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BARASCH RICHARD A

Disclosed activity across 4 companies

Tapewire entity
76540
SEC CIK
0001076341

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AdaptHealth Corp.AHCO · Entity 5183DirectorJune 18, 2024June 24, 2024
CareMax, Inc.CMAX · Entity 87127DirectorJune 08, 2021June 10, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AdaptHealth Corp.

Report date June 18, 2024 · Filed June 24, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect438,355 Reported balance After 2024-06-18 transaction · row 1
1 source row

Row 1 · 2024-06-18 · Tax withholding · Disposed 3,559 · Balance 438,355

F1: The reporting person surrendered 3,559 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person surrendered 3,559 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

CareMax, Inc.

Report date June 08, 2021 · Filed June 10, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect50,000 Reported balance After 2021-06-08 transaction · row 1
1 source row

Row 1 · 2021-06-08 · Conversion · Acquired 50,000 · Balance 50,000

F1: On June 8, 2021, Deerfield Healthcare Technology Acquisitions Corp. consummated its business combination (the "Business Combination") with CareMax Medical Group, LLC and IMC Medical Group Holdings, LLC, with the combined company being renamed "CareMax, Inc." In connection with the consummation of the Business Combination, the shares of Class B common stock automatically converted into shares of Class A common stock on a one-for-one basis.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-06-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-06-08 · Conversion · Disposed 50,000 · Balance 0

F1: On June 8, 2021, Deerfield Healthcare Technology Acquisitions Corp. consummated its business combination (the "Business Combination") with CareMax Medical Group, LLC and IMC Medical Group Holdings, LLC, with the combined company being renamed "CareMax, Inc." In connection with the consummation of the Business Combination, the shares of Class B common stock automatically converted into shares of Class A common stock on a one-for-one basis.

Filing footnotes · ownership attribution and instrument terms

F1: On June 8, 2021, Deerfield Healthcare Technology Acquisitions Corp. consummated its business combination (the "Business Combination") with CareMax Medical Group, LLC and IMC Medical Group Holdings, LLC, with the combined company being renamed "CareMax, Inc." In connection with the consummation of the Business Combination, the shares of Class B common stock automatically converted into shares of Class A common stock on a one-for-one basis.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Starling Oncology, Inc.

Report date August 12, 2025 · Filed August 14, 2025

Section 16 reporting ended · disclosed 2025-08-14. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

UNIVERSAL AMERICAN CORP.

Report date April 28, 2017 · Filed May 02, 2017

Section 16 reporting ended · disclosed 2017-05-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-28 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2017-04-28 · Disposition to issuer · Disposed 1,664,791 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").

Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-04-28 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2017-04-28 · Disposition to issuer · Disposed 423,468 · Balance 0

F2: Pursuant to the Merger Agreement, at the Effective Time, each of these unvested shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Merger Consideration, subject to conditions set forth in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectBy Wife0 Reported balance After 2017-04-28 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2017-04-28 · Disposition to issuer · Disposed 222,077 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectBy Son (Benjamin)0 Reported balance After 2017-04-28 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2017-04-28 · Disposition to issuer · Disposed 28,180 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectBy Daughter (Natalie)0 Reported balance After 2017-04-28 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2017-04-28 · Disposition to issuer · Disposed 23,080 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectBy Daughter (Emily)0 Reported balance After 2017-04-28 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2017-04-28 · Disposition to issuer · Disposed 30,124 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectTara Acquisition LLC0 Reported balance After 2017-04-28 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2017-04-28 · Disposition to issuer · Disposed 215,835 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectHB Family Trust #10 Reported balance After 2017-04-28 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2017-04-28 · Disposition to issuer · Disposed 33,872 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectBarasch Family Trust #30 Reported balance After 2017-04-28 transaction · row 9 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 9 · 2017-04-28 · Disposition to issuer · Disposed 494,400 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").

Common StockSEC Table I · non-derivativeIndirectBarasch Family Trust #10 Reported balance After 2017-04-28 transaction · row 10 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 10 · 2017-04-28 · Disposition to issuer · Disposed 220,768 · Balance 0

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.18Direct0 Reported balance After 2017-04-28 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-04-28 · Disposition to issuer · Disposed 300,000 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each of these stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.05Direct0 Reported balance After 2017-04-28 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2017-04-28 · Disposition to issuer · Disposed 234,597 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each of these stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.05Direct0 Reported balance After 2017-04-28 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2017-04-28 · Disposition to issuer · Disposed 78,200 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, each of these unvested stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time, subject to conditions set forth in the Merger Agreement.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.41Direct0 Reported balance After 2017-04-28 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2017-04-28 · Disposition to issuer · Disposed 30,784 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each of these stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.41Direct0 Reported balance After 2017-04-28 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2017-04-28 · Disposition to issuer · Disposed 30,784 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, each of these unvested stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time, subject to conditions set forth in the Merger Agreement.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.09Direct0 Reported balance After 2017-04-28 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2017-04-28 · Disposition to issuer · Disposed 21,565 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each of these stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.09Direct0 Reported balance After 2017-04-28 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2017-04-28 · Disposition to issuer · Disposed 64,696 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, each of these unvested stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time, subject to conditions set forth in the Merger Agreement.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.41Direct0 Reported balance After 2017-04-28 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2017-04-28 · Disposition to issuer · Disposed 61,568 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, each of these unvested stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time, subject to conditions set forth in the Merger Agreement.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.09Direct0 Reported balance After 2017-04-28 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2017-04-28 · Disposition to issuer · Disposed 21,565 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each of these stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.09Direct0 Reported balance After 2017-04-28 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2017-04-28 · Disposition to issuer · Disposed 64,696 · Balance 0

F4: Pursuant to the Merger Agreement, at the Effective Time, each of these unvested stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time, subject to conditions set forth in the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to that certain Agreement and Plan of Merger, dated as of November 17, 2016 (the "Merger Agreement"), by and among Universal American Corp. (the "Company"), WellCare Health Plans, Inc. and Wind Merger Sub, Inc., at the Effective Time (as defined in the Merger Agreement) (the "Effective Time"), each of these shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the per share merger consideration of $10.00 (the "Per Share Merger Consideration").

F2: Pursuant to the Merger Agreement, at the Effective Time, each of these unvested shares of the Company's common stock was cancelled and converted into the right to receive an amount in cash equal to the Per Share Merger Consideration, subject to conditions set forth in the Merger Agreement.

F3: Pursuant to the Merger Agreement, at the Effective Time, each of these stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time.

F4: Pursuant to the Merger Agreement, at the Effective Time, each of these unvested stock options was cancelled and converted into the right to receive a cash payment equal to the excess, if any, of the Per Share Merger Consideration over the per share exercise price of such stock option multiplied by the aggregate number of shares of common stock in respect of such stock option immediately before the Effective Time, subject to conditions set forth in the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 24, 2025 Filed Jul 28, 2025 21:08 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherCommon Stock 287,756 $0.00 $0.00
Disclosure

SEC source: 0000935836-25-000475 · ownership.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 2,635,881

F1 · kind: RAB Ventures (DFP) LLC ("RAB Ventures") distributed 287,756 shares to one of its members, Boro Partners Fund 1 ("Boro") in accordance with Boro's beneficial interest in RAB Ventures. The reporting person is a 10% beneficial owner of Boro, but disclaims investment control over Boro. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

F2 · ownership.nature: The distributed shares were owned by RAB Ventures, an entity controlled by the reporting person.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:59 UTC Starling Oncology, Inc. TOI · Entity 5327 ConversionClass A Common Equivalent Preferred Stock · Derivative 6,204 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001047 · ownership.xml · derivative · entry 4

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

Underlying: Common Stock · 620,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into 100 shares of Common Stock. No consideration was paid in connection with the conversion.

F1 · kind: Represents the conversion of shares of Class A Common Equivalent Preferred Stock, par value $0.0001 (the "Preferred Stock") into shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") in accordance with and pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series A Common Stock Equivalent Convertible Preferred Stock (the "Certificate of Designation").

F4 · derivative.exercise_date: Each share of Preferred Stock is convertible at any time at the option of the reporting person pursuant to the Certificate of Designation and has no expiration date.

F4 · derivative.expiration_date: Each share of Preferred Stock is convertible at any time at the option of the reporting person pursuant to the Certificate of Designation and has no expiration date.

F3 · ownership.nature: Securities are owned by Helen Barasch Family Trust #1, an affiliate of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 20:59 UTC Starling Oncology, Inc. TOI · Entity 5327 ConversionCommon Stock 620,400 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001047 · ownership.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,555,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class A Common Equivalent Preferred Stock, par value $0.0001 (the "Preferred Stock") into shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") in accordance with and pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series A Common Stock Equivalent Convertible Preferred Stock (the "Certificate of Designation").

F2 · price: Each share of Preferred Stock is convertible into 100 shares of Common Stock. No consideration was paid in connection with the conversion.

F3 · ownership.nature: Securities are owned by Helen Barasch Family Trust #1, an affiliate of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 20:59 UTC Starling Oncology, Inc. TOI · Entity 5327 ConversionClass A Common Equivalent Preferred Stock · Derivative 1,595 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001047 · ownership.xml · derivative · entry 3

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 159,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into 100 shares of Common Stock. No consideration was paid in connection with the conversion.

F1 · kind: Represents the conversion of shares of Class A Common Equivalent Preferred Stock, par value $0.0001 (the "Preferred Stock") into shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") in accordance with and pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series A Common Stock Equivalent Convertible Preferred Stock (the "Certificate of Designation").

F4 · derivative.exercise_date: Each share of Preferred Stock is convertible at any time at the option of the reporting person pursuant to the Certificate of Designation and has no expiration date.

F4 · derivative.expiration_date: Each share of Preferred Stock is convertible at any time at the option of the reporting person pursuant to the Certificate of Designation and has no expiration date.

Read SEC document
June 17, 2025 Filed Jun 20, 2025 20:59 UTC Starling Oncology, Inc. TOI · Entity 5327 ConversionCommon Stock 159,500 $0.00 $0.00
Disclosure

SEC source: 0001079973-25-001047 · ownership.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,935,141

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the conversion of shares of Class A Common Equivalent Preferred Stock, par value $0.0001 (the "Preferred Stock") into shares of the Issuer's common stock, par value $0.0001 (the "Common Stock") in accordance with and pursuant to the Certificate of Designation of Preferences, Rights and Limitations of Series A Common Stock Equivalent Convertible Preferred Stock (the "Certificate of Designation").

F2 · price: Each share of Preferred Stock is convertible into 100 shares of Common Stock. No consideration was paid in connection with the conversion.

Read SEC document
June 17, 2025 Filed Jun 24, 2025 19:17 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherCommon Warrant · Derivative 679,224 $0.00 Strike: $1.20 $0.00
Disclosure

SEC source: 0000935836-25-000435 · ownership.xml · derivative · entry 3

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 679,224 shares

Expires 2030-03-26

F2 · kind: The exercise of the Common Warrant by RAB Ventures (DFP) LLC is exempt pursuant to Rule 16b-6.

F4 · ownership.nature: Securities are owned by RAB Ventures (DFP) LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 17, 2025 Filed Jun 24, 2025 19:17 UTC Starling Oncology, Inc. TOI · Entity 5327 Tax withholdingCommon Stock 311,128 $2.62 $813,724.17
Disclosure

SEC source: 0000935836-25-000435 · ownership.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 2,923,637

F1 · kind: Represents the net exercise of a Common Stock Purchase Warrant ("Common Warrant") to purchase shares of common stock. The Common Warrant refers to such net exercise transaction as a "Cashless Exercise." In connection with the Cashless Exercise, the Issuer and RAB Ventures (DFP) LLC entered into a Waiver Agreement, pursuant to which the Issuer agreed to waive the Common Warrant provision restricting Cashless Exercises to circumstances where the resale of the underlying shares of common stock is not covered by an effective registration statement under the Securities Act of 1933, as amended.

F3 · shares: RAB Ventures (DFP) LLC received 368,096 shares of common stock on a net exercise of the Common Warrant to purchase 679,224 shares of common stock. The Issuer withheld 311,128 shares of common stock underlying the Common Warrant for payment of the exercise price, using the fair market value of the common stock on the date of exercise, June 17, 2025, of $2.6154. The fair market value of the common stock was determined based on the average of the volume weighted average price on each of the five (5) consecutive trading days ending immediately prior to the date of exercise, pursuant to the terms of the Common Warrant.

F4 · ownership.nature: Securities are owned by RAB Ventures (DFP) LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
June 17, 2025 Filed Jun 24, 2025 19:17 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherCommon Stock 679,224 $1.20 $813,710.35
Disclosure

SEC source: 0000935836-25-000435 · ownership.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 3,234,765

F2 · kind: The exercise of the Common Warrant by RAB Ventures (DFP) LLC is exempt pursuant to Rule 16b-6.

F4 · ownership.nature: Securities are owned by RAB Ventures (DFP) LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein.

Read SEC document
March 26, 2025 Filed Mar 28, 2025 17:25 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon Warrant · Derivative 679,224 $0.13 Strike: $1.20 $84,903.00
Disclosure

SEC source: 0001079973-25-000513 · ownership.xml · derivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 679,224

Underlying: Common Stock · 679,224 shares

Expires 2030-03-26

F1 · security: Represents securities purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated March 24, 2025 (the "Private Placement"). Pursuant to the terms of the Securities Purchase Agreement, the Company issued Private Placement units consisting of two shares of the Company's common stock ("Common Stock") and a common warrant ("Common Warrant") to purchase one share of Common Stock (the "Private Placement Unit").

F1 · kind: Represents securities purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated March 24, 2025 (the "Private Placement"). Pursuant to the terms of the Securities Purchase Agreement, the Company issued Private Placement units consisting of two shares of the Company's common stock ("Common Stock") and a common warrant ("Common Warrant") to purchase one share of Common Stock (the "Private Placement Unit").

F2 · price: Each Private Placement Unit was purchased at a price of $2.2084 per unit, with a cost per share of Common Stock of $1.0417 and a cost per Common Warrant of $0.1250.

F4 · derivative.exercise_date: The holder may not exercise any portion of a Common Warrant to the extent that the holder would beneficially own more than 4.99% of the number of shares of Common Stock outstanding immediately prior to or after giving effect to such exercise, as such percentage ownership is determined in accordance with Section 13(d) under the Securities Exchange Act of 1934, as amended.

F3 · ownership.nature: Securities were purchased by RAB Ventures (DFP) LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein.

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March 26, 2025 Filed Mar 28, 2025 17:25 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon Stock 1,358,448 $1.04 $1,415,095.28
Disclosure

SEC source: 0001079973-25-000513 · ownership.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 1,775,641

F1 · kind: Represents securities purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated March 24, 2025 (the "Private Placement"). Pursuant to the terms of the Securities Purchase Agreement, the Company issued Private Placement units consisting of two shares of the Company's common stock ("Common Stock") and a common warrant ("Common Warrant") to purchase one share of Common Stock (the "Private Placement Unit").

F2 · price: Each Private Placement Unit was purchased at a price of $2.2084 per unit, with a cost per share of Common Stock of $1.0417 and a cost per Common Warrant of $0.1250.

F3 · ownership.nature: Securities were purchased by RAB Ventures (DFP) LLC, an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein.

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November 22, 2024 Filed Nov 25, 2024 16:38 UTC Starling Oncology, Inc. TOI · Entity 5327 GrantCommon stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001799191-24-000061 · wk-form4_1732570700.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 417,193

F1 · shares: Represents restricted stock units that vest in full on TOI, Inc.'s 2025 annual shareholder meeting date, subject to continued service with the Company through such vesting date.

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June 18, 2024 Filed Jun 24, 2024 21:18 UTC AdaptHealth Corp. AHCO · Entity 5183 Tax withholdingCommon Stock 3,559 $9.89 $35,198.51
Disclosure

SEC source: 0001104659-24-074465 · tm2418148-1_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,355

F1 · shares: The reporting person surrendered 3,559 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

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May 07, 2024 Filed May 9, 2024 18:21 UTC AdaptHealth Corp. AHCO · Entity 5183 Tax withholdingCommon Stock 8,547 $9.85 $84,187.95
Disclosure

SEC source: 0001104659-24-059489 · tm2413346-2_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441,914

F1 · shares: The reporting person surrendered 8,547 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

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April 30, 2024 Filed May 2, 2024 16:41 UTC AdaptHealth Corp. AHCO · Entity 5183 GrantCommon Stock 8,829 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-056426 · tm2413346-1_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 450,461

F1 · shares: Represents a grant of restricted stock units, 100% of which will vest immediately on May 19, 2024.

F2 · balance_after: This figure reflects a gift previously made by the reporting person, as disclosed in a Form 5 filed on April 8, 2024.

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March 02, 2024 Filed Mar 4, 2024 19:14 UTC AdaptHealth Corp. AHCO · Entity 5183 GrantCommon Stock 21,206 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-030617 · tm247884-1_4seq1.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 451,632

F2 · shares: Represents a grant of restricted stock units, 100% of which will vest immediately on April 30, 2024.

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February 29, 2024 Filed Mar 4, 2024 19:14 UTC AdaptHealth Corp. AHCO · Entity 5183 Tax withholdingCommon Stock 8,984 $10.23 $91,906.32
Disclosure

SEC source: 0001104659-24-030617 · tm247884-1_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 430,426

F1 · shares: The reporting person surrendered 8,984 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

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January 02, 2024 Filed Jan 3, 2024 16:29 UTC AdaptHealth Corp. AHCO · Entity 5183 Tax withholdingCommon Stock 9,226 $7.26 $66,980.76
Disclosure

SEC source: 0001104659-24-000857 · tm241613-1_4seq1.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 439,410

F2 · shares: The reporting person surrendered 9,226 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

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December 29, 2023 Filed Jan 3, 2024 16:29 UTC AdaptHealth Corp. AHCO · Entity 5183 GrantCommon Stock 22,291 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-000857 · tm241613-1_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,636

F1 · shares: Represents a grant of restricted stock units, 100% of which will vest immediately on February 29, 2024.

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December 26, 2023 Filed Dec 28, 2023 17:58 UTC Starling Oncology, Inc. TOI · Entity 5327 GrantCommon stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-042830 · wk-form4_1703804321.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,193

F1 · price: Represents restricted stock units that vest in full on TOI, Inc. 2024 annual shareholder meeting date, subject to continued service with the Company through such vesting date.

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October 31, 2023 Filed Nov 2, 2023 17:37 UTC AdaptHealth Corp. AHCO · Entity 5183 GrantCommon Stock 22,891 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-113878 · tm2329711-1_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 426,345

F1 · shares: Represents a grant of restricted stock units, 100% of which will vest immediately on December 31, 2023.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:05 UTC AdaptHealth Corp. AHCO · Entity 5183 GrantCommon Stock 13,698 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-098420 · tm2325500-1_4seq1.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 403,454

F2 · shares: Represents a grant of restricted stock units, 100% of which will vest immediately on October 31, 2023.

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August 31, 2023 Filed Sep 5, 2023 20:05 UTC AdaptHealth Corp. AHCO · Entity 5183 Tax withholdingCommon Stock 6,908 $11.93 $82,412.44
Disclosure

SEC source: 0001104659-23-098420 · tm2325500-1_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 389,756

F1 · shares: The reporting person surrendered 6,908 shares to satisfy tax withholding liabilities in connection with the vesting of a previously issued restricted stock grant.

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June 26, 2023 Filed Aug 14, 2023 19:01 UTC AdaptHealth Corp. AHCO · Entity 5183 GrantCommon Stock 17,143 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-091574 · tm2323660-3_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 396,664

F1 · shares: Represents a grant of restricted stock, 100% of which will vest immediately on August 31, 2023.

Read SEC document
June 22, 2023 Filed Jun 26, 2023 21:06 UTC AdaptHealth Corp. AHCO · Entity 5183 GrantCommon Stock 25,614 $0.00 $0.00
Disclosure

SEC source: 0001104659-23-074905 · tm2319712-8_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 379,521

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon stock 10,000 $0.55 $5,500.00
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 8

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 257,193

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon stock 10,000 $0.55 $5,500.00
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 7

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,193

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon stock 2,146 $0.55 $1,176.01
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 6

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,193

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon stock 7,654 $0.55 $4,209.70
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 5

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,047

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon stock 9,948 $0.55 $5,471.40
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 4

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227,393

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon stock 200 $0.55 $109.60
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 3

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,445

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon stock 52 $0.55 $28.55
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,245

Read SEC document
March 17, 2023 Filed Mar 21, 2023 21:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon stock 10,000 $0.55 $5,500.00
Disclosure

SEC source: 0001628280-23-008836 · wf-form4_167944686729240.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,193

Read SEC document
November 18, 2022 Filed Apr 8, 2024 16:28 UTC AdaptHealth Corp. AHCO · Entity 5183 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001104659-24-044758 · tm2411299-1_5seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director · Interim CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,907

F1 · kind: The reported transaction represents a gift/charitable donation of securities totaling 10,000 shares of the issuer's Common Stock to National Philanthropic Trust, a Pennsylvania non-profit corporation, to be held in a donor-advised fund.

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November 17, 2022 Filed Nov 21, 2022 17:31 UTC Starling Oncology, Inc. TOI · Entity 5327 GrantCommon Stock 22,708 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000031 · edgardoc.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,727

F1 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

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November 17, 2022 Filed Dec 30, 2022 16:38 UTC Amendment Starling Oncology, Inc. TOI · Entity 5327 GrantCommon Stock 65,174 $0.00 $0.00
Disclosure

SEC source: 0001799191-22-000060 · edgardoc.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,193

F1 · shares: This amendment is filed to correct the number of restricted stock units granted due to an administrative error in applying the grant amount calculations.

F2 · price: Represents restricted stock units that vest in full on May 17, 2023, subject to continued service with the Company through such vesting date.

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October 05, 2022 Filed Oct 7, 2022 16:48 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherEarnout rights (Private placement warrants) · Derivative 73,024 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 8

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,024

Underlying: Common stock · 73,024 shares

Expires not disclosed

F6 · security: Represents Private Placement Warrants held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all warrants shall be released from escrow in the event of a qualifying change of control.

F6 · derivative.exercise_price: Represents Private Placement Warrants held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all warrants shall be released from escrow in the event of a qualifying change of control.

F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F5 · derivative.exercise_date: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation.

F6 · derivative.exercise_date: Represents Private Placement Warrants held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all warrants shall be released from escrow in the event of a qualifying change of control.

F5 · derivative.expiration_date: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation.

F6 · derivative.expiration_date: Represents Private Placement Warrants held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all warrants shall be released from escrow in the event of a qualifying change of control.

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October 05, 2022 Filed Oct 7, 2022 16:48 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherPrivate Placement Warrants · Derivative 548,503 Not disclosed Strike: $11.50 Not disclosed
Disclosure

SEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 7

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,503

Underlying: Common stock · 548,503 shares

Expires not disclosed

F5 · security: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation.

F5 · derivative.exercise_price: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation.

F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F5 · derivative.exercise_date: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation.

F5 · derivative.expiration_date: Each whole private placement warrant (the "Private Placement Warrant") entitles the holder thereof to purchase one share of the issuer's common stock at an exercise price of $11.50 per share. The warrants are currently exercisable and will expire on November 12, 2026 or earlier upon redemption or liquidation.

Read SEC document
October 05, 2022 Filed Oct 7, 2022 16:48 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherEarnout rights (Series A Common Stock Equiv Conv Preferred) · Derivative 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 6

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 894

Underlying: Common stock · 89,400 shares

Expires not disclosed

F4 · security: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control.

F4 · derivative.exercise_price: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control.

F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F4 · derivative.exercise_date: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control.

F4 · derivative.expiration_date: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control.

F2 · ownership.nature: Securities held by the Helen Barasch Family Trust #1 (the "Trust"), of which the reporting person is the investment manager and has voting and dispositive power over the securities held by the Trust, but disclaims beneficial ownership of these shares except to any pecuniary interest therein.

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October 05, 2022 Filed Oct 7, 2022 16:48 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherSeries A Common Stock Equivalent Convertible Preferred Stock · Derivative 6,204 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 5

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 6,204

Underlying: Common stock · 620,400 shares

Expires not disclosed

F3 · security: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding.

F3 · derivative.exercise_price: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding.

F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F3 · derivative.exercise_date: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding.

F3 · derivative.expiration_date: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding.

F2 · ownership.nature: Securities held by the Helen Barasch Family Trust #1 (the "Trust"), of which the reporting person is the investment manager and has voting and dispositive power over the securities held by the Trust, but disclaims beneficial ownership of these shares except to any pecuniary interest therein.

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October 05, 2022 Filed Oct 7, 2022 16:48 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherEarnout rights (Series A Common Stock Equiv Conv Preferred) · Derivative 230 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 4

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230

Underlying: Common stock · 23,000 shares

Expires not disclosed

F4 · security: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control.

F4 · derivative.exercise_price: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control.

F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F4 · derivative.exercise_date: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control.

F4 · derivative.expiration_date: Represents shares of Common Equivalent Preferred Stock held in escrow, (i) 50% of which shall be released from escrow in the event the issuer's stock price equals or exceeds $12.50 per share for 20 days within any 30 consecutive trading days during the two-year period ending on November 12, 2023, and (ii) the remainder of which shall be released from escrow in the event the issuer's stock price equals or exceeds $15.00 per share for any 20 trading days within any 30-day trading period during the three-year period ending November 12, 2024. Notwithstanding the forgoing, all shares shall be released from escrow in the event of a qualifying change of control.

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October 05, 2022 Filed Oct 7, 2022 16:48 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherSeries A Common Stock Equivalent Convertible Preferred Stock · Derivative 1,595 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · derivative · entry 3

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,595

Underlying: Common stock · 159,500 shares

Expires not disclosed

F3 · security: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding.

F3 · derivative.exercise_price: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding.

F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F3 · derivative.exercise_date: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding.

F3 · derivative.expiration_date: Each share of Series A Common Stock Equivalent Convertible Preferred Stock ("Common Equivalent Preferred Stock") is convertible into 100 shares of common stock (subject to adjustment) at any time and from time to time at the election of the holder thereof. The Common Equivalent Preferred Stock has no expiration date. The terms of the Common Equivalent Preferred Stock restrict the conversion of such shares to the extent that, upon such conversion, the number of shares of Class A Common Stock then beneficially owned by the holder and its affiliates and any other person or entities with which such holder would constitute a Section 13(d) "group" would exceed 4.9% of the total number of shares of Class A Common Stock then outstanding.

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October 05, 2022 Filed Oct 7, 2022 16:48 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherCommon stock 8 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 8

F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F2 · ownership.nature: Securities held by the Helen Barasch Family Trust #1 (the "Trust"), of which the reporting person is the investment manager and has voting and dispositive power over the securities held by the Trust, but disclaims beneficial ownership of these shares except to any pecuniary interest therein.

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October 05, 2022 Filed Oct 7, 2022 16:48 UTC Starling Oncology, Inc. TOI · Entity 5327 OtherCommon stock 1 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-026163 · wf-form4_166517567146567.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,019

F1 · kind: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

F1 · price: Represents securities received in distributions to LLC members, on a pro rata basis for no consideration, in exempt transactions under Rule 16a-9.

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June 22, 2022 Filed Jun 24, 2022 16:26 UTC AdaptHealth Corp. AHCO · Entity 5183 GrantCommon Stock 14,970 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-074326 · tm2219351-3_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,907

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March 21, 2022 Filed Mar 23, 2022 19:34 UTC Starling Oncology, Inc. TOI · Entity 5327 GrantCommon stock 45,905 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-007094 · wf-form4_164807845002324.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,018

F1 · shares: Represents restricted stock units that vest in full on November 12, 2022, subject to continued service with the Company through such vesting date.

F1 · price: Represents restricted stock units that vest in full on November 12, 2022, subject to continued service with the Company through such vesting date.

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November 24, 2021 Filed Nov 24, 2021 18:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon Stock 1,200 $7.20 $8,642.64
Disclosure

SEC source: 0001104659-21-143688 · tm2133957-1_4seq1.xml · nonDerivative · entry 3

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,113

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November 24, 2021 Filed Nov 24, 2021 18:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon Stock 1,800 $6.86 $12,344.40
Disclosure

SEC source: 0001104659-21-143688 · tm2133957-1_4seq1.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,913

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November 24, 2021 Filed Nov 24, 2021 18:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon Stock 2,000 $6.81 $13,617.60
Disclosure

SEC source: 0001104659-21-143688 · tm2133957-1_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,113

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November 23, 2021 Filed Nov 24, 2021 06:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon Stock 4,500 $6.35 $28,566.00
Disclosure

SEC source: 0001104659-21-143245 · tm2133425d7_4seq1.xml · nonDerivative · entry 2

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,113

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November 23, 2021 Filed Nov 24, 2021 06:01 UTC Starling Oncology, Inc. TOI · Entity 5327 PurchaseCommon Stock 500 $6.27 $3,133.35
Disclosure

SEC source: 0001104659-21-143245 · tm2133425d7_4seq1.xml · nonDerivative · entry 1

BARASCH RICHARD A · CIK 0001076341 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,613

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.