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Nasdaq · USD

SWBI

SMITH & WESSON BRANDS, INC.

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5379
SEC CIK
0001092796
Parsed reports
303

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202600
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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 24, 2020 Filed Jun 30, 2020 01:11 UTC SaleCommon Stock 1,385 $18.28 $25,317.80
Disclosure

SEC source: 0001209191-20-039345 · doc4.xml · nonDerivative · entry 1

Cupero Susan Jean · CIK 0001816396 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,866

Read SEC document
June 17, 2020 Filed Jun 18, 2020 21:18 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001209191-20-037676 · doc4.xml · derivative · entry 2

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 26, 2011 date of grant, until fully vested on September 26, 2012.

Read SEC document
June 17, 2020 Filed Jun 18, 2020 21:18 UTC Exercise / conversionCommon Stock 10,000 $2.65 $26,500.00
Disclosure

SEC source: 0001209191-20-037676 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 15, 2020 Filed Jan 8, 2021 22:49 UTC Tax withholdingCommon Stock 1,078 $18.28 $19,705.84
Disclosure

SEC source: 0001209191-21-002797 · doc4.xml · nonDerivative · entry 2

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,497

F2 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 20:49 UTC
Tobiassen Lane A.President, Firearm Division
SaleCommon Stock 1,000 $17.00 $17,000.00
Disclosure

SEC source: 0001209191-20-036320 · doc4.xml · nonDerivative · entry 1

Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,601

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 28, 2019.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:21 UTC SaleCommon Stock 6,914 $14.99 $103,640.86
Disclosure

SEC source: 0001209191-20-034198 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,456

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 28, 2019.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 22:15 UTC
Tobiassen Lane A.President, Firearm Division
SaleCommon Stock 1,000 $15.00 $15,000.00
Disclosure

SEC source: 0001209191-20-034194 · doc4.xml · nonDerivative · entry 1

Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,601

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated June 28, 2019.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:26 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001209191-20-032992 · doc4.xml · derivative · entry 5

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 27, 2010 date of grant, until fully vested on September 27, 2011.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:26 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001209191-20-032992 · doc4.xml · derivative · entry 4

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 26, 2011 date of grant, until fully vested on September 26, 2012.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:26 UTC SaleCommon Stock 20,000 $10.75 $215,000.00
Disclosure

SEC source: 0001209191-20-032992 · doc4.xml · nonDerivative · entry 3

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,790

F1 · kind: The shares were sold pursuant to a 10b5-1 Trading Plan dated December 10, 2019.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:26 UTC Exercise / conversionCommon Stock 10,000 $3.69 $36,900.00
Disclosure

SEC source: 0001209191-20-032992 · doc4.xml · nonDerivative · entry 2

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2020 Filed May 29, 2020 21:26 UTC Exercise / conversionCommon Stock 10,000 $2.65 $26,500.00
Disclosure

SEC source: 0001209191-20-032992 · doc4.xml · nonDerivative · entry 1

FURMAN JOHN B · CIK 0001186677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:12 UTC
Tobiassen Lane A.President, Firearm Division
Tax withholdingCommon Stock 1,600 $9.40 $15,040.00
Disclosure

SEC source: 0001209191-20-027308 · doc4.xml · nonDerivative · entry 1

Tobiassen Lane A. · CIK 0001769838 · President, Firearm Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,601

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 288 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2019 and 323 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:10 UTC
Smith Mark PeterSee remarks.
Tax withholdingCommon Stock 4,081 $9.40 $38,361.40
Disclosure

SEC source: 0001209191-20-027306 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,738

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:08 UTC
Cicero Robert J.See Remarks
Tax withholdingCommon Stock 4,102 $9.40 $38,558.80
Disclosure

SEC source: 0001209191-20-027302 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,621

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:06 UTC
Buchanan JeffreySee Remarks
Tax withholdingCommon Stock 6,762 $9.40 $63,562.80
Disclosure

SEC source: 0001209191-20-027299 · doc4.xml · nonDerivative · entry 1

BUCHANAN JEFFREY D · CIK 0001247555 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,053

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain withholding obligations associated with the vesting of restricted stock units.

F2 · balance_after: Includes 1,259 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2019 and 2,165 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2020.

Read SEC document
May 01, 2020 Filed May 5, 2020 23:04 UTC Tax withholdingCommon Stock 1,394 $9.40 $13,103.60
Disclosure

SEC source: 0001209191-20-027298 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,560

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:47 UTC
Smith Mark PeterSee remarks.
GrantPerformance Rights · Derivative 89,742 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023950 · doc4.xml · derivative · entry 2

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,742

Underlying: Common Stock · 89,742 shares

Expires 2024-05-01

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:47 UTC
Smith Mark PeterSee remarks.
GrantCommon Stock 44,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023950 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,819

F1 · shares: One-quarter of the restricted stock units shall vest on each anniversary of the date of grant. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:50 UTC GrantPerformance Rights · Derivative 89,742 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023951 · doc4.xml · derivative · entry 2

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,742

Underlying: Common Stock · 89,742 shares

Expires 2024-05-01

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:50 UTC GrantCommon Stock 44,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023951 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,954

F1 · shares: One-quarter of the restricted stock units shall vest on each anniversary of the date of grant. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:44 UTC
McPherson Deana LChief Accounting Officer
GrantPerformance Rights · Derivative 32,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023948 · doc4.xml · derivative · entry 2

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,050

Underlying: Common Stock · 32,050 shares

Expires 2024-05-01

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:44 UTC
McPherson Deana LChief Accounting Officer
GrantCommon Stock 16,026 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023948 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,749

F1 · shares: One-quarter of the restricted stock units shall vest on each anniversary of the date of grant. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:42 UTC
Cicero Robert J.See Remarks
GrantPerformance Rights · Derivative 32,050 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023947 · doc4.xml · derivative · entry 2

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,050

Underlying: Common Stock · 32,050 shares

Expires 2024-05-01

F2 · derivative.exercise_price: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

F2 · derivative.exercise_date: Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on stock performance over a three-year performance period, and shares, net of tax withholding, will be delivered on the first anniversary of the vesting date. The number represents the maximum number of shares that may be delivered pursuant to the award, which is two times the target number of shares.

Read SEC document
April 06, 2020 Filed Apr 8, 2020 21:42 UTC
Cicero Robert J.See Remarks
GrantCommon Stock 16,026 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-023947 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,723

F1 · shares: One-quarter of the restricted stock units shall vest on each anniversary of the date of grant. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 06, 2020 Filed Aug 14, 2020 21:32 UTC Amendment
Cicero Robert J.See Remarks
GrantCommon Stock 16,026 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046836 · doc4a.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,723

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2020. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 06, 2020 Filed Aug 14, 2020 21:29 UTC Amendment GrantCommon Stock 16,026 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046833 · doc4a.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,749

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2020. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 06, 2020 Filed Aug 14, 2020 21:26 UTC Amendment GrantCommon Stock 44,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046831 · doc4a.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,954

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2020. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
April 06, 2020 Filed Aug 14, 2020 21:23 UTC Amendment
Smith Mark PeterSee remarks.
GrantCommon Stock 44,872 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-046829 · doc4a.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,819

F1 · shares: One-quarter of the restricted stock units shall vest on each of the first, second, third, and fourth anniversaries of May 1, 2020. Shares, net of tax withholding, will be delivered on each anniversary of the applicable vesting date.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 22:53 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001209191-20-019771 · doc4.xml · derivative · entry 2

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 27, 2010 date of grant, until fully vested on September 27, 2011.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 22:53 UTC Exercise / conversionCommon Stock 10,000 $3.69 $36,900.00
Disclosure

SEC source: 0001209191-20-019771 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,818

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 11, 2020 21:18 UTC PurchaseCommon Stock 1,500 $5.82 $8,730.00
Disclosure

SEC source: 0001209191-20-018166 · doc4.xml · nonDerivative · entry 1

WADECKI ISABELL MARIE · CIK 0001214761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,556

Read SEC document
March 11, 2020 Filed Mar 12, 2020 21:21 UTC PurchaseCommon Stock 16,339 $6.12 $99,994.68
Disclosure

SEC source: 0001209191-20-018590 · doc4.xml · nonDerivative · entry 1

Gluchowski Gregory J. Jr. · CIK 0001645593 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,861

Read SEC document
March 10, 2020 Filed Mar 11, 2020 21:15 UTC
McPherson Deana LChief Accounting Officer
PurchaseCommon Stock 5,000 $6.28 $31,398.00
Disclosure

SEC source: 0001209191-20-018163 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,723

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.2650 to $6.3085, inclusive. The reporting person undertakes to provide to American Outdoor Brands Corporation (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 21:12 UTC
Smith Mark PeterSee remarks.
PurchaseCommon Stock 5,192 $5.78 $29,990.03
Disclosure

SEC source: 0001209191-20-018161 · doc4.xml · nonDerivative · entry 1

Smith Mark Peter · CIK 0001537544 · See remarks.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,947

Read SEC document
March 10, 2020 Filed Mar 11, 2020 21:09 UTC PurchaseCommon Stock 3,194 $6.26 $19,991.25
Disclosure

SEC source: 0001209191-20-018155 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,082

Read SEC document
March 10, 2020 Filed Mar 11, 2020 21:06 UTC PurchaseCommon Stock 7,500 $6.00 $45,031.50
Disclosure

SEC source: 0001209191-20-018151 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 73,748

F1 · ownership.nature: The shares are held by Barry M. Monheit, Trustee, SEP PROP Monheit Family Trust U/A Dtd 7/16/2002.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:19 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001209191-20-017656 · doc4.xml · derivative · entry 5

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 27, 2010 date of grant, until fully vested on September 27, 2011.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:19 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001209191-20-017656 · doc4.xml · derivative · entry 4

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2021-09-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/12th of the total number of options granted vested and became exercisable each month after the September 26, 2011 date of grant, until fully vested on September 26, 2012.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:19 UTC Exercise / conversionCommon Stock 10,000 $3.69 $36,900.00
Disclosure

SEC source: 0001209191-20-017656 · doc4.xml · nonDerivative · entry 2

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Upon exercise, the shares were immediately transferred to the reporting person's trust.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:19 UTC Exercise / conversionCommon Stock 10,000 $2.65 $26,500.00
Disclosure

SEC source: 0001209191-20-017656 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Upon exercise, the shares were immediately transferred to the reporting person's trust.

Read SEC document
March 06, 2020 Filed Mar 10, 2020 20:26 UTC
McPherson Deana LChief Accounting Officer
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017669 · doc4.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,723

F1 · shares: 100% of the restricted stock units shall vest on the date of the spin-off of the Issuer's outdoor products and accessories business. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F2 · balance_after: Includes 288 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2019.

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March 06, 2020 Filed Mar 10, 2020 20:23 UTC
Cicero Robert J.See Remarks
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-017662 · doc4.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,697

F1 · shares: 100% of the restricted stock units shall vest on the date of the spin-off of the Issuer's outdoor products and accessories business. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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March 06, 2020 Filed Sep 10, 2020 21:06 UTC Amendment GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049999 · doc4a.xml · nonDerivative · entry 1

McPherson Deana L · CIK 0001505810 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,723

F1 · shares: 100% of the restricted stock units shall vest on March 6, 2021. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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March 06, 2020 Filed Sep 10, 2020 21:01 UTC Amendment
Cicero Robert J.See Remarks
GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-049997 · doc4a.xml · nonDerivative · entry 1

Cicero Robert J. · CIK 0001548337 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,697

F1 · shares: 100% of the restricted stock units shall vest on March 6, 2021. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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December 19, 2019 Filed Dec 20, 2019 22:30 UTC Tax withholdingCommon Stock 1,963 $9.26 $18,177.38
Disclosure

SEC source: 0001209191-19-061614 · doc4.xml · nonDerivative · entry 1

Murphy Brian Daniel · CIK 0001748699 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,888

F1 · kind: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

F1 · shares: Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

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September 25, 2019 Filed Sep 27, 2019 21:37 UTC GrantCommon Stock 14,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051038 · doc4.xml · nonDerivative · entry 1

WADECKI ISABELL MARIE · CIK 0001214761 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,056

F1 · kind: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 25, 2019 Filed Sep 27, 2019 21:34 UTC GrantCommon Stock 14,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051037 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT L · CIK 0001112724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,818

F1 · kind: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 25, 2019 Filed Sep 27, 2019 21:32 UTC GrantCommon Stock 14,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051035 · doc4.xml · nonDerivative · entry 1

SALTZ MITCHELL A · CIK 0001112727 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,370

F1 · kind: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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September 25, 2019 Filed Sep 27, 2019 21:30 UTC GrantCommon Stock 14,455 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-051034 · doc4.xml · nonDerivative · entry 1

MONHEIT BARRY M · CIK 0001283420 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,370

F1 · kind: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

F1 · shares: 1/12th of the restricted stock units shall vest on the 25th day of each month following the date of grant. The shares underlying the vested restricted stock units shall be delivered in accordance with the Issuer's stock holding requirements and other policies.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.