Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEM, INC.STEM · Entity 7172 | President, Managed Services | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEM, INC.
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | Direct | 25,861 |
Ending reported balance
After 2026-07-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-06-30 · Exercise / conversion · Acquired 5,000 · Balance 24,458 Row 2 · 2026-06-30 · Exercise / conversion · Acquired 2,750 · Balance 27,208 Row 3 · 2026-07-02 · Sale · Disposed 1,347 · Balance 25,861 F1: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of PSUs on June 30, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 2,750 |
Reported balance
After 2026-06-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-30 · Exercise / conversion · Disposed 2,750 · Balance 2,750 F2: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period"). F3: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, 2,750 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
After 2026-06-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-30 · Exercise / conversion · Disposed 5,000 · Balance 5,000 F2: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period"). F4: On July 28, 2025, the Reporting Person was granted 10,000 PSUs, 5,000 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of PSUs on June 30, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
F2: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period").
F3: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, 2,750 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period.
F4: On July 28, 2025, the Reporting Person was granted 10,000 PSUs, 5,000 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2026 Filed Jul 2, 2026 22:56 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 1,347 | $7.85 | $10,573.95 |
DisclosureSEC source: 0001948274-26-000010 · wk-form4_1783032986.xml · nonDerivative · entry 3 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,861 F1 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of PSUs on June 30, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:56 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionPerformance Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001948274-26-000010 · wk-form4_1783032986.xml · derivative · entry 5 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period"). F4 · derivative.exercise_date: On July 28, 2025, the Reporting Person was granted 10,000 PSUs, 5,000 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric. F4 · derivative.expiration_date: On July 28, 2025, the Reporting Person was granted 10,000 PSUs, 5,000 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:56 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionPerformance Stock Unit · Derivative | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001948274-26-000010 · wk-form4_1783032986.xml · derivative · entry 4 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock, Par Value $0.0001 Per Share · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period"). F3 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, 2,750 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. F3 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, 2,750 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:56 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 2,750 | $7.81 | $21,477.50 |
DisclosureSEC source: 0001948274-26-000010 · wk-form4_1783032986.xml · nonDerivative · entry 2 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,208 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:56 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,000 | $7.81 | $39,050.00 |
DisclosureSEC source: 0001948274-26-000010 · wk-form4_1783032986.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 2,079 | $11.12 | $23,118.48 |
DisclosureSEC source: 0001948274-26-000008 · wk-form4_1773177154.xml · nonDerivative · entry 2 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,458 F2 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of restricted stock units on March 7, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 3,541 | $0.00 | $0.00 |
DisclosureSEC source: 0001948274-26-000008 · wk-form4_1773177154.xml · derivative · entry 3 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,516 Underlying: Common Stock, Par Value $0.0001 Per Share · 3,541 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 28, 2024, the reporting person was granted 10,625 RSUs vesting in three near equal annual installments, the second of which vested on March 7, 2026. F3 · derivative.expiration_date: On May 28, 2024, the reporting person was granted 10,625 RSUs vesting in three near equal annual installments, the second of which vested on March 7, 2026. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 3,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001948274-26-000008 · wk-form4_1773177154.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,537 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:33 UTC | STEM, INC. STEM · Entity 7172 | GrantPerformance Stock Unit · Derivative | 17,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001948274-26-000006 · wk-form4_1772497982.xml · derivative · entry 2 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,200 Underlying: Common Stock, Par Value $0.0001 Per Share · 17,200 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On February 26, 2026, the Reporting Person was granted 17,200 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. F3 · derivative.expiration_date: On February 26, 2026, the Reporting Person was granted 17,200 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:33 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 25,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001948274-26-000006 · wk-form4_1772497982.xml · derivative · entry 1 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,800 Underlying: Common Stock, Par Value $0.0001 Per Share · 25,800 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On February 26, 2026, the Reporting Person was granted 25,800 RSUs vesting in three nearly equal annual installments (33%, 33%, 34%), beginning on March 7, 2027. F2 · derivative.expiration_date: On February 26, 2026, the Reporting Person was granted 25,800 RSUs vesting in three nearly equal annual installments (33%, 33%, 34%), beginning on March 7, 2027. Read SEC document |
| February 19, 2026 Filed Feb 19, 2026 22:42 UTC | STEM, INC. STEM · Entity 7172 | Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 730 | $11.30 | $8,249.00 |
DisclosureSEC source: 0001948274-26-000004 · wk-form4_1771540929.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,996 F1 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the previously reported settlement of restricted stock units on February 15, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| February 15, 2026 Filed Feb 19, 2026 01:17 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 1,342 | $0.00 | $0.00 |
DisclosureSEC source: 0001948274-26-000002 · wk-form4_1771463844.xml · derivative · entry 2 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 1,342 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 15, 2023 the reporting person was granted 3,947 RSUs vesting in three equal annual installments, the third of which vested on February 15, 2026. F2 · derivative.expiration_date: On February 15, 2023 the reporting person was granted 3,947 RSUs vesting in three equal annual installments, the third of which vested on February 15, 2026. Read SEC document |
| February 15, 2026 Filed Feb 19, 2026 01:17 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 1,342 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001948274-26-000002 · wk-form4_1771463844.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,726 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 21:24 UTC | STEM, INC. STEM · Entity 7172 | Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 6,743 | $18.27 | $123,194.61 |
DisclosureSEC source: 0001948274-25-000005 · wk-form4_1762982652.xml · nonDerivative · entry 2 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,384 F2 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| November 07, 2025 Filed Nov 12, 2025 21:24 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 13,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001948274-25-000005 · wk-form4_1762982652.xml · derivative · entry 3 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 13,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: On November 1, 2024 the reporting person was granted 13,750 RSUs, vesting 100% on November 7, 2025. F3 · derivative.expiration_date: On November 1, 2024 the reporting person was granted 13,750 RSUs, vesting 100% on November 7, 2025. Read SEC document |
| November 07, 2025 Filed Nov 12, 2025 21:24 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 13,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001948274-25-000005 · wk-form4_1762982652.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · President, Managed Services 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,127 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:05 UTC | STEM, INC. STEM · Entity 7172 | GrantPerformance Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-100219 · ownership.xml · derivative · entry 2 Carlson Michael James · CIK 0001948274 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, Par Value 0.0001 Per Share · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. F3 · derivative.expiration_date: On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:05 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-100219 · ownership.xml · derivative · entry 1 Carlson Michael James · CIK 0001948274 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, Par Value 0.0001 Per Share · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026. F2 · derivative.expiration_date: On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 22:43 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Options · Derivative | 5,500 | $0.00 Strike: $6.23 | $0.00 |
DisclosureSEC source: 0000950170-25-093353 · ownership.xml · derivative · entry 3 Carlson Michael James · CIK 0001948274 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock, Par Value 0.0001 Per Share · 5,500 shares Expires 2035-06-30 F4 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 stock options vesting in three equal annual installments, beginning on August 7, 2026. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 22:43 UTC | STEM, INC. STEM · Entity 7172 | GrantPerformance Stock Unit · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-093353 · ownership.xml · derivative · entry 2 Carlson Michael James · CIK 0001948274 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock, Par Value 0.0001 Per Share · 5,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. F3 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 22:43 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-093353 · ownership.xml · derivative · entry 1 Carlson Michael James · CIK 0001948274 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock, Par Value 0.0001 Per Share · 11,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026. F2 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026. Read SEC document |
| March 12, 2025 Filed Mar 17, 2025 20:30 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 27,739 | $0.40 | $11,206.56 |
DisclosureSEC source: 0000950170-25-040335 · ownership.xml · nonDerivative · entry 2 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,140 F1 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| March 11, 2025 Filed Mar 17, 2025 20:30 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 70,834 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-040335 · ownership.xml · derivative · entry 3 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 455,686 Underlying: Common Stock, Par Value $0.0001 Per Share · 70,834 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On May 28, 2024, the reporting person was granted 212,500 RSUs vesting in three annual installments beginning March 2025. F2 · derivative.expiration_date: On May 28, 2024, the reporting person was granted 212,500 RSUs vesting in three annual installments beginning March 2025. Read SEC document |
| March 11, 2025 Filed Mar 17, 2025 20:30 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 70,834 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-040335 · ownership.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 231,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2025 Filed Feb 22, 2025 01:35 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 26,053 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025176 · ownership.xml · derivative · entry 2 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 526,520 Underlying: Common Stock, Par Value $0.0001 Per Share · 26,053 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 78,947 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024. F1 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 78,947 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024. Read SEC document |
| February 20, 2025 Filed Feb 22, 2025 01:35 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 26,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025176 · ownership.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,045 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2024 Filed Nov 1, 2024 20:04 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 175,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000178 · wk-form4_1730491473.xml · derivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 452,573 Underlying: Common Stock, Par Value $0.0001 Per Share · 175,000 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests 100% on November 7, 2025. F1 · derivative.expiration_date: The RSU award vests 100% on November 7, 2025. Read SEC document |
| November 01, 2024 Filed Nov 5, 2024 01:03 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000182 · wk-form4_1730768597.xml · derivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 552,573 Underlying: Common Stock, Par Value $0.0001 Per Share · 100,000 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests 100% on November 7, 2025. F1 · derivative.expiration_date: The RSU award vests 100% on November 7, 2025. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:18 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 6,089 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000168 · wk-form4_1727727498.xml · derivative · entry 2 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 277,573 Underlying: Common Stock, Par Value $0.0001 Per Share · 6,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On September 26, 2022, the reporting person was granted 24,356 RSUs vesting in four equal annual installments beginning on September 26, 2023. F1 · derivative.expiration_date: On September 26, 2022, the reporting person was granted 24,356 RSUs vesting in four equal annual installments beginning on September 26, 2023. Read SEC document |
| September 26, 2024 Filed Sep 30, 2024 20:18 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 6,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000168 · wk-form4_1727727498.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2024 Filed May 28, 2024 23:26 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 212,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000102 · wk-form4_1716938779.xml · derivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,662 Underlying: Common Stock, Par Value $0.0001 Per Share · 212,500 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests in three annual installments (33% / 33% / 34%) beginning on March 7, 2025. F1 · derivative.expiration_date: The RSU award vests in three annual installments (33% / 33% / 34%) beginning on March 7, 2025. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 21:15 UTC | STEM, INC. STEM · Entity 7172 | PurchaseCommon Stock, Par Value $0.0001 Per Share | 44,882 | $1.75 | $78,543.50 |
DisclosureSEC source: 0001758766-24-000055 · wk-form4_1710796540.xml · nonDerivative · entry 2 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 128,903 Read SEC document |
| March 14, 2024 Filed Mar 18, 2024 21:15 UTC | STEM, INC. STEM · Entity 7172 | PurchaseCommon Stock, Par Value $0.0001 Per Share | 10,118 | $1.75 | $17,706.50 |
DisclosureSEC source: 0001758766-24-000055 · wk-form4_1710796540.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,021 Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:15 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 35,269 | $2.19 | $77,239.11 |
DisclosureSEC source: 0001758766-24-000046 · wk-form4_1710274492.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 73,903 F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:22 UTC | STEM, INC. STEM · Entity 7172 | GrantCommon Stock, Par Value $0.0001 Per Share | 88,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000036 · wk-form4_1709673725.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,172 F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:44 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 9,952 | $3.17 | $31,547.84 |
DisclosureSEC source: 0001758766-24-000010 · wk-form4_1708465381.xml · nonDerivative · entry 2 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,367 F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:44 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Option (Right to Buy) · Derivative | 109,344 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001758766-24-000010 · wk-form4_1708465381.xml · derivative · entry 4 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,344 Underlying: Common Stock, Par Value $0.0001 Per Share · 109,344 shares Expires 2034-02-15 F3 · derivative.exercise_date: The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:44 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 26,052 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000010 · wk-form4_1708465381.xml · derivative · entry 3 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,162 Underlying: Common Stock, Par Value $0.0001 Per Share · 26,052 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 78,947 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024. F2 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 78,947 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:44 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 26,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000010 · wk-form4_1708465381.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,319 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2023 Filed Sep 28, 2023 22:15 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 1,822 | $4.18 | $7,615.96 |
DisclosureSEC source: 0001758766-23-000124 · wk-form4_1695939329.xml · nonDerivative · entry 2 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,267 F2 · shares: Represent shares required to be sold by the reporting person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. This sale is mandated by the Issuer's equity incentive plan, which requires the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent discretionary trades by the Reporting Person. Read SEC document |
| September 26, 2023 Filed Sep 28, 2023 22:15 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 6,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000124 · wk-form4_1695939329.xml · derivative · entry 3 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,214 Underlying: Common Stock, Par Value $0.0001 Per Share · 6,089 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on September 26, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. F3 · derivative.exercise_date: The RSU award vests in four equal annual installments beginning on September 26, 2023. F3 · derivative.expiration_date: The RSU award vests in four equal annual installments beginning on September 26, 2023. Read SEC document |
| September 26, 2023 Filed Sep 28, 2023 22:15 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 6,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000124 · wk-form4_1695939329.xml · nonDerivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on September 26, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:36 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Option (Right to Buy) · Derivative | 101,986 | $0.00 Strike: $10.25 | $0.00 |
DisclosureSEC source: 0001758766-23-000012 · wf-form4_167668419784517.xml · derivative · entry 2 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,986 Underlying: Common Stock, Par Value $0.0001 Per Share · 101,986 shares Expires 2033-02-15 F3 · derivative.exercise_date: The option award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| February 15, 2023 Filed Feb 18, 2023 01:36 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 78,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000012 · wf-form4_167668419784517.xml · derivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,303 Underlying: Common Stock, Par Value $0.0001 Per Share · 78,947 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock. F2 · derivative.exercise_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. F2 · derivative.expiration_date: The RSU award vests in three equal annual installments beginning on February 15, 2024. Read SEC document |
| September 26, 2022 Filed Oct 4, 2022 14:24 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Option (Right to Buy) · Derivative | 33,328 | $0.00 Strike: $12.83 | $0.00 |
DisclosureSEC source: 0001758766-22-000174 · wf-form4_166489347289555.xml · derivative · entry 2 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,328 Underlying: Common Stock, Par Value $0.0001 Per Share · 33,328 shares Expires 2033-09-26 F3 · derivative.exercise_date: The option award becomes exercisable in four equal annual installments beginning on September 26, 2023. Read SEC document |
| September 26, 2022 Filed Oct 4, 2022 14:24 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 24,356 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000174 · wf-form4_166489347289555.xml · derivative · entry 1 Carlson Michael James · CIK 0001948274 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,356 Underlying: Common Stock, Par Value $0.0001 Per Share · 24,356 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests in four equal annual installments beginning on September 26, 2023. F2 · derivative.expiration_date: The RSU award vests in four equal annual installments beginning on September 26, 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.