753.xml · nonDerivative · entry 2

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 40,280

F1 · shares: On December 15, 2017, the reporting person gifted these shares to his wife, who shares reporting person's household.

Read SEC document
December 15, 2017 Filed Dec 15, 2017 14:47 UTC GiftCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000122 · wf-form4_151336725814753.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On December 15, 2017, the reporting person gifted these shares to his wife, who shares reporting person's household.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 12:58 UTC GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000120 · wf-form4_151336070020291.xml · derivative · entry 2

Stefanski III Ben S · CIK 0001483875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 14:47 UTC GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000122 · wf-form4_151336725814753.xml · derivative · entry 3

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F3 · derivative.expiration_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 12:50 UTC GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000118 · wf-form4_151336020380706.xml · derivative · entry 2

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:49 UTC GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000116 · wf-form4_151336012942858.xml · derivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:44 UTC GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000110 · wf-form4_151335984297189.xml · derivative · entry 3

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:47 UTC GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000114 · wf-form4_151336003717712.xml · derivative · entry 2

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 14, 2017 Filed Dec 15, 2017 17:45 UTC GrantRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000112 · wf-form4_151335992954110.xml · derivative · entry 3

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Underlying: Common Stock · 3,600 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: On December 14, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 14, 2017 Filed Dec 18, 2017 16:20 UTC
WEIL MEREDITH SDirector · COO of subsidiary
GiftCommon Stock 5,330 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000124 · wf-form4_151361403676278.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,622

F1 · shares: On December 14, 2017, the reporting person donated these shares to the Joshua R. Weil Search for Meaning Fund at the Cleveland Foundation.

F2 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 16:08 UTC Exercise / conversionRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000105 · wf-form4_151302648616496.xml · derivative · entry 2

Stefanski III Ben S · CIK 0001483875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 16:08 UTC Exercise / conversionCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000105 · wf-form4_151302648616496.xml · nonDerivative · entry 1

Stefanski III Ben S · CIK 0001483875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 15:11 UTC Exercise / conversionRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000083 · wf-form4_151302307011676.xml · derivative · entry 3

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 15:11 UTC Exercise / conversionCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000083 · wf-form4_151302307011676.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 16:05 UTC Exercise / conversionRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000101 · wf-form4_151302628882765.xml · derivative · entry 2

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 16:05 UTC Exercise / conversionCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000101 · wf-form4_151302628882765.xml · nonDerivative · entry 1

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 21:06 UTC Exercise / conversionRestricted Stock Units · Derivative 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000103 · wf-form4_151302638811788.xml · derivative · entry 3

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

F2 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 2,300 Restricted Stock Units (RSUs), which fully vest on December 10, 2017.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 21:06 UTC Exercise / conversionCommon Stock 2,300 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000103 · wf-form4_151302638811788.xml · nonDerivative · entry 1

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:58 UTC
Motta Anna Maria PChief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 13,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000097 · wf-form4_151302589292768.xml · derivative · entry 4

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 13,000 Restricted Stock Units ("RSUs") that fully vest on December 10, 2017.

F4 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2014, the reporting person received a grant of 13,000 Restricted Stock Units ("RSUs") that fully vest on December 10, 2017.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:58 UTC
Motta Anna Maria PChief Information Officer
Exercise / conversionCommon Stock 13,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000097 · wf-form4_151302589292768.xml · nonDerivative · entry 1

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:56 UTC
WEIL MEREDITH SDirector · COO of subsidiary
Exercise / conversionRestricted Stock Units · Derivative 1,933 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000095 · wf-form4_151302579830992.xml · derivative · entry 9

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,867

Underlying: Common Stock · 1,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F8 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:56 UTC
WEIL MEREDITH SDirector · COO of subsidiary
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000095 · wf-form4_151302579830992.xml · derivative · entry 8

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.

F7 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:56 UTC
WEIL MEREDITH SDirector · COO of subsidiary
Exercise / conversionRestricted Stock Units · Derivative 1,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000095 · wf-form4_151302579830992.xml · derivative · entry 7

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,100 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On a Form 4 filed December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). The RSUs vest in three equal annual installments beginning December 10, 2015.

F6 · derivative.expiration_date: On a Form 4 filed December 19, 2014, the reporting person received a grant of 3,300 Restricted Stock Units ("RSUs"). The RSUs vest in three equal annual installments beginning December 10, 2015.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:56 UTC
WEIL MEREDITH SDirector · COO of subsidiary
Tax withholdingCommon Stock 1,513 $15.25 $23,073.25
Disclosure

SEC source: 0001381668-17-000095 · wf-form4_151302579830992.xml · nonDerivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,952

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

F3 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:56 UTC
WEIL MEREDITH SDirector · COO of subsidiary
Exercise / conversionCommon Stock 1,933 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000095 · wf-form4_151302579830992.xml · nonDerivative · entry 3

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,465

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:56 UTC
WEIL MEREDITH SDirector · COO of subsidiary
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000095 · wf-form4_151302579830992.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:56 UTC
WEIL MEREDITH SDirector · COO of subsidiary
Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000095 · wf-form4_151302579830992.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · COO of subsidiary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:55 UTC
Huffman David SChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,633 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000093 · wf-form4_151302570542765.xml · derivative · entry 10

Huffman David S · CIK 0001388157 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,267

Underlying: Common Stock · 1,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F7 · derivative.expiration_date: On December 15, 2016, the reporting person received a grant of 4,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 10, 2017 Filed Dec 11, 2017 20:55 UTC
Huffman David SChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-17-000093 · wf-form4_151302570542765.xml · derivative · entry 9

Huffman David S · CIK 0001388157 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.

F6 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.