Tapewire

Nasdaq · USD

SUNE

SUNation Energy, Inc.

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Tapewire entity
7787
SEC CIK
0000022701
Parsed reports
192

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 12, 2018 Filed Dec 14, 2018 19:07 UTC PurchaseCommon Stock 10,000 $2.42 $24,241.00
Disclosure

SEC source: 0001615594-18-000058 · primary_doc.xml · nonDerivative · entry 1

SAMPSON CURTIS A · CIK 0000941310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 662,349

Read SEC document
December 12, 2018 Filed Dec 14, 2018 18:58 UTC GrantStock Option (Right-to-Buy) · Derivative 2,500 $0.00 Strike: $2.55 $0.00
Disclosure

SEC source: 0001615594-18-000057 · primary_doc.xml · derivative · entry 3

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2025-12-12

Read SEC document
December 12, 2018 Filed Dec 14, 2018 18:50 UTC GrantStock Option (Right-to-Buy) · Derivative 2,500 $0.00 Strike: $2.55 $0.00
Disclosure

SEC source: 0001615594-18-000056 · primary_doc.xml · derivative · entry 2

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2025-12-12

Read SEC document
May 25, 2018 Filed May 29, 2018 17:39 UTC PurchaseCommobn Stock 10,000 $3.89 $38,870.00
Disclosure

SEC source: 0001615594-18-000036 · primary_doc.xml · nonDerivative · entry 1

SAMPSON CURTIS A · CIK 0000941310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,349

Read SEC document
May 23, 2018 Filed May 25, 2018 15:59 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001615594-18-000035 · primary_doc.xml · derivative · entry 4

SAMPSON CURTIS A · CIK 0000941310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-05-23

Read SEC document
May 23, 2018 Filed May 25, 2018 15:55 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001615594-18-000034 · primary_doc.xml · derivative · entry 3

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-05-23

Read SEC document
May 23, 2018 Filed May 25, 2018 15:29 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001615594-18-000033 · primary_doc.xml · derivative · entry 2

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-05-23

Read SEC document
May 23, 2018 Filed May 25, 2018 15:24 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $3.95 $0.00
Disclosure

SEC source: 0001615594-18-000032 · primary_doc.xml · derivative · entry 2

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-05-23

Read SEC document
May 21, 2018 Filed May 23, 2018 19:42 UTC Exercise / conversionRestricted Stock Units · Derivative 4,297 $0.00 Strike: $3.44 $0.00
Disclosure

SEC source: 0001615594-18-000030 · primary_doc.xml · derivative · entry 2

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,297 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 23, 2018 19:42 UTC Exercise / conversionCommon Stock 4,297 $3.44 $14,781.68
Disclosure

SEC source: 0001615594-18-000030 · primary_doc.xml · nonDerivative · entry 1

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,629

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 23, 2018 19:46 UTC Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $3.44 $0.00
Disclosure

SEC source: 0001615594-18-000031 · primary_doc.xml · derivative · entry 2

PINT GERALD D · CIK 0001283684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 23, 2018 19:46 UTC Exercise / conversionCommon Stock 2,035 $3.44 $7,000.40
Disclosure

SEC source: 0001615594-18-000031 · primary_doc.xml · nonDerivative · entry 1

PINT GERALD D · CIK 0001283684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 23, 2018 19:37 UTC Exercise / conversionRestricted Stock Units · Derivative 2,713 $0.00 Strike: $3.44 $0.00
Disclosure

SEC source: 0001615594-18-000029 · primary_doc.xml · derivative · entry 4

SAMPSON CURTIS A · CIK 0000941310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,713 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 23, 2018 19:37 UTC Exercise / conversionCommon Stock 2,713 $3.44 $9,332.72
Disclosure

SEC source: 0001615594-18-000029 · primary_doc.xml · nonDerivative · entry 3

SAMPSON CURTIS A · CIK 0000941310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 23, 2018 19:31 UTC Exercise / conversionRestricted Stock Units · Derivative 2,487 $0.00 Strike: $3.44 $0.00
Disclosure

SEC source: 0001615594-18-000028 · primary_doc.xml · derivative · entry 3

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,487 shares

Expires 2018-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 23, 2018 19:31 UTC Exercise / conversionCommon Stock 2,487 $3.44 $8,555.28
Disclosure

SEC source: 0001615594-18-000028 · primary_doc.xml · nonDerivative · entry 2

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 10, 2018 16:01 UTC
Blackwood Bruce CVP and General Manager
SaleCommon Stock 1,750 $3.59 $6,277.25
Disclosure

SEC source: 0001615594-18-000027 · primary_doc.xml · nonDerivative · entry 1

Blackwood Bruce C · CIK 0001419647 · VP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,054

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 7, 2018.

Read SEC document
March 28, 2018 Filed Mar 30, 2018 18:34 UTC Tax withholdingCommon Stock 2,033 $3.56 $7,237.48
Disclosure

SEC source: 0000897101-18-000332 · csi180814fluegge_4.xml · nonDerivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,416

Read SEC document
March 28, 2018 Filed Mar 30, 2018 18:34 UTC GrantCommon Stock 6,858 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000332 · csi180814fluegge_4.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,449

Read SEC document
March 28, 2018 Filed Mar 30, 2018 18:31 UTC Tax withholdingCommon Stock 1,636 $3.56 $5,824.16
Disclosure

SEC source: 0000897101-18-000331 · csi181813lacey_4.xml · nonDerivative · entry 2

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,018.86

Read SEC document
March 28, 2018 Filed Mar 30, 2018 18:31 UTC GrantCommon Stock 4,332 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000331 · csi181813lacey_4.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,654.86

Read SEC document
March 28, 2018 Filed Mar 30, 2018 18:28 UTC
OTIS SCOTT GREGORYGM/VP Transition Networks
Tax withholdingCommon Stock 1,830 $3.56 $6,514.80
Disclosure

SEC source: 0000897101-18-000330 · csi180812otis_4.xml · nonDerivative · entry 2

OTIS SCOTT GREGORY · CIK 0001586053 · GM/VP Transition Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,354

Read SEC document
March 28, 2018 Filed Mar 30, 2018 18:28 UTC
OTIS SCOTT GREGORYGM/VP Transition Networks
GrantCommon Stock 5,100 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000330 · csi180812otis_4.xml · nonDerivative · entry 1

OTIS SCOTT GREGORY · CIK 0001586053 · GM/VP Transition Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,184

Read SEC document
March 28, 2018 Filed Mar 30, 2018 18:25 UTC
Hlavka KristinController
Tax withholdingCommon Stock 328 $3.56 $1,167.68
Disclosure

SEC source: 0000897101-18-000329 · csi180811hlavka_4.xml · nonDerivative · entry 2

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,651

Read SEC document
March 28, 2018 Filed Mar 30, 2018 18:25 UTC
Hlavka KristinController
GrantCommon Stock 914 $0.00 $0.00
Disclosure

SEC source: 0000897101-18-000329 · csi180811hlavka_4.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,979

Read SEC document
March 09, 2018 Filed Mar 13, 2018 18:00 UTC GrantStock Option (Right-to-Buy) · Derivative 61,875 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-18-000023 · primary_doc.xml · derivative · entry 2

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,875

Underlying: Common Stock · 61,875 shares

Expires 2025-03-09

F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:53 UTC
Hlavka KristinController
GrantStock Option (Right-to-Buy) · Derivative 9,857 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-18-000022 · primary_doc.xml · derivative · entry 2

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,857

Underlying: Common Stock · 9,857 shares

Expires 2025-03-09

F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:46 UTC
OTIS SCOTT GREGORYGM/VP Transition Networks
GrantStock Option (Right-to-Buy) · Derivative 22,786 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-18-000021 · primary_doc.xml · derivative · entry 2

OTIS SCOTT GREGORY · CIK 0001586053 · GM/VP Transition Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,786

Underlying: Common Stock · 22,786 shares

Expires 2025-03-09

F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:40 UTC GrantStock Option (Right-to-Buy) · Derivative 21,880 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-18-000020 · primary_doc.xml · derivative · entry 2

FLUEGGE SCOTT · CIK 0001550300 · GM/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,880

Underlying: Common Stock · 21,880 shares

Expires 2025-03-09

F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of date of grant.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:35 UTC
Blackwood Bruce CVP and General Manager
GrantStock Option (Right-to-Buy) · Derivative 22,500 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-18-000019 · primary_doc.xml · derivative · entry 2

Blackwood Bruce C · CIK 0001419647 · VP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 22,500 shares

Expires 2025-03-09

F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

Read SEC document
March 09, 2018 Filed Mar 13, 2018 17:28 UTC GrantStock Option (Right-to-Buy) · Derivative 29,150 $0.00 Strike: $3.61 $0.00
Disclosure

SEC source: 0001615594-18-000018 · primary_doc.xml · derivative · entry 2

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,150

Underlying: Common Stock · 29,150 shares

Expires 2025-03-09

F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant.

Read SEC document
January 02, 2018 Filed Feb 15, 2018 15:00 UTC GrantCommon Stock 160.406 $3.80 $609.54
Disclosure

SEC source: 0001615594-18-000012 · primary_doc.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,101.858

F1 · balance_after: Shares purchased through broker-sponsored Dividend Reinvestment Plan.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 20:19 UTC
OTIS SCOTT GREGORYGM/VP Transition Networks
GrantStock Option (Right-to-Buy) · Derivative 15,000 $0.00 Strike: $3.72 $0.00
Disclosure

SEC source: 0001615594-17-000070 · primary_doc.xml · derivative · entry 2

OTIS SCOTT GREGORY · CIK 0001586053 · GM/VP Transition Networks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2024-12-18

F1 · derivative.exercise_date: Option vests as to 50% on each of the first two anniversaries of the date of grant.

Read SEC document
November 28, 2017 Filed Feb 15, 2018 14:56 UTC GrantCommon Stock 1,592 $3.62 $5,763.04
Disclosure

SEC source: 0001615594-18-000011 · primary_doc.xml · nonDerivative · entry 1

Lacey Roger HD · CIK 0001469238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,941.452

F1 · balance_after: Reflects all Employee Stock Purchase Plan, ESOP and shares purchased through a broker-sponsored Dividend Reinvestment Plan (95,459 shares at $7.16 on 7/1/2016; 35.362 shares at $4.94 on 9/28/2016; 36.254 shares at $4.86 on 12/2/2016; 40.451 shares at $4.39 on 3/29/2017; 135.884 shares at $4.3632 on 4/3/2017; 40.727 shares at $4.40 on 6/28/2017; 137.55 shares at $4.3499 on 7/3/2017; 42.313 shares at $4.27 on 9/28/2017; 143.237 shares at $4.2156 on 10/2/2017; and 49.402 shares at $3.69 on 12/28/2017) through 12/31/2017.

Read SEC document
November 28, 2017 Filed Feb 15, 2018 14:33 UTC
Hlavka KristinController
GrantCommon Stock 166 $3.62 $600.92
Disclosure

SEC source: 0001615594-18-000010 · primary_doc.xml · nonDerivative · entry 1

Hlavka Kristin · CIK 0001523124 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,834

F1 · balance_after: Reflects all Employee Stock Purchase Plan and ESOP issuances through 12/31/2017.

Read SEC document
November 28, 2017 Filed Feb 15, 2018 14:25 UTC
FLUEGGE SCOTTGeneral Manager/VP
GrantCommon Stock 166 $3.62 $600.92
Disclosure

SEC source: 0001615594-18-000009 · primary_doc.xml · nonDerivative · entry 1

FLUEGGE SCOTT · CIK 0001550300 · General Manager/VP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,360

F1 · balance_after: Reflects all Employee Stock Purchase Plan and ESOP issuances through 12/31/2017.

Read SEC document
November 28, 2017 Filed Feb 15, 2018 14:18 UTC GrantCommon Stock 248 $3.62 $897.76
Disclosure

SEC source: 0001615594-18-000008 · primary_doc.xml · nonDerivative · entry 1

Fandrich Mark · CIK 0001683065 · VP/CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,339

F1 · balance_after: Reflects all Employee Stock Purchase Plan and ESOP issuances through 12/31/2017.

Read SEC document
November 28, 2017 Filed Feb 15, 2018 14:06 UTC
Blackwood Bruce CVP and General Manager
GrantCommon Stock 166 $3.62 $600.92
Disclosure

SEC source: 0001615594-18-000007 · primary_doc.xml · nonDerivative · entry 1

Blackwood Bruce C · CIK 0001419647 · VP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,385

F1 · balance_after: Reflects all Employee Stock Purchase Plan and ESOP issuances through 12/31/2017.

Read SEC document
September 13, 2017 Filed Sep 14, 2017 14:52 UTC
Blackwood Bruce CVP and General Manager
PurchaseCommon Stock 1,200 $4.21 $5,053.20
Disclosure

SEC source: 0001615594-17-000061 · primary_doc.xml · nonDerivative · entry 1

Blackwood Bruce C · CIK 0001419647 · VP and General Manager

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,219

F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through 9/13/2017.

Read SEC document
September 06, 2017 Filed Sep 7, 2017 21:14 UTC PurchaseCommon Stock 1,899 $4.08 $7,742.98
Disclosure

SEC source: 0001615594-17-000060 · primary_doc.xml · nonDerivative · entry 5

SAMPSON CURTIS A · CIK 0000941310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,636

Read SEC document
September 06, 2017 Filed Sep 7, 2017 21:14 UTC PurchaseCommon Stock 3,101 $3.95 $12,245.85
Disclosure

SEC source: 0001615594-17-000060 · primary_doc.xml · nonDerivative · entry 4

SAMPSON CURTIS A · CIK 0000941310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,737

Read SEC document
September 06, 2017 Filed Sep 7, 2017 21:14 UTC PurchaseCommon Stock 5,000 $3.94 $19,695.00
Disclosure

SEC source: 0001615594-17-000060 · primary_doc.xml · nonDerivative · entry 3

SAMPSON CURTIS A · CIK 0000941310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 634,636

Read SEC document
May 24, 2017 Filed May 26, 2017 14:50 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001615594-17-000044 · primary_doc.xml · derivative · entry 3

SAMPSON RANDALL D · CIK 0001042527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-05-24

Read SEC document
May 24, 2017 Filed May 26, 2017 14:45 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001615594-17-000043 · primary_doc.xml · derivative · entry 4

SAMPSON CURTIS A · CIK 0000941310 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common STock · 10,000 shares

Expires 2024-05-24

Read SEC document
May 24, 2017 Filed May 26, 2017 14:40 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001615594-17-000042 · primary_doc.xml · derivative · entry 2

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-05-24

Read SEC document
May 24, 2017 Filed May 26, 2017 14:27 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001615594-17-000041 · primary_doc.xml · derivative · entry 2

PINT GERALD D · CIK 0001283684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-05-24

Read SEC document
May 24, 2017 Filed May 31, 2017 17:22 UTC GrantStock Option (Right-to-Buy) · Derivative 10,000 $0.00 Strike: $4.34 $0.00
Disclosure

SEC source: 0001615594-17-000046 · primary_doc.xml · derivative · entry 2

Webster Steven · CIK 0001708044 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2024-05-24

Read SEC document
May 22, 2017 Filed May 25, 2017 00:31 UTC Exercise / conversionRestricted Stock Units · Derivative 2,261 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0000897101-17-000660 · csi171596goldberg_4.xml · derivative · entry 2

GOLDBERG LUELLA G · CIK 0001189997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,261 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:31 UTC Exercise / conversionCommon Stock 2,261 $4.44 $10,038.84
Disclosure

SEC source: 0000897101-17-000660 · csi171596goldberg_4.xml · nonDerivative · entry 1

GOLDBERG LUELLA G · CIK 0001189997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2017 Filed May 25, 2017 00:39 UTC Exercise / conversionRestricted Stock Units · Derivative 3,845 $0.00 Strike: $4.44 $0.00
Disclosure

SEC source: 0000897101-17-000662 · csi171598primuth_4.xml · derivative · entry 2

PRIMUTH RICHARD A · CIK 0001013832 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,845 shares

Expires 2017-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.