Tapewire

NYSE · USD

STEM

STEM, INC.

Export transactions ↓
Tapewire entity
7172
SEC CIK
0001758766
Parsed reports
395

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202500
Jan 202600
Feb 202601
Mar 202608
Apr 202600
May 202600
Jun 202600
Jul 202605
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2025 Filed Nov 12, 2025 21:24 UTC
Carlson Michael JamesPresident, Managed Services
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 13,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001948274-25-000005 · wk-form4_1762982652.xml · nonDerivative · entry 1

Carlson Michael James · CIK 0001948274 · President, Managed Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:05 UTC
Laureles Saul R.CHIEF LEGAL OFFICER
GrantPerformance Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100213 · ownership.xml · derivative · entry 2

Laureles Saul R. · CIK 0001672864 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, Par Value 0.0001 Per Share · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

F3 · derivative.expiration_date: On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:05 UTC
Laureles Saul R.CHIEF LEGAL OFFICER
GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100213 · ownership.xml · derivative · entry 1

Laureles Saul R. · CIK 0001672864 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, Par Value 0.0001 Per Share · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.

F2 · derivative.expiration_date: On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:05 UTC GrantPerformance Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100219 · ownership.xml · derivative · entry 2

Carlson Michael James · CIK 0001948274 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, Par Value 0.0001 Per Share · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

F3 · derivative.expiration_date: On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:05 UTC GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100219 · ownership.xml · derivative · entry 1

Carlson Michael James · CIK 0001948274 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, Par Value 0.0001 Per Share · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.

F2 · derivative.expiration_date: On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:05 UTC
Tappin MatthewPRESIDENT, SOFTWARE DIVISION
GrantPerformance Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100214 · ownership.xml · derivative · entry 2

Tappin Matthew · CIK 0001986259 · PRESIDENT, SOFTWARE DIVISION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, Par Value 0.0001 Per Share · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

F3 · derivative.expiration_date: On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

Read SEC document
July 28, 2025 Filed Jul 30, 2025 20:05 UTC
Tappin MatthewPRESIDENT, SOFTWARE DIVISION
GrantRestricted Stock Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-100214 · ownership.xml · derivative · entry 1

Tappin Matthew · CIK 0001986259 · PRESIDENT, SOFTWARE DIVISION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, Par Value 0.0001 Per Share · 10,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.

F2 · derivative.expiration_date: On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.

Read SEC document
July 17, 2025 Filed Aug 19, 2025 21:41 UTC
Musfeldt BrianChief Financial Officer
GrantStock Option · Derivative 5,500 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001758766-25-000031 · wk-form4_1755639685.xml · derivative · entry 3

Musfeldt Brian · CIK 0002081813 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock, Par Value $0.0001 Per Share · 5,500 shares

Expires 2035-07-17

F4 · derivative.exercise_date: On July 17, 2025, the Reporting Person was granted 5,500 stock options vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.

Read SEC document
July 17, 2025 Filed Aug 19, 2025 21:41 UTC
Musfeldt BrianChief Financial Officer
GrantPerformance Stock Unit · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001758766-25-000031 · wk-form4_1755639685.xml · derivative · entry 2

Musfeldt Brian · CIK 0002081813 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock, Par Value $0.0001 Per Share · 5,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On July 17, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

F3 · derivative.expiration_date: On July 17, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

Read SEC document
July 17, 2025 Filed Aug 19, 2025 21:41 UTC
Musfeldt BrianChief Financial Officer
GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001758766-25-000031 · wk-form4_1755639685.xml · derivative · entry 1

Musfeldt Brian · CIK 0002081813 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock, Par Value $0.0001 Per Share · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On July 17, 2025, the Reporting Person was granted 11,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.

F2 · derivative.expiration_date: On July 17, 2025, the Reporting Person was granted 11,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026.

Read SEC document
July 17, 2025 Filed Oct 3, 2025 00:53 UTC Amendment
Musfeldt BrianChief Financial Officer
GrantStock Option · Derivative 1,250 $0.00 Strike: $9.27 $0.00
Disclosure

SEC source: 0001758766-25-000057 · wk-form4a_1759452790.xml · derivative · entry 3

Musfeldt Brian · CIK 0002081813 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock, Par Value $0.0001 Per Share · 1,250 shares

Expires 2035-07-17

F6 · derivative.exercise_date: On July 17, 2025, the Reporting Person was granted 1,250 stock options vesting 100% on August 7, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date.

F3 · balance_after: 3. This grant was inadvertently omitted from the original Form 4.

Read SEC document
July 17, 2025 Filed Oct 3, 2025 00:53 UTC Amendment
Musfeldt BrianChief Financial Officer
GrantPerformance Stock Unit · Derivative 6,750 $0.00 $0.00
Disclosure

SEC source: 0001758766-25-000057 · wk-form4a_1759452790.xml · derivative · entry 2

Musfeldt Brian · CIK 0002081813 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock, Par Value $0.0001 Per Share · 6,750 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: On July 17, 2025, the Reporting Person was granted 6,750 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

F4 · derivative.expiration_date: On July 17, 2025, the Reporting Person was granted 6,750 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

F5 · balance_after: This amendment corrects an error in the original Form 4, which reported a grant of 5,500 PSUs instead of 6,750 PSUs.

Read SEC document
July 17, 2025 Filed Oct 3, 2025 00:53 UTC Amendment
Musfeldt BrianChief Financial Officer
GrantRestricted Stock Unit · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001758766-25-000057 · wk-form4a_1759452790.xml · derivative · entry 1

Musfeldt Brian · CIK 0002081813 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock, Par Value $0.0001 Per Share · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On July 17, 2025, the Reporting Person was granted 2,500 RSUs vesting 100% on August 7, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date.

F2 · derivative.expiration_date: On July 17, 2025, the Reporting Person was granted 2,500 RSUs vesting 100% on August 7, 2027, subject to the Reporting Person's continued service to the Issuer through the vesting date.

F3 · balance_after: 3. This grant was inadvertently omitted from the original Form 4.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 18:47 UTC GiftCommon Stock, Par Value $0.0001 Per Share 5,511 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-094535 · ownership.xml · nonDerivative · entry 2

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By the David S. Buzby Revocable Trust

Disclosed balance after: 37,571

F1 · shares: On July 3, 2025, the reporting person transferred 5,511 shares of common stock to the 2016 David S. Buzby Revocable Trust (of which the reporting person is sole trustee) for no consideration.

F2 · ownership.nature: Held by the 2016 David S. Buzby Revocable Trust, of which the reporting person is sole trustee.

Read SEC document
July 03, 2025 Filed Jul 8, 2025 18:47 UTC GiftCommon Stock, Par Value $0.0001 Per Share 5,511 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-094535 · ownership.xml · nonDerivative · entry 1

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478

F1 · shares: On July 3, 2025, the reporting person transferred 5,511 shares of common stock to the 2016 David S. Buzby Revocable Trust (of which the reporting person is sole trustee) for no consideration.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:37 UTC
Shukla RahulCHIEF ACCOUNTING OFFICER
GrantStock Options · Derivative 2,250 $0.00 Strike: $6.23 $0.00
Disclosure

SEC source: 0000950170-25-093347 · ownership.xml · derivative · entry 3

Shukla Rahul · CIK 0001900919 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock, Par Value 0.0001 Per Share · 2,250 shares

Expires 2035-06-30

F4 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 2,250 stock options vesting in three equal annual installments, beginning on August 7, 2026.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:37 UTC
Shukla RahulCHIEF ACCOUNTING OFFICER
GrantPerformance Stock Unit · Derivative 2,250 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-093347 · ownership.xml · derivative · entry 2

Shukla Rahul · CIK 0001900919 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock, Par Value 0.0001 Per Share · 2,250 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

F3 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:37 UTC
Shukla RahulCHIEF ACCOUNTING OFFICER
GrantRestricted Stock Unit · Derivative 4,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-093347 · ownership.xml · derivative · entry 1

Shukla Rahul · CIK 0001900919 · CHIEF ACCOUNTING OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock, Par Value 0.0001 Per Share · 4,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 4,500 RSUs vesting in three equal annual installments, beginning on August 7, 2026.

F2 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 4,500 RSUs vesting in three equal annual installments, beginning on August 7, 2026.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 18:08 UTC
Laureles Saul R.CHIEF LEGAL OFFICER
GrantStock Options · Derivative 5,500 $0.00 Strike: $6.23 $0.00
Disclosure

SEC source: 0000950170-25-092783 · ownership.xml · derivative · entry 3

Laureles Saul R. · CIK 0001672864 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock, Par Value 0.0001 Per Share · 5,500 shares

Expires 2035-06-30

F4 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 stock options vesting in three equal annual installments, beginning on August 7, 2026.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 18:08 UTC
Laureles Saul R.CHIEF LEGAL OFFICER
GrantPerformance Stock Unit · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-092783 · ownership.xml · derivative · entry 2

Laureles Saul R. · CIK 0001672864 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock, Par Value 0.0001 Per Share · 5,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

F3 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 18:08 UTC
Laureles Saul R.CHIEF LEGAL OFFICER
GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-092783 · ownership.xml · derivative · entry 1

Laureles Saul R. · CIK 0001672864 · CHIEF LEGAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock, Par Value 0.0001 Per Share · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026.

F2 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:43 UTC GrantStock Options · Derivative 5,500 $0.00 Strike: $6.23 $0.00
Disclosure

SEC source: 0000950170-25-093353 · ownership.xml · derivative · entry 3

Carlson Michael James · CIK 0001948274 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock, Par Value 0.0001 Per Share · 5,500 shares

Expires 2035-06-30

F4 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 stock options vesting in three equal annual installments, beginning on August 7, 2026.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:43 UTC GrantPerformance Stock Unit · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-093353 · ownership.xml · derivative · entry 2

Carlson Michael James · CIK 0001948274 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock, Par Value 0.0001 Per Share · 5,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

F3 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:43 UTC GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-093353 · ownership.xml · derivative · entry 1

Carlson Michael James · CIK 0001948274 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock, Par Value 0.0001 Per Share · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026.

F2 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:40 UTC
Tappin MatthewPRESIDENT, SOFTWARE DIVISION
GrantStock Options · Derivative 5,500 $0.00 Strike: $6.23 $0.00
Disclosure

SEC source: 0000950170-25-093351 · ownership.xml · derivative · entry 3

Tappin Matthew · CIK 0001986259 · PRESIDENT, SOFTWARE DIVISION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock, Par Value 0.0001 Per Share · 5,500 shares

Expires 2035-06-30

F4 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 stock options vesting in three equal annual installments, beginning on August 7, 2026.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:40 UTC
Tappin MatthewPRESIDENT, SOFTWARE DIVISION
GrantPerformance Stock Unit · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-093351 · ownership.xml · derivative · entry 2

Tappin Matthew · CIK 0001986259 · PRESIDENT, SOFTWARE DIVISION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

Underlying: Common Stock, Par Value 0.0001 Per Share · 5,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

F3 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target.

Read SEC document
June 30, 2025 Filed Jul 2, 2025 22:40 UTC
Tappin MatthewPRESIDENT, SOFTWARE DIVISION
GrantRestricted Stock Unit · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-093351 · ownership.xml · derivative · entry 1

Tappin Matthew · CIK 0001986259 · PRESIDENT, SOFTWARE DIVISION

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock, Par Value 0.0001 Per Share · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026.

F2 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026.

Read SEC document
June 16, 2025 Filed Jun 18, 2025 23:14 UTC
Tappin MatthewPresident, Software Division
SaleCommon Stock, Par Value $0.0001 Per Share 20,823 $0.45 $9,370.35
Disclosure

SEC source: 0000950170-25-088043 · ownership.xml · nonDerivative · entry 3

Tappin Matthew · CIK 0001986259 · President, Software Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 37,458

F2 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 18, 2025.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:32 UTC GrantRestricted Stock Unit · Derivative 149,723 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083370 · ownership.xml · derivative · entry 1

Guruswamy Vasudevan · CIK 0002062155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,723

Underlying: Common Stock, Par Value 0.0001 Per Share · 149,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:28 UTC GrantRestricted Stock Unit · Derivative 149,723 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083364 · ownership.xml · derivative · entry 1

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,723

Underlying: Common Stock, Par Value 0.0001 Per Share · 149,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:31 UTC GrantRestricted Stock Unit · Derivative 149,723 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083368 · ownership.xml · derivative · entry 1

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,723

Underlying: Common Stock, Par Value 0.0001 Per Share · 149,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:25 UTC GrantRestricted Stock Unit · Derivative 149,723 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083361 · ownership.xml · derivative · entry 3

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,723

Underlying: Common Stock, Par Value 0.0001 Per Share · 149,723 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

F3 · derivative.expiration_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:33 UTC
Birns Ira MDirector
GrantRestricted Stock Unit · Derivative 149,723 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083371 · ownership.xml · derivative · entry 1

Birns Ira M · CIK 0001396673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,723

Underlying: Common Stock, Par Value 0.0001 Per Share · 149,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:21 UTC GrantRestricted Stock Unit · Derivative 149,723 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083356 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,723

Underlying: Common Stock, Par Value 0.0001 Per Share · 149,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:22 UTC
Daley AdamDirector
GrantRestricted Stock Unit · Derivative 149,723 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083359 · ownership.xml · derivative · entry 1

Daley Adam · CIK 0001821227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,723

Underlying: Common Stock, Par Value 0.0001 Per Share · 149,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

Read SEC document
May 30, 2025 Filed Jun 18, 2025 23:14 UTC
Tappin MatthewPresident, Software Division
SaleCommon Stock, Par Value $0.0001 Per Share 1,164 $0.45 $524.96
Disclosure

SEC source: 0000950170-25-088043 · ownership.xml · nonDerivative · entry 2

Tappin Matthew · CIK 0001986259 · President, Software Division

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,281

F1 · kind: Represents shares of common stock automatically sold to cover the Reporting Person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the Reporting Person.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 20:21 UTC Exercise / conversionRestricted Stock Unit · Derivative 62,222 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080292 · ownership.xml · derivative · entry 2

Guruswamy Vasudevan · CIK 0002062155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value 0.0001 Per Share · 62,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025.

F2 · derivative.expiration_date: On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 20:21 UTC Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 62,222 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080292 · ownership.xml · nonDerivative · entry 1

Guruswamy Vasudevan · CIK 0002062155 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:25 UTC Exercise / conversionRestricted Stock Unit · Derivative 110,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080390 · ownership.xml · derivative · entry 3

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value 0.0001 Per Share · 110,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F3 · derivative.exercise_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.

F3 · derivative.expiration_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:25 UTC Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 110,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080390 · ownership.xml · nonDerivative · entry 1

Tammineedi Anil · CIK 0001861916 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:50 UTC Exercise / conversionRestricted Stock Unit · Derivative 110,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080419 · ownership.xml · derivative · entry 2

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value 0.0001 Per Share · 110,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.

F2 · derivative.expiration_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:50 UTC Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 110,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080419 · ownership.xml · nonDerivative · entry 1

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:09 UTC Exercise / conversionRestricted Stock Unit · Derivative 110,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080372 · ownership.xml · derivative · entry 3

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value 0.0001 Per Share · 110,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.

F2 · derivative.expiration_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:09 UTC Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 110,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080372 · ownership.xml · nonDerivative · entry 1

BUZBY DAVID S · CIK 0001244203 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 20:07 UTC
Birns Ira MDirector
Exercise / conversionRestricted Stock Unit · Derivative 110,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080248 · ownership.xml · derivative · entry 2

Birns Ira M · CIK 0001396673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value 0.0001 Per Share · 110,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.

F2 · derivative.expiration_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 20:07 UTC
Birns Ira MDirector
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 110,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080248 · ownership.xml · nonDerivative · entry 1

Birns Ira M · CIK 0001396673 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:44 UTC Exercise / conversionRestricted Stock Unit · Derivative 62,222 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080415 · ownership.xml · derivative · entry 2

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value 0.0001 Per Share · 62,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025.

F2 · derivative.expiration_date: On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:44 UTC Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 62,222 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080415 · ownership.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:18 UTC
Daley AdamDirector
Exercise / conversionRestricted Stock Unit · Derivative 110,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080384 · ownership.xml · derivative · entry 4

Daley Adam · CIK 0001821227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value 0.0001 Per Share · 110,236 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F4 · derivative.exercise_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.

F4 · derivative.expiration_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:18 UTC
Daley AdamDirector
Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 110,236 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080384 · ownership.xml · nonDerivative · entry 1

Daley Adam · CIK 0001821227 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,996

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.