Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SUNation Energy, Inc.JCS · Entity 7787 | GM/VP Transition Networks | March 28, 2019 | April 01, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SUNation Energy, Inc.
Report date March 28, 2019 · Filed April 01, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.64 · Expires 2026-03-28 | Direct | 9,914 |
Reported balance
After 2019-03-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-03-28 · Grant · Acquired 9,914 · Balance 9,914 F3: Option vests as to 25% on each of the first four anniversaries of the date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 18,158 |
Reported balance
After 2019-03-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-03-28 · Grant · Acquired 18,158 · Balance 18,158 F4: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock. F5: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. |
| Common StockSEC Table I · non-derivative | Direct | 7,354 |
Reported balance
Holding disclosure · report date 2019-03-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 7,354 F1: Reflects all Employee Stock Purchase Plan issuances through March 28, 2019. |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 6,893.4377 |
Reported balance
Holding disclosure · report date 2019-03-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 6,893.4377 F2: Reflects all ESOP allocations and dispositions that have occurred since reporting person's last report. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects all Employee Stock Purchase Plan issuances through March 28, 2019.
F2: Reflects all ESOP allocations and dispositions that have occurred since reporting person's last report.
F3: Option vests as to 25% on each of the first four anniversaries of the date of grant.
F4: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock.
F5: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2019 Filed Apr 1, 2019 16:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantRestricted Stock Units · Derivative | 18,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001615594-19-000008 · primary_doc.xml · derivative · entry 4 OTIS SCOTT GREGORY · CIK 0001586053 · GM/VP Transition Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,158 Underlying: Common Stock · 18,158 shares Expires not disclosed F4 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of CSI Common Stock. F5 · derivative.exercise_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. F5 · derivative.expiration_date: The Restricted Stock Units vest as to 1/3 of the shares on each of the first three anniversaries of the date of grant. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 16:39 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 9,914 | $0.00 Strike: $2.64 | $0.00 |
DisclosureSEC source: 0001615594-19-000008 · primary_doc.xml · derivative · entry 3 OTIS SCOTT GREGORY · CIK 0001586053 · GM/VP Transition Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,914 Underlying: Common Stock · 9.914 shares Expires 2026-03-28 F3 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 18:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | Tax withholdingCommon Stock | 1,830 | $3.56 | $6,514.80 |
DisclosureSEC source: 0000897101-18-000330 · csi180812otis_4.xml · nonDerivative · entry 2 OTIS SCOTT GREGORY · CIK 0001586053 · GM/VP Transition Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,354 Read SEC document |
| March 28, 2018 Filed Mar 30, 2018 18:28 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 5,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000330 · csi180812otis_4.xml · nonDerivative · entry 1 OTIS SCOTT GREGORY · CIK 0001586053 · GM/VP Transition Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,184 Read SEC document |
| March 09, 2018 Filed Mar 13, 2018 17:46 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 22,786 | $0.00 Strike: $3.61 | $0.00 |
DisclosureSEC source: 0001615594-18-000021 · primary_doc.xml · derivative · entry 2 OTIS SCOTT GREGORY · CIK 0001586053 · GM/VP Transition Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,786 Underlying: Common Stock · 22,786 shares Expires 2025-03-09 F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 20:19 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 15,000 | $0.00 Strike: $3.72 | $0.00 |
DisclosureSEC source: 0001615594-17-000070 · primary_doc.xml · derivative · entry 2 OTIS SCOTT GREGORY · CIK 0001586053 · GM/VP Transition Networks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2024-12-18 F1 · derivative.exercise_date: Option vests as to 50% on each of the first two anniversaries of the date of grant. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 21:14 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 22,123 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001615594-17-000030 · primary_doc.xml · derivative · entry 2 OTIS SCOTT GREGORY · CIK 0001586053 · GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,123 Underlying: Common Stock · 22,123 shares Expires 2024-03-31 F2 · derivative.exercise_date: Option vests as to 25% on each of the first four anniversaries of the date of grant. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 21:56 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantCommon Stock | 1,038 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-17-000386 · csi170967otis_4.xml · nonDerivative · entry 1 OTIS SCOTT GREGORY · CIK 0001586053 · VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,084 Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 19:16 UTC | SUNation Energy, Inc. JCS · Entity 7787 | GrantStock Option (Right-to-Buy) · Derivative | 10,000 | $0.00 Strike: $4.55 | $0.00 |
DisclosureSEC source: 0001615594-17-000011 · primary_doc.xml · derivative · entry 2 OTIS SCOTT GREGORY · CIK 0001586053 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2024-02-24 F1 · derivative.exercise_date: Option vests as to 50% on each of the first two anniversaries of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.