Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SUNation Energy, Inc.JCS · Entity 7787 | Vice President/CFO | August 02, 2021 | August 05, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SUNation Energy, Inc.
Report date August 02, 2021 · Filed August 05, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,669 |
Reported balance
After 2021-08-02 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2021-08-02 · Exercise / conversion · Acquired 20,000 · Balance 49,669 |
| Common StockSEC Table I · non-derivative | Direct | 31,824 |
Reported balance
After 2021-08-02 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2021-08-02 · Tax withholding · Disposed 17,845 · Balance 31,824 |
| Common StockSEC Table I · non-derivative | Direct | 51,724 |
Reported balance
After 2021-08-02 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2021-08-02 · Exercise / conversion · Acquired 19,900 · Balance 51,724 |
| Common StockSEC Table I · non-derivative | Direct | 35,947 |
Reported balance
After 2021-08-02 transaction · row 4
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 4 · 2021-08-02 · Tax withholding · Disposed 15,777 · Balance 35,947 |
| Common StockSEC Table I · non-derivative | Direct | 65,097 |
Reported balance
After 2021-08-02 transaction · row 5
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 5 · 2021-08-02 · Exercise / conversion · Acquired 29,150 · Balance 65,097 |
| Common StockSEC Table I · non-derivative | Direct | 43,722 |
Reported balance
After 2021-08-02 transaction · row 6
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 6 · 2021-08-02 · Tax withholding · Disposed 21,375 · Balance 43,722 |
| Common StockSEC Table I · non-derivative | Direct | 56,832 |
Reported balance
After 2021-08-02 transaction · row 7
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 7 · 2021-08-02 · Exercise / conversion · Acquired 12,660 · Balance 56,832 |
| Common StockSEC Table I · non-derivative | Direct | 48,024 |
Reported balance
After 2021-08-02 transaction · row 8
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 8 · 2021-08-02 · Tax withholding · Disposed 8,358 · Balance 48,024 |
| Common StockSEC Table I · non-derivative | Direct | 66,873 |
Reported balance
After 2021-08-02 transaction · row 9
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 9 · 2021-08-02 · Exercise / conversion · Acquired 18,849 · Balance 66,873 |
| Common StockSEC Table I · non-derivative | Direct | 50,524 |
Reported balance
After 2021-08-02 transaction · row 10
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 10 · 2021-08-02 · Tax withholding · Disposed 16,349 · Balance 50,524 |
| Common StockSEC Table I · non-derivative | Direct | 58,253 |
Reported balance
After 2021-08-02 transaction · row 11
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 11 · 2021-08-02 · Exercise / conversion · Acquired 7,729 · Balance 58,253 |
| Common StockSEC Table I · non-derivative | Direct | 55,888 |
Reported balance
After 2021-08-02 transaction · row 12
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 12 · 2021-08-02 · Tax withholding · Disposed 2,365 · Balance 55,888 |
| Common StockSEC Table I · non-derivative | Direct | 64,409 |
Reported balance
After 2021-08-02 transaction · row 13
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 13 · 2021-08-02 · Exercise / conversion · Acquired 8,521 · Balance 64,409 |
| Common StockSEC Table I · non-derivative | Direct | 61,802 |
Reported balance
After 2021-08-02 transaction · row 14
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 14 · 2021-08-02 · Tax withholding · Disposed 2,607 · Balance 61,802 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.72 · Expires 2023-08-29 | Direct | 0 |
Reported balance
After 2021-08-02 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-08-02 · Exercise / conversion · Disposed 20,000 · Balance 0 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.40 · Expires 2024-03-31 | Direct | 0 |
Reported balance
After 2021-08-02 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2021-08-02 · Exercise / conversion · Disposed 19,900 · Balance 0 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.61 · Expires 2025-03-09 | Direct | 0 |
Reported balance
After 2021-08-02 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2021-08-02 · Exercise / conversion · Disposed 29,150 · Balance 0 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.64 · Expires 2026-03-28 | Direct | 0 |
Reported balance
After 2021-08-02 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2021-08-02 · Exercise / conversion · Disposed 12,660 · Balance 0 |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.39 · Expires 2027-05-06 | Direct | 0 |
Reported balance
After 2021-08-02 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2021-08-02 · Exercise / conversion · Disposed 18,849 · Balance 0 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.15 · Expires 2026-03-28 | Direct | 0 |
Reported balance
After 2021-08-02 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2021-08-02 · Exercise / conversion · Disposed 7,729 · Balance 0 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $7.15 · Expires 2027-05-06 | Direct | 0 |
Reported balance
After 2021-08-02 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2021-08-02 · Exercise / conversion · Disposed 8,521 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionRestricted Stock Units · Derivative | 8,521 | $0.00 Strike: $7.15 | $0.00 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 21 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,521 shares Expires 2027-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionRestricted Stock Units · Derivative | 7,729 | $0.00 Strike: $7.15 | $0.00 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 20 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,729 shares Expires 2026-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 18,849 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 19 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,849 shares Expires 2027-05-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 12,660 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 18 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,660 shares Expires 2026-03-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 29,150 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 17 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,150 shares Expires 2025-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 19,900 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 16 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,900 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 20,000 | $0.00 Strike: $5.72 | $0.00 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · derivative · entry 15 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2023-08-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 2,607 | $7.15 | $18,640.05 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 14 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,802 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 8,521 | $7.15 | $60,925.15 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 13 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 2,365 | $7.15 | $16,909.75 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 12 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,888 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 7,729 | $7.15 | $55,262.35 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 11 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 16,349 | $7.15 | $116,895.35 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 10 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,524 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 18,849 | $5.39 | $101,596.11 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 9 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 8,358 | $7.15 | $59,759.70 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 8 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,024 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 12,660 | $2.64 | $33,422.40 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 7 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,832 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 21,375 | $7.15 | $152,831.25 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 6 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,722 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 29,150 | $3.61 | $105,231.50 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 5 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 15,777 | $7.15 | $112,805.55 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 4 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,947 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 19,900 | $4.44 | $88,356.00 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 3 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 17,845 | $7.15 | $127,591.75 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 2 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,824 Read SEC document |
| August 02, 2021 Filed Aug 5, 2021 01:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 20,000 | $5.72 | $114,400.00 |
DisclosureSEC source: 0001615594-21-000086 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · Vice President/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2021 Filed May 13, 2021 21:20 UTC Amendment | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 1,303 | $6.64 | $8,651.92 |
DisclosureSEC source: 0001615594-21-000053 · primary_doc.xml · nonDerivative · entry 2 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,669 F2 · shares: Represents share withholding in connection with the vesting of 4,261 Restricted Stock Units. Read SEC document |
| May 06, 2021 Filed May 13, 2021 21:20 UTC Amendment | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 4,261 | $6.64 | $28,293.04 |
DisclosureSEC source: 0001615594-21-000053 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,972 F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021. Read SEC document |
| May 06, 2021 Filed May 13, 2021 20:56 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 1,303 | $6.64 | $8,651.92 |
DisclosureSEC source: 0001615594-21-000050 · primary_doc.xml · nonDerivative · entry 2 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,669 F2 · shares: Represents share withholding in connection with the vesting of 4,261 Restricted Stock Units. Read SEC document |
| May 06, 2021 Filed May 13, 2021 20:56 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 4,261 | $6.64 | $28,293.04 |
DisclosureSEC source: 0001615594-21-000050 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,972 F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through May 6, 2021. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:11 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 2,492 | $6.02 | $15,001.84 |
DisclosureSEC source: 0001615594-21-000038 · primary_doc.xml · nonDerivative · entry 2 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,356 F1 · shares: Represents share withholding in connection with the vesting of 7,729 Restricted Stock Units. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 21:11 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 7,729 | $6.02 | $46,528.58 |
DisclosureSEC source: 0001615594-21-000038 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,848 Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:04 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 1,947 | $5.96 | $11,604.12 |
DisclosureSEC source: 0001615594-21-000027 · primary_doc.xml · nonDerivative · entry 2 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,119 Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 23:04 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 5,424 | $5.96 | $32,327.04 |
DisclosureSEC source: 0001615594-21-000027 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,066 F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through March 4, 2021. Read SEC document |
| May 18, 2020 Filed May 20, 2020 15:36 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 200 | $5.05 | $1,010.00 |
DisclosureSEC source: 0001615594-20-000032 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,061 Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:55 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantRestricted Stock Units · Derivative | 12,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-20-000031 · primary_doc.xml · derivative · entry 4 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,782 Underlying: Common Stock · 12,782 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock. F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:55 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 18,849 | $0.00 Strike: $5.39 | $0.00 |
DisclosureSEC source: 0001615594-20-000031 · primary_doc.xml · derivative · entry 3 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,849 Underlying: Common Stock · 18,849 shares Expires 2027-05-06 F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
| March 30, 2020 Filed Apr 2, 2020 21:07 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 7,729 | $4.46 | $34,471.34 |
DisclosureSEC source: 0001615594-20-000022 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,386 F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances through 3/30/2020. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 16:04 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionStock Option (Right-to-Buy) · Derivative | 6,600 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-19-000042 · primary_doc.xml · derivative · entry 5 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,600 shares Expires 2024-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 16:04 UTC | SUNation Energy, Inc. JCS · Entity 7787 | SaleCommon Stock | 1,702.87 | $5.93 | $10,098.02 |
DisclosureSEC source: 0001615594-19-000042 · primary_doc.xml · nonDerivative · entry 4 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,323 F2 · kind: Shares have been surrendered pursuant to the Company's Stock Repurchase Program. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 16:04 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 4,897.13 | $5.93 | $29,039.98 |
DisclosureSEC source: 0001615594-19-000042 · primary_doc.xml · nonDerivative · entry 3 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,025.87 Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 16:04 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Exercise / conversionCommon Stock | 6,600 | $4.40 | $29,040.00 |
DisclosureSEC source: 0001615594-19-000042 · primary_doc.xml · nonDerivative · entry 2 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2019 Filed Nov 6, 2019 16:04 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 386 | $3.88 | $1,497.68 |
DisclosureSEC source: 0001615594-19-000042 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,323 F1 · kind: Shares were acquired under the Company's Employee Stock Purchase Plan in a transaction exempt under both Rule 16b-3(d) and Rule 16b-3(c). Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 14:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 200 | $4.25 | $850.00 |
DisclosureSEC source: 0001615594-19-000032 · primary_doc.xml · nonDerivative · entry 2 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,253 F1 · balance_after: Reflects all Employee Stock Purchase Plan issuances as of August 20, 2019. Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 14:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 50 | $4.28 | $214.00 |
DisclosureSEC source: 0001615594-19-000032 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,053 Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 15:53 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantRestricted Stock Units · Derivative | 23,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-19-000004 · primary_doc.xml · derivative · entry 4 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,187 Underlying: Common Stock · 23,187 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock. F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 15:53 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 12,660 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001615594-19-000004 · primary_doc.xml · derivative · entry 3 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,660 Underlying: Common Stock · 12,660 shares Expires 2026-03-28 F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 19:29 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 500 | $2.44 | $1,218.65 |
DisclosureSEC source: 0001615594-18-000061 · primary_doc.xml · nonDerivative · entry 2 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,325 Read SEC document |
| December 14, 2018 Filed Dec 14, 2018 19:29 UTC | SUNation Energy, Inc. JCS · Entity 7787 | PurchaseCommon Stock | 500 | $2.50 | $1,249.30 |
DisclosureSEC source: 0001615594-18-000061 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,825 F1 · balance_after: Reflects all Employee Stock Purchase Plan issues through December 13, 2018. Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 29,150 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001615594-18-000018 · primary_doc.xml · derivative · entry 2 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,150 Underlying: Common Stock · 29,150 shares Expires 2025-03-09 F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
| November 28, 2017 Filed Feb 15, 2018 14:18 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 248 | $3.62 | $897.76 |
DisclosureSEC source: 0001615594-18-000008 · primary_doc.xml · nonDerivative · entry 1 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,339 F1 · balance_after: Reflects all Employee Stock Purchase Plan and ESOP issuances through 12/31/2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:56 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 26,500 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-17-000026 · primary_doc.xml · derivative · entry 2 Fandrich Mark · CIK 0001683065 · VP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,500 Underlying: Common Stock · 26,500 shares Expires 2024-03-31 F1 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.