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Nasdaq · USD

TFSL

TFS Financial CORP

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Tapewire entity
3924
SEC CIK
0001381668
Parsed reports
561

Last 12 months

Inside the activity.

5 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202512
Jan 202600
Feb 202608
Mar 202610
Apr 202600
May 202634
Jun 202602
Jul 202600
Aug 202603
Sep 202604
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 15, 2022 Filed Jun 17, 2022 13:30 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 21,700 $9.43 $204,631.00
Disclosure

SEC source: 0001381668-22-000067 · wf-form4_165547262698491.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 15:06 UTC
Stefanski Marc ADirector · Chairman, President and CEO
OtherCommon Stock 5,250 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000062 · wf-form4_165461435736584.xml · nonDerivative · entry 2

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust Beneficiary

Disclosed balance after: 55,121

F1 · kind: Reporting person transferred 5,250 shares from an indirect beneficiary account to a direct ownership account.

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June 03, 2022 Filed Jun 7, 2022 15:06 UTC
Stefanski Marc ADirector · Chairman, President and CEO
OtherCommon Stock 5,250 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000062 · wf-form4_165461435736584.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,246

F1 · kind: Reporting person transferred 5,250 shares from an indirect beneficiary account to a direct ownership account.

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May 06, 2022 Filed May 10, 2022 17:45 UTC PurchaseCommon Stock 5,000 $14.01 $70,050.00
Disclosure

SEC source: 0001381668-22-000055 · wf-form4_165220473414519.xml · nonDerivative · entry 1

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Trustee

Disclosed balance after: 84,289

Read SEC document
April 26, 2022 Filed Apr 27, 2022 09:20 UTC
Stefanski Bradley TChief Strategy Officer
GiftCommon Stock 4,660 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000043 · wf-form4_165106562663434.xml · nonDerivative · entry 1

Stefanski Bradley Taylor · CIK 0001921069 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,165

F1 · shares: Reporting person was gifted these shares

Read SEC document
April 26, 2022 Filed Apr 27, 2022 13:17 UTC GiftCommon Stock 4,660 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000041 · wf-form4_165106544690832.xml · nonDerivative · entry 1

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,060

F1 · shares: Reporting person was gifted these shares

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:05 UTC
Motta Anna Maria PFormer Chief Info. Officer
Exercise / conversionRestricted Stock Units · Derivative 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · derivative · entry 10

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F7 · derivative.exercise_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

F7 · derivative.expiration_date: On December 20, 2018, the reporting person received a grant of 4,500 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2019.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:05 UTC
Motta Anna Maria PFormer Chief Info. Officer
Exercise / conversionRestricted Stock Units · Derivative 2,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · derivative · entry 9

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F6 · derivative.exercise_date: On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020

F6 · derivative.expiration_date: On December 19, 2019, the reporting person received a grant of 3,600 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2020

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:05 UTC
Motta Anna Maria PFormer Chief Info. Officer
Exercise / conversionRestricted Stock Units · Derivative 3,150 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · derivative · entry 8

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F5 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F5 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 4,200 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:05 UTC
Motta Anna Maria PFormer Chief Info. Officer
Exercise / conversionPerformance Restricted Share Units · Derivative 7,650 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · derivative · entry 7

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

F4 · derivative.expiration_date: On November 24, 2020, the reporting person achieved performance level of 112.5% on a target award of 6,800 Performance Share Units ("PSUs"), resulting in a total earned award of 7,650 shares. This represents the final determination of a December 20, 2018 award that was dependent on certain performance results during the two fiscal year period ended September 30, 2020. Each PSU represents a contingent right to receive one share of TFS Financial Corporation common stock and are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock during the period the award was outstanding. The shares and dividend equivalent payment will vest and distribute to the reporting person on December 10, 2021.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:05 UTC
Motta Anna Maria PFormer Chief Info. Officer
Tax withholdingCommon Stock 2,755 $16.67 $45,925.85
Disclosure

SEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · nonDerivative · entry 5

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,485

F2 · shares: These common shares were delivered to the issuer to pay for the applicable withholding tax due upon vesting of certain restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:05 UTC
Motta Anna Maria PFormer Chief Info. Officer
Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · nonDerivative · entry 4

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:05 UTC
Motta Anna Maria PFormer Chief Info. Officer
Exercise / conversionCommon Stock 2,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · nonDerivative · entry 3

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:05 UTC
Motta Anna Maria PFormer Chief Info. Officer
Exercise / conversionCommon Stock 3,150 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · nonDerivative · entry 2

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations

Read SEC document
April 01, 2022 Filed Apr 5, 2022 17:05 UTC
Motta Anna Maria PFormer Chief Info. Officer
Exercise / conversionCommon Stock 7,650 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000034 · wf-form4_164917830130526.xml · nonDerivative · entry 1

Motta Anna Maria P · CIK 0001617699 · Former Chief Info. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the retirement of the reporting person effective September 30, 2021, remaining restricted stock units to be issued under the accelerated vesting will be issued six months after the reporting person's retirement, in accordance with IRS Section 409A regulations

Read SEC document
March 15, 2022 Filed Mar 16, 2022 18:59 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 20,000 $0.00 Strike: $9.43 $0.00
Disclosure

SEC source: 0001381668-22-000031 · wf-form4_164745712195071.xml · derivative · entry 13

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,700

Underlying: Common Stock · 20,000 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The reporting person received a grant of 41,700 stock options on December 28, 2012. These stock options vest in three equal installments beginning December 15, 2013.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 18:59 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Tax withholdingCommon Stock 15,384 $16.43 $252,759.12
Disclosure

SEC source: 0001381668-22-000031 · wf-form4_164745712195071.xml · nonDerivative · entry 2

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,006

F2 · shares: These common shares were delivered to the issuer to pay the option's exercise price and applicable tax due upon vesting of certain stock options.

F1 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
March 15, 2022 Filed Mar 16, 2022 18:59 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
Exercise / conversionCommon Stock 20,000 $9.43 $188,600.00
Disclosure

SEC source: 0001381668-22-000031 · wf-form4_164745712195071.xml · nonDerivative · entry 1

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Shares are held with shared voting power with spouse.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 13:54 UTC
Stefanski III Ben SFormer Chief Mktg Off/Director
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 17,000 $16.37 Strike: $16.37 $278,290.00
Disclosure

SEC source: 0001381668-22-000029 · wf-form4_164633364210793.xml · derivative · entry 6

Stefanski III Ben S · CIK 0001483875 · Former Chief Mktg Off/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires 2022-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: On July 23, 2018, the reporting person received a grant of 17,000 stock options. These options vest December 10, 2020

Read SEC document
March 01, 2022 Filed Mar 3, 2022 13:54 UTC
Stefanski III Ben SFormer Chief Mktg Off/Director
SaleCommon Stock 599 $17.13 $10,260.87
Disclosure

SEC source: 0001381668-22-000029 · wf-form4_164633364210793.xml · nonDerivative · entry 3

Stefanski III Ben S · CIK 0001483875 · Former Chief Mktg Off/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,140

Read SEC document
March 01, 2022 Filed Mar 3, 2022 13:54 UTC
Stefanski III Ben SFormer Chief Mktg Off/Director
Tax withholdingCommon Stock 16,401 $17.17 $281,605.17
Disclosure

SEC source: 0001381668-22-000029 · wf-form4_164633364210793.xml · nonDerivative · entry 2

Stefanski III Ben S · CIK 0001483875 · Former Chief Mktg Off/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,739

F1 · shares: Represents shares of common stock delivered to the issuer in payment by the reporting person of the options exercise price and withholding tax. This transaction is exempt under Rule 16b-3(e).

Read SEC document
March 01, 2022 Filed Mar 3, 2022 13:54 UTC
Stefanski III Ben SFormer Chief Mktg Off/Director
Exercise / conversionCommon Stock 17,000 $16.37 $278,290.00
Disclosure

SEC source: 0001381668-22-000029 · wf-form4_164633364210793.xml · nonDerivative · entry 1

Stefanski III Ben S · CIK 0001483875 · Former Chief Mktg Off/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,140

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2022 Filed Jan 31, 2022 14:48 UTC
Stefanski III Ben SDirector · Former Chief Mktg Off/Director
OtherRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-22-000016 · wf-form4_164365847220196.xml · derivative · entry 5

Stefanski III Ben S · CIK 0001483875 · Director · Former Chief Mktg Off/Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · shares: In connection with the separation of service (Third Federal employment) of the reporting person effective January 27, 2022, a total of 15,000 restricted stock units were forfeited. In addition, all remaining stock options have an expiration date of April 27, 2022.

F4 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.

F4 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 15,000 Restricted Stock Units ("RSUs") which fully vest on December 10, 2023.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 18:32 UTC GrantRestricted Stock Units · Derivative 50,000 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000163 · wf-form4_164002514203806.xml · derivative · entry 1

Anderson Barbara J. · CIK 0001850133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 50,000 Restricted Stock Units (RSUs). These RSUs will vest one-fifth (20%) per year beginning December 10, 2022.

F2 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 50,000 Restricted Stock Units (RSUs). These RSUs will vest one-fifth (20%) per year beginning December 10, 2022.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 13:12 UTC GrantRestricted Stock Units · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000157 · wf-form4_164002392262456.xml · derivative · entry 2

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

F2 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 13:14 UTC GrantRestricted Stock Units · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000159 · wf-form4_164002402819060.xml · derivative · entry 2

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

F2 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 18:09 UTC GrantRestricted Stock Units · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000155 · wf-form4_164002376383612.xml · derivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

F2 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 18:47 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 29,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000169 · wf-form4_164002600956641.xml · derivative · entry 9

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,400

Underlying: Common Stock · 29,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 29,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 18:42 UTC
Mulhern Timothy WFinance Manager - Future CFO
GrantRestricted Stock Units · Derivative 3,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000167 · wf-form4_164002572711019.xml · derivative · entry 4

Mulhern Timothy W · CIK 0001899371 · Finance Manager - Future CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 3,800 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F2 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 18:36 UTC
Rubino Andrew JChief Information Officer
GrantRestricted Stock Units · Derivative 3,800 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000165 · wf-form4_164002538942466.xml · derivative · entry 3

Rubino Andrew J · CIK 0001820740 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,800

Underlying: Common Stock · 3,800 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 3,800 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 18:21 UTC GrantRestricted Stock Units · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000161 · wf-form4_164002447870603.xml · derivative · entry 4

Cohen Martin J · CIK 0001388249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

F2 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

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December 16, 2021 Filed Dec 20, 2021 18:05 UTC GrantRestricted Stock Units · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000153 · wf-form4_164002351867193.xml · derivative · entry 4

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

F2 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

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December 16, 2021 Filed Dec 20, 2021 18:03 UTC GrantRestricted Stock Units · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000151 · wf-form4_164002338624757.xml · derivative · entry 2

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

F2 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

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December 16, 2021 Filed Dec 20, 2021 17:59 UTC GrantRestricted Stock Units · Derivative 2,900 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000149 · wf-form4_164002314483479.xml · derivative · entry 3

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,900

Underlying: Common Stock · 2,900 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F2 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

F2 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 2,900 Restricted Stock Units (RSUs), which fully vest on December 10, 2022.

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December 16, 2021 Filed Dec 20, 2021 17:56 UTC
WEIL MEREDITH SDirector · Chief Operating Officer
GrantRestricted Stock Units · Derivative 9,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000147 · wf-form4_164002295654344.xml · derivative · entry 4

WEIL MEREDITH S · CIK 0001530997 · Director · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Common Stock · 9,500 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F4 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 9,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F4 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 9,500 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

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December 16, 2021 Filed Dec 20, 2021 17:54 UTC
Zbanek Cathy WChief Synergy Officer
GrantRestricted Stock Units · Derivative 9,400 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000145 · wf-form4_164002283091619.xml · derivative · entry 4

Zbanek Cathy W · CIK 0001566345 · Chief Synergy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,400

Underlying: Common Stock · 9,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 16, 2021, the reporting person received a grant of 9,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

F3 · derivative.expiration_date: On December 16, 2021, the reporting person received a grant of 9,400 Restricted Stock Units (RSUs). These RSUs vest in three equal annual installments beginning December 10, 2022.

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December 14, 2021 Filed Dec 16, 2021 16:36 UTC GiftCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000143 · wf-form4_163969054677116.xml · nonDerivative · entry 2

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 58,207

F1 · shares: On December 14, 2021, the reporting person gifted these shares to his wife, who shares reporting person's household.

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December 14, 2021 Filed Dec 16, 2021 16:36 UTC GiftCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000143 · wf-form4_163969054677116.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: On December 14, 2021, the reporting person gifted these shares to his wife, who shares reporting person's household.

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December 14, 2021 Filed Dec 16, 2021 20:06 UTC SaleCommon Stock 2,800 $18.08 $50,624.00
Disclosure

SEC source: 0001381668-21-000141 · wf-form4_163968515562296.xml · nonDerivative · entry 1

Williams Ashley H · CIK 0001757689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,400

Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:48 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000137 · wf-form4_163960487113618.xml · nonDerivative · entry 3

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 10,500

Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:48 UTC
Stefanski Marc ADirector · Chairman, President and CEO
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000137 · wf-form4_163960487113618.xml · nonDerivative · entry 1

Stefanski Marc A · CIK 0001388161 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,996

Read SEC document
December 10, 2021 Filed Dec 10, 2021 13:40 UTC Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000113 · wf-form4_163916161964466.xml · derivative · entry 3

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units (RSUs), which fully vest on December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units (RSUs), which fully vest on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 13:40 UTC Exercise / conversionCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000113 · wf-form4_163916161964466.xml · nonDerivative · entry 1

Asher Anthony J · CIK 0001434851 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 13:47 UTC Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000115 · wf-form4_163916200967502.xml · derivative · entry 2

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 13:47 UTC Exercise / conversionCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000115 · wf-form4_163916200967502.xml · nonDerivative · entry 1

Ozan Terrence R · CIK 0001357479 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 18:55 UTC Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000121 · wf-form4_163916249780988.xml · derivative · entry 2

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units ("RSUs") which fully vest on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 18:55 UTC Exercise / conversionCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000121 · wf-form4_163916249780988.xml · nonDerivative · entry 1

MULLIGAN WILLIAM C · CIK 0001216549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 18:57 UTC Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000123 · wf-form4_163916260855436.xml · derivative · entry 3

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units (RSUs), which fully vest on December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 3,200 Restricted Stock Units (RSUs), which fully vest on December 10, 2021.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 18:57 UTC Exercise / conversionCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000123 · wf-form4_163916260855436.xml · nonDerivative · entry 1

Ringenbach John · CIK 0001388159 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These common shares were acquired upon the vesting and settlement of certain restricted stock units.

Read SEC document
December 10, 2021 Filed Dec 10, 2021 18:53 UTC Exercise / conversionRestricted Stock Units · Derivative 3,200 $0.00 $0.00
Disclosure

SEC source: 0001381668-21-000119 · wf-form4_163916239751895.xml · derivative · entry 2

Fiala Robert A · CIK 0001388144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TFS Financial Corporation common stock. Restricted stock units are entitled to dividend equivalent rights in the form of a cash payment in the amount of any cash dividend paid per share of common stock.

F3 · derivative.exercise_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

F3 · derivative.expiration_date: On December 17, 2020, the reporting person received a grant of 32,300 Restricted Stock Units ("RSUs"). These RSUs vest in three equal annual installments beginning December 10, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.