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Nasdaq · USD

STLN

Starling Oncology, Inc.

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Tapewire entity
5327
SEC CIK
0001799191
Parsed reports
266

Last 12 months

Inside the activity.

16 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202501
Jan 202601
Feb 202600
Mar 202670
Apr 202612
May 202630
Jun 202621
Jul 202622
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2026 Filed Jan 5, 2026 22:04 UTC
Carter Robert RossChief Financial Officer
SaleCommon Stock 247 $3.56 $879.32
Disclosure

SEC source: 0001079973-26-000008 · ownership.xml · nonDerivative · entry 1

Carter Robert Ross · CIK 0002039341 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,122

F1 · kind: The reporting person used the proceeds of this sale to cover tax liabilities arising from the vesting of an RSU award on January 1, 2026.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 21:30 UTC Amendment
Carter Robert RossChief Financial Officer
OtherCommon Stock 244 $3.67 $895.48
Disclosure

SEC source: 0001079973-26-000039 · ownership.xml · nonDerivative · entry 1

Carter Robert Ross · CIK 0002039341 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,125

F1 · kind: The Issuer executed the sale to cover the tax liabilities arising from the vesting of an RSU award on January 1, 2026.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 21:30 UTC
Hively BradDirector
SaleCommon Stock 13,333 $3.77 $50,290.74
Disclosure

SEC source: 0001079973-25-001861 · ownership.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 683,721

F1 · kind: The reporting person used the proceeds of this sale to cover tax liabilities arising from the vesting of an RSU award on November 20, 2025.

F2 · price: Price of $3.771921 was the volume weighted average selling price of all sales by the reporting person on December 15, 2025 within a one-dollar range. Actual prices ranged from $3.770 to $3.785. The reporting person hereby undertakes to provide upon request of the Commission staff full information regarding the number of shares sold at each separate price.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 17:23 UTC
Ling GabrielDirector
GrantCommon Stock 37,037 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000146 · ownership.xml · nonDerivative · entry 2

Ling Gabriel · CIK 0001945281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,539

F2 · shares: . Represents restricted stock units that were fully vested upon grant.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 17:23 UTC
Ling GabrielDirector
GrantCommon Stock 46,296 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000146 · ownership.xml · nonDerivative · entry 1

Ling Gabriel · CIK 0001945281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 296,502

F1 · shares: Represents restricted stock units that vest in full on Issuer's 2026 annual stockholder meeting date, subject to continued service with the Issuer through such vesting date.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:26 UTC GrantCommon Stock 40,123 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000148 · ownership.xml · nonDerivative · entry 2

McGeorge Anne · CIK 0001779934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,370

F2 · shares: . Represents restricted stock units that were fully vested upon grant.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:26 UTC GrantCommon Stock 67,901 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000148 · ownership.xml · nonDerivative · entry 1

McGeorge Anne · CIK 0001779934 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,247

F1 · shares: Represents restricted stock units that vest in full on Issuer's 2026 annual stockholder meeting date, subject to continued service with the Issuer through such vesting date.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:21 UTC GrantCommon Stock 37,037 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000145 · ownership.xml · nonDerivative · entry 2

Johnson Karen Marie · CIK 0001892819 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,286

F2 · shares: Represents restricted stock units that were fully vested upon grant.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:21 UTC GrantCommon Stock 47,840 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000145 · ownership.xml · nonDerivative · entry 1

Johnson Karen Marie · CIK 0001892819 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,249

F1 · shares: Represents restricted stock units that vest in full on Issuer's 2026 annual stockholder meeting date, subject to continued service with the Issuer through such vesting date.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:25 UTC GrantCommon Stock 40,123 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000147 · ownership.xml · nonDerivative · entry 2

Kaushal Mohit · CIK 0001683021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,302

F2 · shares: Represents restricted stock units that were fully vested upon grant.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:25 UTC GrantCommon Stock 50,926 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000147 · ownership.xml · nonDerivative · entry 1

Kaushal Mohit · CIK 0001683021 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,179

F1 · shares: Represents restricted stock units that vest in full on Issuer's 2026 annual stockholder meeting date, subject to continued service with the Issuer through such vesting date.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:21 UTC GrantCommon Stock 35,494 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000144 · ownership.xml · nonDerivative · entry 2

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,761

F2 · shares: Represents restricted stock units that were fully vested upon grant.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:21 UTC GrantCommon Stock 46,296 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000144 · ownership.xml · nonDerivative · entry 1

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,267

F1 · shares: Represents restricted stock units that vest in full on Issuer's 2026 annual stockholder meeting date, subject to continued service with the Issuer through such vesting date.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:20 UTC
Hively BradDirector
GrantCommon Stock 32,407 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000143 · ownership.xml · nonDerivative · entry 2

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 697,054

F2 · shares: Represents restricted stock units that were fully vested upon grant.

Read SEC document
November 20, 2025 Filed Nov 24, 2025 22:20 UTC
Hively BradDirector
GrantCommon Stock 41,667 $0.00 $0.00
Disclosure

SEC source: 0001553350-25-000143 · ownership.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 664,647

F1 · shares: Represents restricted stock units that vest in full on Issuer's 2026 annual stockholder meeting date, subject to continued service with the Issuer through such vesting date.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 16:02 UTC
Ling GabrielDirector
OtherCommon Stock 141,149 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-113114 · ownership.xml · nonDerivative · entry 1

Ling Gabriel · CIK 0001945281 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,206

F1 · kind: Consists of shares of common stock of the Issuer received by the reporting person through an in-kind distribution by M33 Growth I, L.P. to its limited partners and on a pro rata basis in accordance with their pecuniary interests therein in reliance on Rules 16a-9 and 16a-13 under the Securities Exchange Act of 1934, as amended.

F1 · price: Consists of shares of common stock of the Issuer received by the reporting person through an in-kind distribution by M33 Growth I, L.P. to its limited partners and on a pro rata basis in accordance with their pecuniary interests therein in reliance on Rules 16a-9 and 16a-13 under the Securities Exchange Act of 1934, as amended.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 16:02 UTC
TOI M, LLCDirector
OtherCommon Stock 2,500,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-113113 · ownership.xml · nonDerivative · entry 3

M33 Growth I L.P. · CIK 0001718621 · Director

M33 Growth I GP LLC · CIK 0001894303 · Director

TOI M, LLC · CIK 0001892968 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,444,207

F1 · kind: On November 18, 2025, TOI M, LLC made a distribution in-kind of 590,892 shares of the Issuer's common stock to its members, including 11,818 shares distributed to M33 Growth I L.P. ("M33 LP"). Also on November 18, 2025, M33 LP made a distribution-in-kind of 2,500,000 shares of the Issuer's common stock to its limited partners.

F1 · price: On November 18, 2025, TOI M, LLC made a distribution in-kind of 590,892 shares of the Issuer's common stock to its members, including 11,818 shares distributed to M33 Growth I L.P. ("M33 LP"). Also on November 18, 2025, M33 LP made a distribution-in-kind of 2,500,000 shares of the Issuer's common stock to its limited partners.

F3 · ownership.direct: M33 Growth I GP LLC is the general partner of M33 LP and may be deemed to beneficially own the shares held by M33 LP but disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 16:02 UTC
TOI M, LLCDirector
OtherCommon Stock 11,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-113113 · ownership.xml · nonDerivative · entry 2

M33 Growth I L.P. · CIK 0001718621 · Director

M33 Growth I GP LLC · CIK 0001894303 · Director

TOI M, LLC · CIK 0001892968 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,944,207

F1 · kind: On November 18, 2025, TOI M, LLC made a distribution in-kind of 590,892 shares of the Issuer's common stock to its members, including 11,818 shares distributed to M33 Growth I L.P. ("M33 LP"). Also on November 18, 2025, M33 LP made a distribution-in-kind of 2,500,000 shares of the Issuer's common stock to its limited partners.

F1 · price: On November 18, 2025, TOI M, LLC made a distribution in-kind of 590,892 shares of the Issuer's common stock to its members, including 11,818 shares distributed to M33 Growth I L.P. ("M33 LP"). Also on November 18, 2025, M33 LP made a distribution-in-kind of 2,500,000 shares of the Issuer's common stock to its limited partners.

F3 · ownership.direct: M33 Growth I GP LLC is the general partner of M33 LP and may be deemed to beneficially own the shares held by M33 LP but disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 16:02 UTC
TOI M, LLCDirector
OtherCommon Stock 590,892 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-25-113113 · ownership.xml · nonDerivative · entry 1

M33 Growth I L.P. · CIK 0001718621 · Director

M33 Growth I GP LLC · CIK 0001894303 · Director

TOI M, LLC · CIK 0001892968 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On November 18, 2025, TOI M, LLC made a distribution in-kind of 590,892 shares of the Issuer's common stock to its members, including 11,818 shares distributed to M33 Growth I L.P. ("M33 LP"). Also on November 18, 2025, M33 LP made a distribution-in-kind of 2,500,000 shares of the Issuer's common stock to its limited partners.

F1 · price: On November 18, 2025, TOI M, LLC made a distribution in-kind of 590,892 shares of the Issuer's common stock to its members, including 11,818 shares distributed to M33 Growth I L.P. ("M33 LP"). Also on November 18, 2025, M33 LP made a distribution-in-kind of 2,500,000 shares of the Issuer's common stock to its limited partners.

F2 · ownership.nature: These securities were held by TOI M, LLC.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 21:55 UTC SaleCommon Stock 46,630 $4.00 $186,520.00
Disclosure

SEC source: 0001079973-25-001813 · ownership.xml · nonDerivative · entry 3

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,971

F1 · kind: Represents sale of Common Stock acquired from previously vested RSU awards.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 21:55 UTC SaleCommon Stock 1,210 $4.00 $4,840.00
Disclosure

SEC source: 0001079973-25-001813 · ownership.xml · nonDerivative · entry 2

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 221,601

F1 · kind: Represents sale of Common Stock acquired from previously vested RSU awards.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 21:55 UTC SaleCommon Stock 2,160 $4.00 $8,640.00
Disclosure

SEC source: 0001079973-25-001813 · ownership.xml · nonDerivative · entry 1

Pacala Mark L · CIK 0001321250 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,811

F1 · kind: Represents sale of Common Stock acquired from previously vested RSU awards.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 23:00 UTC
Carter Robert RossChief Financial Officer
GrantCommon Stock 195 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001805 · ownership.xml · nonDerivative · entry 1

Carter Robert Ross · CIK 0002039341 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,369

F1 · shares: Represents RSU awards that were fully vested upon grant, net of withholding tax obligations.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 23:03 UTC
Virnich DanielChief Executive Officer
GrantCommon Stock 6,464 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001809 · ownership.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,799,984

F1 · shares: Represents RSU awards that were fully vested upon grant, net of withholding tax obligations.

Read SEC document
November 17, 2025 Filed Nov 19, 2025 23:01 UTC
Podnos YaleChief Medical Officer
GrantCommon Stock 2,086 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001807 · ownership.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,930

F1 · shares: Represents RSU awards that were fully vested upon grant, net of withholding tax obligations.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:30 UTC
Podnos YaleChief Medical Officer
GrantCommon Stock 1,202 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001764 · ownership.xml · nonDerivative · entry 2

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,844

F1 · shares: Represents RSU awards that were fully vested upon grant, net of withholding tax obligations.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:30 UTC
Podnos YaleChief Medical Officer
GrantCommon Stock 306 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001764 · ownership.xml · nonDerivative · entry 1

Podnos Yale · CIK 0001891104 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 234,642

F1 · shares: Represents RSU awards that were fully vested upon grant, net of withholding tax obligations.

Read SEC document
November 12, 2025 Filed Nov 14, 2025 21:30 UTC
Virnich DanielChief Executive Officer
GrantCommon Stock 6,211 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001765 · ownership.xml · nonDerivative · entry 1

Virnich Daniel · CIK 0001891107 · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,793,520

F1 · shares: Represents RSU awards that were fully vested upon grant, net of withholding tax obligations.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 06:12 UTC
M33 Growth I L.P.Director · 10% owner
M33 Growth I GP LLCDirector · 10% owner
TOI M, LLCDirector · 10% owner
SaleCommon Stock 681,832 $3.09 $2,106,860.88
Disclosure

SEC source: 0001213900-25-084700 · ownership.xml · nonDerivative · entry 2

M33 Growth I L.P. · CIK 0001718621 · Director · 10% owner

M33 Growth I GP LLC · CIK 0001894303 · Director · 10% owner

TOI M, LLC · CIK 0001892968 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 590,892

F2 · ownership.nature: These securities are held by TOI M, LLC.

Read SEC document
September 04, 2025 Filed Sep 5, 2025 06:12 UTC
M33 Growth I L.P.Director · 10% owner
M33 Growth I GP LLCDirector · 10% owner
TOI M, LLCDirector · 10% owner
SaleCommon Stock 6,018,168 $3.09 $18,596,139.12
Disclosure

SEC source: 0001213900-25-084700 · ownership.xml · nonDerivative · entry 1

M33 Growth I L.P. · CIK 0001718621 · Director · 10% owner

M33 Growth I GP LLC · CIK 0001894303 · Director · 10% owner

TOI M, LLC · CIK 0001892968 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,932,389

F1 · ownership.direct: M33 Growth I GP LLC ("M33 LLC") is the general partner of M33 Growth I L.P. ("M33 LP") and may be deemed to beneficially own the shares held by M33 LP but disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

Read SEC document
August 19, 2025 Filed Aug 21, 2025 19:13 UTC
Hively BradDirector
SaleCommon stock 20,221 $4.06 $82,097.26
Disclosure

SEC source: 0000935836-25-000552 · ownership.xml · nonDerivative · entry 1

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 622,980

Read SEC document
July 24, 2025 Filed Jul 28, 2025 21:08 UTC OtherCommon Stock 287,756 $0.00 $0.00
Disclosure

SEC source: 0000935836-25-000475 · ownership.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 2,635,881

F1 · kind: RAB Ventures (DFP) LLC ("RAB Ventures") distributed 287,756 shares to one of its members, Boro Partners Fund 1 ("Boro") in accordance with Boro's beneficial interest in RAB Ventures. The reporting person is a 10% beneficial owner of Boro, but disclaims investment control over Boro. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

F2 · ownership.nature: The distributed shares were owned by RAB Ventures, an entity controlled by the reporting person.

Read SEC document
July 22, 2025 Filed Jul 24, 2025 23:51 UTC
England KristinChief Administrative Officer
GrantCommon Stock 98,037 $0.00 $0.00
Disclosure

SEC source: 0000935836-25-000470 · ownership.xml · nonDerivative · entry 1

England Kristin · CIK 0002078090 · Chief Administrative Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,037

F1 · shares: Represents RSU awards that were fully vested upon grant, net of withholding tax obligations

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:59 UTC ConversionClass A Common Equivalent Preferred Stock · Derivative 6,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001047 · ownership.xml · derivative · entry 4

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 620,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into 100 shares of Common Stock. No consideration was paid in connection with the conversion.

F1 · kind: Represents the conversion of shares of Class A Common Equivalent Preferred Stock, par value $0.0001 (the "Preferred Stock") into shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") in accordance with and pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series A Common Stock Equivalent Convertible Preferred Stock (the "Certificate of Designation").

F4 · derivative.exercise_date: Each share of Preferred Stock is convertible at any time at the option of the reporting person pursuant to the Certificate of Designation and has no expiration date.

F4 · derivative.expiration_date: Each share of Preferred Stock is convertible at any time at the option of the reporting person pursuant to the Certificate of Designation and has no expiration date.

F3 · ownership.nature: Securities are owned by Helen Barasch Family Trust #1, an affiliate of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:59 UTC ConversionCommon Stock 620,400 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001047 · ownership.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,555,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class A Common Equivalent Preferred Stock, par value $0.0001 (the "Preferred Stock") into shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") in accordance with and pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series A Common Stock Equivalent Convertible Preferred Stock (the "Certificate of Designation").

F2 · price: Each share of Preferred Stock is convertible into 100 shares of Common Stock. No consideration was paid in connection with the conversion.

F3 · ownership.nature: Securities are owned by Helen Barasch Family Trust #1, an affiliate of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 20:59 UTC ConversionClass A Common Equivalent Preferred Stock · Derivative 1,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001047 · ownership.xml · derivative · entry 3

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 159,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into 100 shares of Common Stock. No consideration was paid in connection with the conversion.

F1 · kind: Represents the conversion of shares of Class A Common Equivalent Preferred Stock, par value $0.0001 (the "Preferred Stock") into shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") in accordance with and pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series A Common Stock Equivalent Convertible Preferred Stock (the "Certificate of Designation").

F4 · derivative.exercise_date: Each share of Preferred Stock is convertible at any time at the option of the reporting person pursuant to the Certificate of Designation and has no expiration date.

F4 · derivative.expiration_date: Each share of Preferred Stock is convertible at any time at the option of the reporting person pursuant to the Certificate of Designation and has no expiration date.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 20:59 UTC ConversionCommon Stock 159,500 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001047 · ownership.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class A Common Equivalent Preferred Stock, par value $0.0001 (the "Preferred Stock") into shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") in accordance with and pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series A Common Stock Equivalent Convertible Preferred Stock (the "Certificate of Designation").

F2 · price: Each share of Preferred Stock is convertible into 100 shares of Common Stock. No consideration was paid in connection with the conversion.

Read SEC document
June 17, 2025 Filed Jun 24, 2025 19:17 UTC OtherCommon Warrant · Derivative 679,224 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0000935836-25-000435 · ownership.xml · derivative · entry 3

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 679,224 shares

Expires 2030-03-26

F2 · kind: The exercise of the Common Warrant by RAB Ventures (DFP) LLC is exempt pursuant to Rule 16b-6.

F4 · ownership.nature: Securities are owned by RAB Ventures (DFP) LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

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June 17, 2025 Filed Jun 24, 2025 19:17 UTC Tax withholdingCommon Stock 311,128 $2.62 $813,724.17
Disclosure

SEC source: 0000935836-25-000435 · ownership.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 2,923,637

F1 · kind: Represents the net exercise of a Common Stock Purchase Warrant ("Common Warrant") to purchase shares of common stock. The Common Warrant refers to such net exercise transaction as a "Cashless Exercise." In connection with the Cashless Exercise, the Issuer and RAB Ventures (DFP) LLC entered into a Waiver Agreement, pursuant to which the Issuer agreed to waive the Common Warrant provision restricting Cashless Exercises to circumstances where the resale of the underlying shares of common stock is not covered by an effective registration statement under the Securities Act of 1933, as amended.

F3 · shares: RAB Ventures (DFP) LLC received 368,096 shares of common stock on a net exercise of the Common Warrant to purchase 679,224 shares of common stock. The Issuer withheld 311,128 shares of common stock underlying the Common Warrant for payment of the exercise price, using the fair market value of the common stock on the date of exercise, June 17, 2025, of $2.6154. The fair market value of the common stock was determined based on the average of the volume weighted average price on each of the five (5) consecutive trading days ending immediately prior to the date of exercise, pursuant to the terms of the Common Warrant.

F4 · ownership.nature: Securities are owned by RAB Ventures (DFP) LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

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June 17, 2025 Filed Jun 24, 2025 19:17 UTC OtherCommon Stock 679,224 $1.20 $813,710.35
Disclosure

SEC source: 0000935836-25-000435 · ownership.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 3,234,765

F2 · kind: The exercise of the Common Warrant by RAB Ventures (DFP) LLC is exempt pursuant to Rule 16b-6.

F4 · ownership.nature: Securities are owned by RAB Ventures (DFP) LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

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June 05, 2025 Filed Jun 9, 2025 16:15 UTC
M33 Growth I L.P.Director · 10% owner
M33 Growth I GP LLCDirector · 10% owner
TOI M, LLCDirector · 10% owner
SaleCommon Stock 76,324 $3.05 $232,788.20
Disclosure

SEC source: 0001213900-25-052626 · ownership.xml · nonDerivative · entry 2

M33 Growth I L.P. · CIK 0001718621 · Director · 10% owner

M33 Growth I GP LLC · CIK 0001894303 · Director · 10% owner

TOI M, LLC · CIK 0001892968 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 1,272,724

F2 · ownership.nature: These securities are held by TOI M, LLC.

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June 05, 2025 Filed Jun 9, 2025 16:15 UTC
M33 Growth I L.P.Director · 10% owner
M33 Growth I GP LLCDirector · 10% owner
TOI M, LLCDirector · 10% owner
SaleCommon Stock 673,676 $3.05 $2,054,711.80
Disclosure

SEC source: 0001213900-25-052626 · ownership.xml · nonDerivative · entry 1

M33 Growth I L.P. · CIK 0001718621 · Director · 10% owner

M33 Growth I GP LLC · CIK 0001894303 · Director · 10% owner

TOI M, LLC · CIK 0001892968 · Director · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,950,557

F1 · ownership.direct: M33 Growth I GP LLC ("M33 LLC") is the general partner of M33 Growth I L.P. ("M33 LP") and may be deemed to beneficially own the shares held by M33 LP but disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein.

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June 03, 2025 Filed Jun 5, 2025 22:51 UTC
Hively BradDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 946,460 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0000935836-25-000416 · ownership.xml · derivative · entry 10

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 946,460 shares

Expires 2029-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options vested monthly for 48 months following December 2, 2019.

F6 · balance_after: Pursuant to a Transition Agreement with the Reporting Person, all unvested options were cancelled after June 30, 2024.

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June 03, 2025 Filed Jun 5, 2025 22:51 UTC
Hively BradDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 131,297 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0000935836-25-000416 · ownership.xml · derivative · entry 9

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 131,297 shares

Expires 2032-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options vested monthly starting November 17, 2022, with cancellation of remaining options pursuant to Note 6 below.

F6 · balance_after: Pursuant to a Transition Agreement with the Reporting Person, all unvested options were cancelled after June 30, 2024.

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June 03, 2025 Filed Jun 5, 2025 22:51 UTC
Hively BradDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 105,320 $0.00 Strike: $0.48 $0.00
Disclosure

SEC source: 0000935836-25-000416 · ownership.xml · derivative · entry 8

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,320 shares

Expires 2033-03-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vested monthly starting March 17, 2023, with cancellation of remaining options pursuant to Note 6 below.

F6 · balance_after: Pursuant to a Transition Agreement with the Reporting Person, all unvested options were cancelled after June 30, 2024.

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June 03, 2025 Filed Jun 5, 2025 22:51 UTC
Hively BradDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 684,528 $0.00 Strike: $0.85 $0.00
Disclosure

SEC source: 0000935836-25-000416 · ownership.xml · derivative · entry 7

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 684,528 shares

Expires 2029-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options vested monthly for 36 months following November 12, 2021.

F6 · balance_after: Pursuant to a Transition Agreement with the Reporting Person, all unvested options were cancelled after June 30, 2024.

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June 03, 2025 Filed Jun 5, 2025 22:51 UTC
Hively BradDirector
SaleCommon Stock 108,532 $2.87 $311,519.40
Disclosure

SEC source: 0000935836-25-000416 · ownership.xml · nonDerivative · entry 6

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603,501

F1 · security: Represents sale of Common Stock acquired from previously vested RSU awards.

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June 03, 2025 Filed Jun 5, 2025 22:51 UTC
Hively BradDirector
SaleCommon Stock 1,867,605 $2.87 $5,360,586.63
Disclosure

SEC source: 0000935836-25-000416 · ownership.xml · nonDerivative · entry 5

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712,033

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June 03, 2025 Filed Jun 5, 2025 22:51 UTC
Hively BradDirector
Exercise / conversionCommon Stock 946,460 $0.85 $804,491.00
Disclosure

SEC source: 0000935836-25-000416 · ownership.xml · nonDerivative · entry 4

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,579,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:51 UTC
Hively BradDirector
Exercise / conversionCommon Stock 131,297 $1.87 $245,525.39
Disclosure

SEC source: 0000935836-25-000416 · ownership.xml · nonDerivative · entry 3

Hively Brad · CIK 0001891124 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,633,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.