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NYSE · USD

STT

STATE STREET CORP

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Tapewire entity
242
SEC CIK
0000093751
Parsed reports
778

Last 12 months

Inside the activity.

1 purchase rows · 17 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202603
Mar 202612
Apr 202602
May 202603
Jun 202602
Jul 202603
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2023 Filed Feb 28, 2023 21:26 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 3,513 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000527 · wf-form4_167761954395925.xml · nonDerivative · entry 2

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,870

F2 · shares: Stock award granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:26 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 1,528 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000527 · wf-form4_167761954395925.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,357

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:27 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 13,410 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000528 · wf-form4_167761960119714.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,851

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:25 UTC
Aboaf Eric W.Vice Chairman and CFO
GrantCommon Stock 22,767 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000526 · wf-form4_167761949854037.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,759

F1 · shares: Restricted stock units granted pursuant to State Street Corporation 2017 Stock Incentive Plan.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:07 UTC
PLANSKY JOHNExecutive Vice President
SaleCommon Stock 11,168 $92.22 $1,029,912.96
Disclosure

SEC source: 0000093751-23-000513 · wf-form4_167710004125401.xml · nonDerivative · entry 1

PLANSKY JOHN · CIK 0001782452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,455

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.12 through $92.39, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:17 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 1,287 $94.11 $121,119.57
Disclosure

SEC source: 0000093751-23-000511 · wf-form4_167666859229642.xml · nonDerivative · entry 3

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,308

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:17 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 1,737 $94.11 $163,469.07
Disclosure

SEC source: 0000093751-23-000511 · wf-form4_167666859229642.xml · nonDerivative · entry 2

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,595

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:17 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
GrantCommon Stock 5,736 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000511 · wf-form4_167666859229642.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,332

F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
PLANSKY JOHNExecutive Vice President
Tax withholdingCommon Stock 4,146 $94.11 $390,180.06
Disclosure

SEC source: 0000093751-23-000510 · wf-form4_167666855696688.xml · nonDerivative · entry 3

PLANSKY JOHN · CIK 0001782452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,623

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
PLANSKY JOHNExecutive Vice President
Tax withholdingCommon Stock 4,898 $94.11 $460,950.78
Disclosure

SEC source: 0000093751-23-000510 · wf-form4_167666855696688.xml · nonDerivative · entry 2

PLANSKY JOHN · CIK 0001782452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,769

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:16 UTC
PLANSKY JOHNExecutive Vice President
GrantCommon Stock 14,505 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000510 · wf-form4_167666855696688.xml · nonDerivative · entry 1

PLANSKY JOHN · CIK 0001782452 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,667

F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 4,037 $94.11 $379,922.07
Disclosure

SEC source: 0000093751-23-000509 · wf-form4_167666852462346.xml · nonDerivative · entry 3

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,016

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 4,205 $94.11 $395,732.55
Disclosure

SEC source: 0000093751-23-000509 · wf-form4_167666852462346.xml · nonDerivative · entry 2

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,053

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
GrantCommon Stock 12,952 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000509 · wf-form4_167666852462346.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,258

F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2022 Cash Settled Restricted Stock Units · Derivative 2,515 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-23-000508 · wf-form4_167666849384738.xml · derivative · entry 10

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,127

Underlying: Common Stock · 2,515 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F7 · derivative.exercise_date: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2021 Cash Settled Restricted Stock Units · Derivative 2,581 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-23-000508 · wf-form4_167666849384738.xml · derivative · entry 9

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,325

Underlying: Common Stock · 2,581 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F6 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Tax withholdingCommon Stock 18,743 $94.11 $1,763,903.73
Disclosure

SEC source: 0000093751-23-000508 · wf-form4_167666849384738.xml · nonDerivative · entry 7

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,968

F4 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Tax withholdingCommon Stock 34,537 $94.11 $3,250,277.07
Disclosure

SEC source: 0000093751-23-000508 · wf-form4_167666849384738.xml · nonDerivative · entry 6

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,711

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
O HANLEY RONALD PDirector · Chairman and CEO
GrantCommon Stock 81,407 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000508 · wf-form4_167666849384738.xml · nonDerivative · entry 5

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,248

F2 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 2,515 $94.11 $236,686.65
Disclosure

SEC source: 0000093751-23-000508 · wf-form4_167666849384738.xml · nonDerivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,515 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000508 · wf-form4_167666849384738.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,356

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 2,581 $94.11 $242,897.91
Disclosure

SEC source: 0000093751-23-000508 · wf-form4_167666849384738.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:15 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,581 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000508 · wf-form4_167666849384738.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:14 UTC
Maiuri Louis DPresident and COO
Tax withholdingCommon Stock 9,204 $94.11 $866,188.44
Disclosure

SEC source: 0000093751-23-000507 · wf-form4_167666842806461.xml · nonDerivative · entry 3

Maiuri Louis D · CIK 0001676784 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,129

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:14 UTC
Maiuri Louis DPresident and COO
Tax withholdingCommon Stock 14,335 $94.11 $1,349,066.85
Disclosure

SEC source: 0000093751-23-000507 · wf-form4_167666842806461.xml · nonDerivative · entry 2

Maiuri Louis D · CIK 0001676784 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,333

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:14 UTC
Maiuri Louis DPresident and COO
GrantCommon Stock 35,819 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000507 · wf-form4_167666842806461.xml · nonDerivative · entry 1

Maiuri Louis D · CIK 0001676784 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,668

F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:13 UTC
Hu W. BradfordEVP and Chief Risk Officer
Tax withholdingCommon Stock 785 $94.11 $73,876.35
Disclosure

SEC source: 0000093751-23-000506 · wf-form4_167666840491277.xml · nonDerivative · entry 1

Hu W. Bradford · CIK 0001629737 · EVP and Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,469

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:13 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 4,614 $94.11 $434,223.54
Disclosure

SEC source: 0000093751-23-000505 · wf-form4_167666837391809.xml · nonDerivative · entry 3

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,078

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:13 UTC
Horgan Kathryn MExecutive Vice President
Tax withholdingCommon Stock 6,012 $94.11 $565,789.32
Disclosure

SEC source: 0000093751-23-000505 · wf-form4_167666837391809.xml · nonDerivative · entry 2

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,692

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:13 UTC
Horgan Kathryn MExecutive Vice President
GrantCommon Stock 17,021 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000505 · wf-form4_167666837391809.xml · nonDerivative · entry 1

Horgan Kathryn M · CIK 0001698378 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,704

F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:12 UTC
FRANZ BRIAN JExecutive Vice President
Tax withholdingCommon Stock 1,528 $94.11 $143,800.08
Disclosure

SEC source: 0000093751-23-000504 · wf-form4_167666833853408.xml · nonDerivative · entry 1

FRANZ BRIAN J · CIK 0001798881 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,609

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:12 UTC
Erickson AndrewExecutive Vice President
Tax withholdingCommon Stock 2,466 $94.11 $232,075.26
Disclosure

SEC source: 0000093751-23-000503 · wf-form4_167666830334947.xml · nonDerivative · entry 2

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,441

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:12 UTC
Erickson AndrewExecutive Vice President
GrantCommon Stock 34,487 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000503 · wf-form4_167666830334947.xml · nonDerivative · entry 1

Erickson Andrew · CIK 0001676785 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,907

F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:11 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 2,333 $94.11 $219,558.63
Disclosure

SEC source: 0000093751-23-000502 · wf-form4_167666824815256.xml · nonDerivative · entry 3

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,829

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:11 UTC
Appleyard IanEVP, CAO and Global Controller
Tax withholdingCommon Stock 1,755 $94.11 $165,163.05
Disclosure

SEC source: 0000093751-23-000502 · wf-form4_167666824815256.xml · nonDerivative · entry 2

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,162

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:11 UTC
Appleyard IanEVP, CAO and Global Controller
GrantCommon Stock 3,601 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000502 · wf-form4_167666824815256.xml · nonDerivative · entry 1

Appleyard Ian · CIK 0001740298 · EVP, CAO and Global Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,917

F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Aboaf Eric W.Vice Chairman and CFO
Tax withholdingCommon Stock 10,159 $94.11 $956,063.49
Disclosure

SEC source: 0000093751-23-000501 · wf-form4_167666819445675.xml · nonDerivative · entry 3

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,992

F3 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Aboaf Eric W.Vice Chairman and CFO
Tax withholdingCommon Stock 14,945 $94.11 $1,406,473.95
Disclosure

SEC source: 0000093751-23-000501 · wf-form4_167666819445675.xml · nonDerivative · entry 2

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,151

F2 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 21:10 UTC
Aboaf Eric W.Vice Chairman and CFO
GrantCommon Stock 33,303 $0.00 $0.00
Disclosure

SEC source: 0000093751-23-000501 · wf-form4_167666819445675.xml · nonDerivative · entry 1

Aboaf Eric W. · CIK 0001638861 · Vice Chairman and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,096

F1 · shares: Settlement of a performance award granted on February 27, 2020 as part of 2019 compensation.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:56 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 315 $79.46 $25,029.90
Disclosure

SEC source: 0000093751-22-000642 · wf-form4_166872219795671.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,596

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:56 UTC
PHELAN DAVID CEVP; Gen Counsel and Secretary
Tax withholdingCommon Stock 717 $79.46 $56,972.82
Disclosure

SEC source: 0000093751-22-000641 · wf-form4_166872217076937.xml · nonDerivative · entry 1

PHELAN DAVID C · CIK 0001268183 · EVP; Gen Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,306

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:56 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2022 Cash Settled Restricted Stock Units · Derivative 7,547 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-22-000640 · wf-form4_166872214623185.xml · derivative · entry 7

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,642

Underlying: Common Stock · 7,547 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F4 · derivative.exercise_date: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:56 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2021 Cash Settled Restricted Stock Units · Derivative 2,581 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-22-000640 · wf-form4_166872214623185.xml · derivative · entry 6

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,906

Underlying: Common Stock · 2,581 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F3 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

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November 15, 2022 Filed Nov 17, 2022 21:56 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 7,547 $79.46 $599,684.62
Disclosure

SEC source: 0000093751-22-000640 · wf-form4_166872214623185.xml · nonDerivative · entry 4

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:56 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 7,547 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000640 · wf-form4_166872214623185.xml · nonDerivative · entry 3

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:56 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Disposition to issuerCommon Stock 2,581 $79.46 $205,086.26
Disclosure

SEC source: 0000093751-22-000640 · wf-form4_166872214623185.xml · nonDerivative · entry 2

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,841

Read SEC document
November 15, 2022 Filed Nov 17, 2022 21:56 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversionCommon Stock 2,581 $0.00 $0.00
Disclosure

SEC source: 0000093751-22-000640 · wf-form4_166872214623185.xml · nonDerivative · entry 1

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:04 UTC
RICHARDS MICHAEL LEVP and Chief Admin Officer
Tax withholdingCommon Stock 315 $74.46 $23,454.90
Disclosure

SEC source: 0000093751-22-000601 · wf-form4_166076662643315.xml · nonDerivative · entry 1

RICHARDS MICHAEL L · CIK 0001807269 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,911

F1 · shares: These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

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August 15, 2022 Filed Aug 17, 2022 20:03 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2022 Cash Settled Restricted Stock Units · Derivative 7,547 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-22-000599 · wf-form4_166076658638979.xml · derivative · entry 7

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,189

Underlying: Common Stock · 7,547 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F4 · derivative.exercise_date: Quarterly installment of award granted on February 25, 2022 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2022 and remaining units vesting in nine equal quarterly installments commencing February 15, 2023.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 20:03 UTC
O HANLEY RONALD PDirector · Chairman and CEO
Exercise / conversion2021 Cash Settled Restricted Stock Units · Derivative 2,581 Not disclosed Not disclosed
Disclosure

SEC source: 0000093751-22-000599 · wf-form4_166076658638979.xml · derivative · entry 6

O HANLEY RONALD P · CIK 0001180495 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,487

Underlying: Common Stock · 2,581 shares

Expires 2024-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F1 · price: Each Unit is the equivalent of one share of State Street Corporation common stock.

F3 · derivative.exercise_date: Quarterly installment of award granted on February 26, 2021 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2021 and remaining units vesting in nine equal quarterly installments commencing February 15, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.