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Nasdaq · USD

TFSL

TFS Financial CORP

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3924
SEC CIK
0001381668
Parsed reports
561

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202512
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202634
Jun 202602
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2019 Filed Apr 2, 2019 15:40 UTC
Huffman David SFormer Chief Financial Officer
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · nonDerivative · entry 9

Huffman David S · CIK 0001388157 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations

Read SEC document
March 31, 2019 Filed Apr 2, 2019 15:40 UTC
Huffman David SFormer Chief Financial Officer
Exercise / conversionCommon Stock 33,605 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · nonDerivative · entry 8

Huffman David S · CIK 0001388157 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations

Read SEC document
March 31, 2019 Filed Apr 2, 2019 15:40 UTC
Huffman David SFormer Chief Financial Officer
Exercise / conversionCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · nonDerivative · entry 7

Huffman David S · CIK 0001388157 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations

Read SEC document
March 31, 2019 Filed Apr 2, 2019 15:40 UTC
Huffman David SFormer Chief Financial Officer
Exercise / conversionCommon Stock 4,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · nonDerivative · entry 6

Huffman David S · CIK 0001388157 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,157

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations

Read SEC document
March 31, 2019 Filed Apr 2, 2019 15:40 UTC
Huffman David SFormer Chief Financial Officer
Exercise / conversionCommon Stock 4,950 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · nonDerivative · entry 5

Huffman David S · CIK 0001388157 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations

Read SEC document
March 31, 2019 Filed Apr 2, 2019 15:40 UTC
Huffman David SFormer Chief Financial Officer
Exercise / conversionCommon Stock 3,267 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000024 · wf-form4_155421964330854.xml · nonDerivative · entry 4

Huffman David S · CIK 0001388157 · Former Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,007

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: In connection with the retirement of the reporting person effective September 30, 2018, remaining restricted stock units to be issued under the accelerated vesting is issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:22 UTC
Huml Paul JChief Financial Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $8.61 Strike: $8.61 $172,200.00
Disclosure

SEC source: 0001381668-19-000022 · wf-form4_155121612835775.xml · derivative · entry 12

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2021-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The reporting person received a grant of 40,000 stock options that vest 100% on December 15, 2014.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:22 UTC
Huml Paul JChief Financial Officer
Tax withholdingCommon Stock 14,871 $17.23 $256,227.33
Disclosure

SEC source: 0001381668-19-000022 · wf-form4_155121612835775.xml · nonDerivative · entry 2

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,667

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

F3 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
February 25, 2019 Filed Feb 26, 2019 21:22 UTC
Huml Paul JChief Financial Officer
Exercise / conversionCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000022 · wf-form4_155121612835775.xml · nonDerivative · entry 1

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common share were acquired upon the vesting and settlement of certain stock options

Read SEC document
February 20, 2019 Filed Feb 20, 2019 22:03 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-19-000015 · wf-form4_155070021768280.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,400

F2 · shares: On February 20, 2019, reporting person gifted 12,000 shares to his son

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:03 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 207,600 $0.00 Strike: $11.96 $0.00
Disclosure

SEC source: 0001381668-19-000015 · wf-form4_155070021768280.xml · derivative · entry 12

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 207,600 shares

Expires 2019-05-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: As reported on a Form 4 dated May 14, 2009, the reporting person received a grant for 299,600 stock options that vest in three equal annual installments beginning on May 12, 2010.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:03 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Tax withholdingCommon Stock 163,411 $17.02 $2,781,255.22
Disclosure

SEC source: 0001381668-19-000015 · wf-form4_155070021768280.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,400

F1 · acquired: These shares were delivered to the issuer to pay for applicable tax due upon exercise of the stock options

Read SEC document
February 19, 2019 Filed Feb 20, 2019 22:03 UTC
Stefanski Marc ADirector · Chairman, President and CEO
Exercise / conversionCommon Stock 207,600 $11.96 $2,482,896.00
Disclosure

SEC source: 0001381668-19-000015 · wf-form4_155070021768280.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,811

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2018 Filed Dec 20, 2018 16:23 UTC GrantRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000132 · wf-form4_154534098162225.xml · derivative · entry 2

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

F2 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

Read SEC document
December 20, 2018 Filed Dec 20, 2018 16:32 UTC GrantRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000137 · wf-form4_154534151963759.xml · derivative · entry 2

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

F2 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

Read SEC document
December 20, 2018 Filed Dec 20, 2018 21:25 UTC GrantRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000134 · wf-form4_154534111823419.xml · derivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

F2 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

Read SEC document
December 20, 2018 Filed Dec 20, 2018 21:41 UTC GrantRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000144 · wf-form4_154534204509870.xml · derivative · entry 2

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

F2 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

Read SEC document
December 20, 2018 Filed Dec 20, 2018 21:37 UTC GrantRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000142 · wf-form4_154534185122748.xml · derivative · entry 3

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

F2 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

Read SEC document
December 20, 2018 Filed Dec 20, 2018 21:35 UTC GrantRestricted Stock Units · Derivative 3,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000140 · wf-form4_154534172827713.xml · derivative · entry 3

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Underlying: Common Stock · 3,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

F2 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 3,500 Restricted Stock Units (RSUs), which fully vest on December 10, 2019.

Read SEC document
December 20, 2018 Filed Dec 20, 2018 21:33 UTC GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000138 · wf-form4_154534161710605.xml · derivative · entry 3

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs"). These RSUs shall vest one-fifth (20%) per year beginning on December 10, 2019

F2 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 50,000 Restricted Stock Units ("RSUs"). These RSUs shall vest one-fifth (20%) per year beginning on December 10, 2019

Read SEC document
December 20, 2018 Filed Dec 26, 2018 15:43 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
GrantRestricted Stock Units · Derivative 10,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000154 · wf-form4_154583896807982.xml · derivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Stock · 10,100 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F4 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 15:38 UTC
Huml Paul JChief Financial Officer
GrantRestricted Stock Units · Derivative 7,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000152 · wf-form4_154583866926641.xml · derivative · entry 6

Huml Paul J · CIK 0001388162 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,900

Underlying: Common Stock · 7,900 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F4 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 15:32 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 34,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000150 · wf-form4_154583835706962.xml · derivative · entry 10

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,800

Underlying: Common Stock · 34,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F3 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 34,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 15:27 UTC
Motta Anna Maria PChief Information Officer
GrantRestricted Stock Units · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000148 · wf-form4_154583804893645.xml · derivative · entry 4

Motta Anna Maria P · CIK 0001617699 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F3 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 20, 2018 Filed Dec 26, 2018 15:23 UTC
Zbanek Cathy WChief Mkting Off / HR Off
GrantRestricted Stock Units · Derivative 10,100 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000146 · wf-form4_154583781381006.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

Underlying: Common Stock · 10,100 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F3 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 10,100 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 16:28 UTC GiftCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000130 · wf-form4_154516852367057.xml · nonDerivative · entry 2

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 45,190

F1 · shares: On December 14, 2018, the reporting person gifted these shares to his wife, who shares reporting person's household

Read SEC document
December 14, 2018 Filed Dec 18, 2018 16:28 UTC GiftCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000130 · wf-form4_154516852367057.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On December 14, 2018, the reporting person gifted these shares to his wife, who shares reporting person's household

Read SEC document
December 10, 2018 Filed Dec 11, 2018 13:20 UTC
Stefanski III Ben SDirector · Secretarry
Exercise / conversionRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000106 · wf-form4_154455239118309.xml · derivative · entry 2

Stefanski III Ben S · CIK 0001483875 · Director · Secretarry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 13:20 UTC
Stefanski III Ben SDirector · Secretarry
Exercise / conversionCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000106 · wf-form4_154455239118309.xml · nonDerivative · entry 1

Stefanski III Ben S · CIK 0001483875 · Director · Secretarry

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 13:41 UTC Exercise / conversionRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000116 · wf-form4_154455368703053.xml · derivative · entry 3

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 13:41 UTC Exercise / conversionCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000116 · wf-form4_154455368703053.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 13:45 UTC Exercise / conversionRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000118 · wf-form4_154455390274654.xml · derivative · entry 2

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 13:45 UTC Exercise / conversionCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000118 · wf-form4_154455390274654.xml · nonDerivative · entry 1

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:30 UTC Exercise / conversionRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000110 · wf-form4_154455303304709.xml · derivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:30 UTC Exercise / conversionCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000110 · wf-form4_154455303304709.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:38 UTC Exercise / conversionRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000114 · wf-form4_154455347237236.xml · derivative · entry 3

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:38 UTC Exercise / conversionCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000114 · wf-form4_154455347237236.xml · nonDerivative · entry 1

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:25 UTC Exercise / conversionRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000108 · wf-form4_154455274320634.xml · derivative · entry 3

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:25 UTC Exercise / conversionCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000108 · wf-form4_154455274320634.xml · nonDerivative · entry 1

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:35 UTC Exercise / conversionRestricted Stock Units · Derivative 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000112 · wf-form4_154455330599048.xml · derivative · entry 2

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

F2 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2017, the reporting person received a grant of 3,600 Restricted Stock Units ("RSUs"). These RSUs fully vest on December 10, 2018.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 18:35 UTC Exercise / conversionCommon Stock 3,600 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000112 · wf-form4_154455330599048.xml · nonDerivative · entry 1

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,400

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:28 UTC
Zbanek Cathy WChief Mkting Off / HR Off
Exercise / conversionRestricted Stock Units · Derivative 1,933 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000127 · wf-form4_154465006345451.xml · derivative · entry 9

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934

Underlying: Common Stock · 1,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F7 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:28 UTC
Zbanek Cathy WChief Mkting Off / HR Off
Exercise / conversionRestricted Stock Units · Derivative 2,633 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000127 · wf-form4_154465006345451.xml · derivative · entry 8

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,527

Underlying: Common Stock · 2,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F6 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:28 UTC
Zbanek Cathy WChief Mkting Off / HR Off
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000127 · wf-form4_154465006345451.xml · derivative · entry 7

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.

F5 · derivative.expiration_date: As reported on a Form 4 dated December 17, 2015, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs") on December 15, 2015. These RSUs vest in three equal annual installments beginning December 10, 2016.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:28 UTC
Zbanek Cathy WChief Mkting Off / HR Off
Tax withholdingCommon Stock 2,843 $16.33 $46,426.19
Disclosure

SEC source: 0001381668-18-000127 · wf-form4_154465006345451.xml · nonDerivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,224

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:28 UTC
Zbanek Cathy WChief Mkting Off / HR Off
Exercise / conversionCommon Stock 1,933 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000127 · wf-form4_154465006345451.xml · nonDerivative · entry 3

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:28 UTC
Zbanek Cathy WChief Mkting Off / HR Off
Exercise / conversionCommon Stock 2,633 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000127 · wf-form4_154465006345451.xml · nonDerivative · entry 2

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:28 UTC
Zbanek Cathy WChief Mkting Off / HR Off
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000127 · wf-form4_154465006345451.xml · nonDerivative · entry 1

Zbanek Cathy W · CIK 0001566345 · Chief Mkting Off / HR Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:26 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 1,933 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000125 · wf-form4_154464994807750.xml · derivative · entry 9

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,934

Underlying: Common Stock · 1,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F8 · derivative.exercise_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

F8 · derivative.expiration_date: As reported on a Form 4 dated December 15, 2016, the reporting person received a grant of 5,800 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2017.

Read SEC document
December 10, 2018 Filed Dec 12, 2018 21:26 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionRestricted Stock Units · Derivative 2,633 $0.00 $0.00
Disclosure

SEC source: 0001381668-18-000125 · wf-form4_154464994807750.xml · derivative · entry 8

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,267

Underlying: Common Stock · 2,633 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

F7 · derivative.expiration_date: As reported on a Form 4 dated January 8, 2018, the reporting person received a grant of 7,900 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2018.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.