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STATE STREET CORP

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242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2019 Filed Nov 19, 2019 21:09 UTC OtherCash - Only Right · Derivative 122 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-19-000659 · wf-form4_157419772939569.xml · derivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Common Stock · 122 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · kind: These rights represent amounts settled in cash due to dividend reinvestment in connection with the previously reported retirement of the reporting person and the resulting conversion to cash of phantom securities under and in accordance with the terms of the State Street Corporation Management Supplemental Savings Plan on July 1, 2019.

F2 · price: These rights represent amounts settled in cash due to dividend reinvestment in connection with the previously reported retirement of the reporting person and the resulting conversion to cash of phantom securities under and in accordance with the terms of the State Street Corporation Management Supplemental Savings Plan on July 1, 2019.

F2 · derivative.exercise_date: These rights represent amounts settled in cash due to dividend reinvestment in connection with the previously reported retirement of the reporting person and the resulting conversion to cash of phantom securities under and in accordance with the terms of the State Street Corporation Management Supplemental Savings Plan on July 1, 2019.

F2 · derivative.expiration_date: These rights represent amounts settled in cash due to dividend reinvestment in connection with the previously reported retirement of the reporting person and the resulting conversion to cash of phantom securities under and in accordance with the terms of the State Street Corporation Management Supplemental Savings Plan on July 1, 2019.

F2 · ownership.nature: These rights represent amounts settled in cash due to dividend reinvestment in connection with the previously reported retirement of the reporting person and the resulting conversion to cash of phantom securities under and in accordance with the terms of the State Street Corporation Management Supplemental Savings Plan on July 1, 2019.

Read SEC document
September 19, 2019 Filed Sep 23, 2019 20:05 UTC GrantCommon Stock 2,128 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000581 · wf-form4_156926910552749.xml · nonDerivative · entry 1

Chandoha Marie A · CIK 0001656828 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,128

F1 · shares: Payment of prorated Director's stock award.

Read SEC document
August 29, 2019 Filed Sep 3, 2019 20:10 UTC
O HANLEY RONALD PDirector · President and CEO
PurchaseCommon Stock 7,000 $50.43 $353,010.00
Disclosure

SEC source: 0000093751-19-000567 · wf-form4_156754144213263.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,235

F1 · kind: The purchase reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 22, 2019.

Read SEC document
August 16, 2019 Filed Aug 19, 2019 20:08 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 133 $49.02 $6,519.66
Disclosure

SEC source: 0000093751-19-000558 · wf-form4_156624529199474.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,232

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:10 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 948 $48.81 $46,271.88
Disclosure

SEC source: 0000093751-19-000565 · wf-form4_156624543817547.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,374

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:10 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 226 $48.81 $11,031.06
Disclosure

SEC source: 0000093751-19-000563 · wf-form4_156624539646267.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,782

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:10 UTC
PLANSKY JOHNEVP; CEO Charles River Develop
Tax withholdingCommon Stock 313 $48.81 $15,277.53
Disclosure

SEC source: 0000093751-19-000564 · wf-form4_156624541719522.xml · nonDerivative · entry 1

PLANSKY JOHN · CIK 0001782452 · EVP; CEO Charles River Develop

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,760

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:09 UTC
Maiuri Louis DEVP & Chief Operating Officer
Tax withholdingCommon Stock 500 $48.81 $24,405.00
Disclosure

SEC source: 0000093751-19-000562 · wf-form4_156624537630507.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,496

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:09 UTC
Keenan Karen CEVP and Chief Admin. Officer
Tax withholdingCommon Stock 619 $48.81 $30,213.39
Disclosure

SEC source: 0000093751-19-000561 · wf-form4_156624535501361.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,655

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:09 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 151 $48.81 $7,370.31
Disclosure

SEC source: 0000093751-19-000560 · wf-form4_156624533427796.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,559

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:08 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 268 $48.81 $13,081.08
Disclosure

SEC source: 0000093751-19-000559 · wf-form4_156624531302069.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,830

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:08 UTC PurchaseCommon Stock 500 $49.24 $24,620.00
Disclosure

SEC source: 0000093751-19-000557 · wf-form4_156624526674293.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,793

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $49.245 through $49.248, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:07 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 357 $48.81 $17,425.17
Disclosure

SEC source: 0000093751-19-000555 · wf-form4_156624522277431.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,884

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 15, 2019 Filed Aug 19, 2019 20:07 UTC
Atkinson Tracy AExecutive Vice President
Tax withholdingCommon Stock 1,363 $48.81 $66,528.03
Disclosure

SEC source: 0000093751-19-000556 · wf-form4_156624524742313.xml · nonDerivative · entry 1

Atkinson Tracy A · CIK 0001338351 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,409

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:09 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 7,982 $52.13 $416,101.66
Disclosure

SEC source: 0000093751-19-000543 · wf-form4_156581336471219.xml · nonDerivative · entry 2

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,837

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.07 through $52.29, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 20:09 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 17,018 $51.53 $876,937.54
Disclosure

SEC source: 0000093751-19-000543 · wf-form4_156581336471219.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,819

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.05 through $52.04, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
August 05, 2019 Filed Aug 5, 2019 21:28 UTC PurchaseCommon Stock 500 $53.75 $26,875.00
Disclosure

SEC source: 0000093751-19-000514 · wf-form4_156504049415721.xml · nonDerivative · entry 2

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,293

Read SEC document
August 02, 2019 Filed Aug 5, 2019 21:28 UTC PurchaseCommon Stock 500 $54.88 $27,440.00
Disclosure

SEC source: 0000093751-19-000514 · wf-form4_156504049415721.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,793

Read SEC document
August 01, 2019 Filed Aug 1, 2019 20:08 UTC PurchaseCommon Stock 500 $56.75 $28,375.00
Disclosure

SEC source: 0000093751-19-000512 · wf-form4_156469011776623.xml · nonDerivative · entry 3

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,293

Read SEC document
August 01, 2019 Filed Aug 1, 2019 20:08 UTC PurchaseCommon Stock 500 $57.75 $28,875.00
Disclosure

SEC source: 0000093751-19-000512 · wf-form4_156469011776623.xml · nonDerivative · entry 2

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,793

Read SEC document
July 31, 2019 Filed Aug 1, 2019 20:08 UTC
Aristeguieta FranciscoEVP; CEO State Street Int'l
GrantCommon Stock 129,672 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000511 · wf-form4_156469009663031.xml · nonDerivative · entry 1

Aristeguieta Francisco · CIK 0001566752 · EVP; CEO State Street Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,672

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 20:08 UTC PurchaseCommon Stock 500 $58.75 $29,375.00
Disclosure

SEC source: 0000093751-19-000512 · wf-form4_156469011776623.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,293

Read SEC document
July 25, 2019 Filed Jul 29, 2019 20:05 UTC Tax withholdingCommon Stock 30 $54.82 $1,644.60
Disclosure

SEC source: 0000093751-19-000508 · wf-form4_156443072792945.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,514

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with dividends paid on previously awarded restricted stock units granted pursuant to State Street Corporation 2017 Equity Incentive Plan under a supplemental retirement plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
July 22, 2019 Filed Jul 24, 2019 20:31 UTC PurchaseCommon Stock 500 $58.85 $29,425.00
Disclosure

SEC source: 0000093751-19-000503 · wf-form4_156400026607012.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,793

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:01 UTC OtherCash - Only Right · Derivative 14,154 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-19-000480 · wf-form4_156218409327931.xml · derivative · entry 3

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · see footnote

Disclosed balance after: 0

Underlying: Common Stock · 14,154 shares

Expires not disclosed

F4 · derivative.exercise_price: 1-for-1

F5 · kind: These rights represent the right to receive cash in an amount equal to the value of the underlying phantom securities upon retirement under and in accordance with the State Street Corporation Management Supplemental Savings Plan. On July 1, 2019 these rights automatically settled in cash under the terms of the plan. The number of rights converted reflect contributions and share equivalents received due to dividend reinvestment.

F5 · price: These rights represent the right to receive cash in an amount equal to the value of the underlying phantom securities upon retirement under and in accordance with the State Street Corporation Management Supplemental Savings Plan. On July 1, 2019 these rights automatically settled in cash under the terms of the plan. The number of rights converted reflect contributions and share equivalents received due to dividend reinvestment.

F5 · derivative.exercise_date: These rights represent the right to receive cash in an amount equal to the value of the underlying phantom securities upon retirement under and in accordance with the State Street Corporation Management Supplemental Savings Plan. On July 1, 2019 these rights automatically settled in cash under the terms of the plan. The number of rights converted reflect contributions and share equivalents received due to dividend reinvestment.

F5 · derivative.expiration_date: These rights represent the right to receive cash in an amount equal to the value of the underlying phantom securities upon retirement under and in accordance with the State Street Corporation Management Supplemental Savings Plan. On July 1, 2019 these rights automatically settled in cash under the terms of the plan. The number of rights converted reflect contributions and share equivalents received due to dividend reinvestment.

F5 · ownership.nature: These rights represent the right to receive cash in an amount equal to the value of the underlying phantom securities upon retirement under and in accordance with the State Street Corporation Management Supplemental Savings Plan. On July 1, 2019 these rights automatically settled in cash under the terms of the plan. The number of rights converted reflect contributions and share equivalents received due to dividend reinvestment.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:01 UTC Tax withholdingCommon Stock 2,962 $56.69 $167,915.78
Disclosure

SEC source: 0000093751-19-000480 · wf-form4_156218409327931.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747,363

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded restricted stock units granted pursuant to State Street Corporation 2017 Equity Incentive Plan under a supplemental retirement plan.

F2 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
May 16, 2019 Filed May 17, 2019 20:11 UTC
Erickson AndrewExecutive Vice President
SaleCommon Stock 133 $61.99 $8,244.67
Disclosure

SEC source: 0000093751-19-000451 · wf-form4_155812385707928.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,365

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2017.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:10 UTC GrantCommon Stock 3,155 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000449 · wf-form4_155812378657595.xml · nonDerivative · entry 1

de Saint-Aignan Patrick · CIK 0001444295 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,293

F1 · shares: Payment of Director's stock award.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:14 UTC
Keenan Karen CEVP and Chief Admin. Officer
Tax withholdingCommon Stock 619 $61.81 $38,260.39
Disclosure

SEC source: 0000093751-19-000458 · wf-form4_155812408022776.xml · nonDerivative · entry 1

Keenan Karen C · CIK 0001676546 · EVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,274

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:13 UTC GrantCommon Stock 4,045 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000456 · wf-form4_155812401242990.xml · nonDerivative · entry 3

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,325

F5 · shares: Payment of Director's stock award.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:13 UTC SaleCommon Stock 3,183 $62.48 $198,873.84
Disclosure

SEC source: 0000093751-19-000456 · wf-form4_155812401242990.xml · nonDerivative · entry 2

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,280

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.41 through $62.57, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:13 UTC SaleCommon Stock 21,817 $61.99 $1,352,435.83
Disclosure

SEC source: 0000093751-19-000456 · wf-form4_155812401242990.xml · nonDerivative · entry 1

HOOLEY JOSEPH L · CIK 0001123847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,463

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.41 through $62.40, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:20 UTC
Taraporevala CyrusEVP; President and CEO of SSGA
Tax withholdingCommon Stock 811 $61.81 $50,127.91
Disclosure

SEC source: 0000093751-19-000469 · wf-form4_155812442626643.xml · nonDerivative · entry 1

Taraporevala Cyrus · CIK 0001454920 · EVP; President and CEO of SSGA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,322

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:09 UTC GrantCommon Stock 3,155 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000448 · wf-form4_155812375206255.xml · nonDerivative · entry 1

BURNES KENNETT F · CIK 0001201084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,703

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents and shares acquired due to dividend reinvestment through the date of this report.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:20 UTC GrantCommon Stock 3,155 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000468 · wf-form4_155812439319751.xml · nonDerivative · entry 1

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,367

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:19 UTC
Shagoury AntoineExecutive Vice President
Tax withholdingCommon Stock 358 $61.81 $22,127.98
Disclosure

SEC source: 0000093751-19-000467 · wf-form4_155812435844179.xml · nonDerivative · entry 1

Shagoury Antoine · CIK 0001676783 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,771

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:18 UTC GrantCommon Stock 3,155 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000465 · wf-form4_155812432522278.xml · nonDerivative · entry 1

SERGEL RICHARD P · CIK 0001095170 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,829

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:18 UTC GrantCommon Stock 3,155 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000464 · wf-form4_155812429141139.xml · nonDerivative · entry 1

O'Sullivan Sean · CIK 0001704680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,086

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:17 UTC
O HANLEY RONALD PDirector · President and CEO
Tax withholdingCommon Stock 3,024 $61.81 $186,913.44
Disclosure

SEC source: 0000093751-19-000463 · wf-form4_155812425754493.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,235

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:17 UTC
Nolan ElizabethExecutive Vice President
Tax withholdingCommon Stock 225 $61.81 $13,907.25
Disclosure

SEC source: 0000093751-19-000462 · wf-form4_155812422341063.xml · nonDerivative · entry 1

Nolan Elizabeth · CIK 0001722378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,008

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
May 15, 2019 Filed May 17, 2019 20:16 UTC GrantCommon Stock 3,155 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000461 · wf-form4_155812418718157.xml · nonDerivative · entry 1

Meaney William L · CIK 0001566391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,259

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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May 15, 2019 Filed May 17, 2019 20:16 UTC
MATHEW SARADirector
GrantCommon Stock 3,155 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000460 · wf-form4_155812415227253.xml · nonDerivative · entry 1

MATHEW SARA · CIK 0001192748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,210

F1 · shares: Payment of Director's stock award.

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May 15, 2019 Filed May 17, 2019 20:15 UTC
Maiuri Louis DEVP & Chief Operating Officer
Tax withholdingCommon Stock 500 $61.81 $30,905.00
Disclosure

SEC source: 0000093751-19-000459 · wf-form4_155812411333952.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · EVP & Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,996

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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May 15, 2019 Filed May 17, 2019 20:11 UTC GrantCommon Stock 3,155 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000452 · wf-form4_155812389050045.xml · nonDerivative · entry 1

Fawcett Amelia C. · CIK 0001383961 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,374

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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May 15, 2019 Filed May 17, 2019 20:14 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 152 $61.81 $9,395.12
Disclosure

SEC source: 0000093751-19-000457 · wf-form4_155812404577520.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,710

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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May 15, 2019 Filed May 17, 2019 20:13 UTC
Grove Hannah MExecutive Vice President
Tax withholdingCommon Stock 267 $61.81 $16,503.27
Disclosure

SEC source: 0000093751-19-000455 · wf-form4_155812397172698.xml · nonDerivative · entry 1

Grove Hannah M · CIK 0001704679 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,098

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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May 15, 2019 Filed May 17, 2019 20:12 UTC GrantCommon Stock 3,155 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000453 · wf-form4_155812393696739.xml · nonDerivative · entry 1

Freda William C · CIK 0001626695 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,559

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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May 15, 2019 Filed May 17, 2019 20:10 UTC
Dugle Lynn ADirector
GrantCommon Stock 3,155 $0.00 $0.00
Disclosure

SEC source: 0000093751-19-000450 · wf-form4_155812382168209.xml · nonDerivative · entry 1

Dugle Lynn A · CIK 0001453368 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,693

F1 · shares: Payment of Director's stock award.

F2 · balance_after: Includes Director's stock compensation dividend equivalents acquired through the date of this report.

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May 14, 2019 Filed May 16, 2019 20:01 UTC
CARP JEFFREY NEVP, CLO and Secretary
SaleCommon Stock 25,000 $63.22 $1,580,500.00
Disclosure

SEC source: 0000093751-19-000427 · wf-form4_155803687506779.xml · nonDerivative · entry 1

CARP JEFFREY N · CIK 0001287958 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,749

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2017.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.75 through $63.64, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

F3 · balance_after: The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

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May 07, 2019 Filed May 9, 2019 20:46 UTC PurchaseCommon Stock 3,000 $64.50 $193,500.00
Disclosure

SEC source: 0000093751-19-000392 · wf-form4_155743479002618.xml · nonDerivative · entry 1

SUMME GREGORY L · CIK 0001143422 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By a Trust

Disclosed balance after: 3,000

F1 · balance_after: By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.