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person · Reporting owner

Shivram Krishna

Disclosed activity across 6 companies

Tapewire entity
263
SEC CIK
0001512863

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Allison Transmission Holdings IncALSN · Entity 246DirectorAugust 31, 2026September 02, 2026
GULFMARK OFFSHORE INCGLF · Entity 162347DirectorNovember 15, 2018November 15, 2018
Ranger Energy Services, Inc.RNGR · Entity 5649DirectorJuly 24, 2026July 24, 2026
STEM, INC.STEM · Entity 7172DirectorAugust 07, 2026August 12, 2026
Sentinel Energy Services Inc.STNL · Entity 113511Director · Chief Executive OfficerNovember 02, 2017November 02, 2017
Weatherford International plcWFT · Entity 3720Interim CEOFebruary 27, 2017February 27, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Allison Transmission Holdings Inc

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect6 Reported balance After 2026-08-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-08-31 · Grant · Acquired 3 · Balance 6

F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

GULFMARK OFFSHORE INC

Report date November 15, 2018 · Filed November 15, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-11-15 transaction · row 1
1 source row

Row 1 · 2018-11-15 · Disposition to issuer · Disposed 5,875 · Balance 0

F1: As previously reported, the reporting person received a grant of restricted stock units representing a contingent right to receive the equivalent number of shares of common stock of the Issuer for no consideration. These restricted stock units vested and settled on November 15, 2018 based upon the reporting person's completion of the required period of continued service in accordance with the terms of the grant. Subsequently on November 15, 2018, each share of common stock was disposed of as provided for under the Agreement and Plan of Merger, dated as of July 15, 2018, between Tidewater Inc. ("Tidewater") and the Issuer, in exchange for (1) 1.100 shares of common stock of Tidewater and (2) any applicable cash in lieu of fractional shares of common stock of Tidewater.

Filing footnotes · ownership attribution and instrument terms

F1: As previously reported, the reporting person received a grant of restricted stock units representing a contingent right to receive the equivalent number of shares of common stock of the Issuer for no consideration. These restricted stock units vested and settled on November 15, 2018 based upon the reporting person's completion of the required period of continued service in accordance with the terms of the grant. Subsequently on November 15, 2018, each share of common stock was disposed of as provided for under the Agreement and Plan of Merger, dated as of July 15, 2018, between Tidewater Inc. ("Tidewater") and the Issuer, in exchange for (1) 1.100 shares of common stock of Tidewater and (2) any applicable cash in lieu of fractional shares of common stock of Tidewater.

Ranger Energy Services, Inc.

Report date July 24, 2026 · Filed July 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect51,562 Reported balance After 2026-07-24 transaction · row 1
1 source row

Row 1 · 2026-07-24 · Exercise / conversion · Acquired 10,712 · Balance 51,562

Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2026-07-24Direct0 Reported balance After 2026-07-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-07-24 · Exercise / conversion · Disposed 10,712 · Balance 0

F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

STEM, INC.

Report date August 07, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivativeDirect10,597 Reported balance After 2026-08-07 transaction · row 1
1 source row

Row 1 · 2026-08-07 · Exercise / conversion · Acquired 7,486 · Balance 10,597

F1: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-07 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-07 · Exercise / conversion · Disposed 7,486 · Balance 0

F1: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.

F2: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.

F2: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026.

Sentinel Energy Services Inc.

Report date November 02, 2017 · Filed November 02, 2017

This filing explicitly reported no securities owned.

Weatherford International plc

Report date February 27, 2017 · Filed February 27, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect958,756 Reported balance After 2017-02-27 transaction · row 1
1 source row

Row 1 · 2017-02-27 · Tax withholding · Disposed 8,401 · Balance 958,756

F1: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted.

Filing footnotes · ownership attribution and instrument terms

F1: Transaction was a withholding of a portion of vested restricted share units to satisfy the reporting person's tax withholding obligations upon vesting, pursuant to the award agreement and associated equity incentive plan under which the award was granted.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 2, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-380151 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 07, 2026 Filed Aug 12, 2026 01:21 UTC STEM, INC. STEM · Entity 7172 Exercise / conversionRestricted Stock Unit · Derivative 7,486 $0.00 $0.00
Disclosure

SEC source: 0001512863-26-000008 · wk-form4_1786497707.xml · derivative · entry 2

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $0.0001 Per Share · 7,486 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.

F2 · derivative.exercise_date: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026.

F2 · derivative.expiration_date: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026.

Read SEC document
August 07, 2026 Filed Aug 12, 2026 01:21 UTC STEM, INC. STEM · Entity 7172 Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 7,486 Not disclosed Not disclosed
Disclosure

SEC source: 0001512863-26-000008 · wk-form4_1786497707.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.

Read SEC document
July 24, 2026 Filed Jul 24, 2026 20:25 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 Exercise / conversionRestricted Stock Unit · Derivative 10,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-049608 · wk-form4_1784924736.xml · derivative · entry 2

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,712 shares

Expires 2026-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 24, 2026 Filed Jul 24, 2026 20:25 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 Exercise / conversionClass A Common Stock 10,712 $15.69 $168,071.28
Disclosure

SEC source: 0001628280-26-049608 · wk-form4_1784924736.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2026 Filed Jun 4, 2026 21:53 UTC STEM, INC. STEM · Entity 7172 GrantRestricted Stock Unit · Derivative 12,168 $0.00 $0.00
Disclosure

SEC source: 0001512863-26-000004 · wk-form4_1780609978.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,168

Underlying: Common Stock, Par Value $0.0001 Per Share · 12,168 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.

F2 · derivative.expiration_date: On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027.

Read SEC document
May 29, 2026 Filed Jun 2, 2026 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 3 $0.00 $0.00
Disclosure

SEC source: 0001512863-26-000002 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3

Underlying: Common Stock · 3 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 15, 2026 Filed May 19, 2026 21:02 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 GrantRestricted Stock Unit · Derivative 7,259 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-036562 · wk-form4_1779224537.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,259

Underlying: Class A Common Stock · 7,259 shares

Expires 2027-05-15

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
May 07, 2026 Filed May 8, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 1,503 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214561 · ownership.xml · derivative · entry 4

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,503

Underlying: Common Stock · 1,503 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Company's Ninth Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $123.02, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 16 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214561 · ownership.xml · derivative · entry 3

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 7, 2025.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 7, 2025.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214561 · ownership.xml · derivative · entry 2

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F4 · derivative.exercise_date: On May 8, 2025, the reporting person was granted 1,570 RSUs that vested on May 6, 2026.

F4 · derivative.expiration_date: On May 8, 2025, the reporting person was granted 1,570 RSUs that vested on May 6, 2026.

Read SEC document
May 06, 2026 Filed May 8, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 1,586 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214561 · ownership.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2 · shares: Includes 16 dividend equivalents.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-121753 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
December 05, 2025 Filed Dec 9, 2025 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001193125-25-312706 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 29, 2025 Filed Sep 3, 2025 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0001512863-25-000006 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
July 25, 2025 Filed Jul 28, 2025 22:25 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 Exercise / conversionRestricted Stock Unit · Derivative 8,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001699039-25-000078 · wk-form4_1753741541.xml · derivative · entry 3

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,945 shares

Expires 2025-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
July 25, 2025 Filed Jul 28, 2025 22:25 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 Exercise / conversionClass A Common Stock 8,945 $12.35 $110,470.75
Disclosure

SEC source: 0001699039-25-000078 · wk-form4_1753741541.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2025 Filed Jul 28, 2025 22:25 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 GrantRestricted Stock Unit · Derivative 10,712 Not disclosed Not disclosed
Disclosure

SEC source: 0001699039-25-000078 · wk-form4_1753741541.xml · derivative · entry 2

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,712

Underlying: Class A Common Stock · 10,712 shares

Expires 2026-07-24

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 23:21 UTC STEM, INC. STEM · Entity 7172 GrantRestricted Stock Unit · Derivative 149,723 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-083356 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,723

Underlying: Common Stock, Par Value 0.0001 Per Share · 149,723 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026.

Read SEC document
May 30, 2025 Filed Jun 3, 2025 20:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080871 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:44 UTC STEM, INC. STEM · Entity 7172 Exercise / conversionRestricted Stock Unit · Derivative 62,222 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080415 · ownership.xml · derivative · entry 2

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value 0.0001 Per Share · 62,222 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025.

F2 · derivative.expiration_date: On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 21:44 UTC STEM, INC. STEM · Entity 7172 Exercise / conversionCommon Stock, Par Value $0.0001 Per Share 62,222 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-080415 · ownership.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,222

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2025 Filed May 9, 2025 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068002 · ownership.xml · derivative · entry 4

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,570

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $98.72, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 07, 2025 Filed May 9, 2025 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 20 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068002 · ownership.xml · derivative · entry 3

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 7, 2025.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 7, 2025.

Read SEC document
May 07, 2025 Filed May 9, 2025 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 2,017 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068002 · ownership.xml · derivative · entry 2

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,017 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F4 · derivative.exercise_date: On May 9, 2024, the reporting person was granted 2,017 RSUs that vested on May 7, 2025.

F4 · derivative.expiration_date: On May 9, 2024, the reporting person was granted 2,017 RSUs that vested on May 7, 2025.

Read SEC document
May 07, 2025 Filed May 9, 2025 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 2,037 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-068002 · ownership.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2 · shares: Includes 20 dividend equivalents.

Read SEC document
March 17, 2025 Filed Mar 20, 2025 00:29 UTC STEM, INC. STEM · Entity 7172 GrantRestricted Stock Unit · Derivative 62,222 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-042268 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,222

Underlying: Common Stock, Par Value 0.0001 Per Share · 62,222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

F2 · derivative.exercise_date: The RSU will vest in full on May 29, 2025, subject to the Reporting Person's continued service to the Issuer through the vesting date.

F2 · derivative.expiration_date: The RSU will vest in full on May 29, 2025, subject to the Reporting Person's continued service to the Issuer through the vesting date.

Read SEC document
March 14, 2025 Filed Mar 18, 2025 20:05 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-041158 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 27, 2024 Filed Dec 2, 2024 21:00 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 4 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-132207 · ownership.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 4 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 22, 2024 Filed Nov 26, 2024 21:19 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 SaleClass A Common Stock 30,000 $16.90 $506,973.00
Disclosure

SEC source: 0001699039-24-000131 · wk-form4_1732655971.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,905

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.81 to $16.95, inclusive. Details on the number of shares purchased at each separate price will be provided to the staff of the Securities and Exchange Commission upon request.

Read SEC document
August 30, 2024 Filed Sep 4, 2024 20:19 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 5 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-016103 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11

Underlying: Common Stock · 5 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 01, 2024 Filed Aug 5, 2024 21:26 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 Disposition to issuerClass A Common Stock 2,245 $12.50 $28,062.50
Disclosure

SEC source: 0001699039-24-000102 · wk-form4_1722893163.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,905

Read SEC document
July 25, 2024 Filed Jul 29, 2024 20:55 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 GrantRestricted Stock Unit · Derivative 8,945 Not disclosed Not disclosed
Disclosure

SEC source: 0001699039-24-000091 · wk-form4_1722286549.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,945

Underlying: Class A Common Stock · 8,945 shares

Expires 2025-07-25

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer

F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer

Read SEC document
May 31, 2024 Filed Jun 4, 2024 20:18 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 6 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-011809 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6

Underlying: Common Stock · 6 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 09, 2024 Filed May 10, 2024 20:22 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 2,017 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009910 · form4.xml · derivative · entry 4

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,017

Underlying: Common Stock · 2,017 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Eighth Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $76.81, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:22 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 50 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009910 · form4.xml · derivative · entry 3

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2024.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2024.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:22 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009910 · form4.xml · derivative · entry 2

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,146 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F4 · derivative.exercise_date: On May 4, 2023, the reporting person was granted 3,146 RSUs that vested on May 8, 2024.

F4 · derivative.expiration_date: On May 4, 2023, the reporting person was granted 3,146 RSUs that vested on May 8, 2024.

Read SEC document
May 08, 2024 Filed May 10, 2024 20:22 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 3,196 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-009910 · form4.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2 · shares: Includes 50 dividend equivalents.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 21:16 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 10 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-006816 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50

Underlying: Common Stock · 10 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 30, 2023 Filed Dec 4, 2023 19:03 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-021809 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 31, 2023 Filed Sep 5, 2023 20:37 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 12 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-017590 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27

Underlying: Common Stock · 12 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 21:23 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 Disposition to issuerClass A Common Stock 2,360 $12.51 $29,523.60
Disclosure

SEC source: 0001699039-23-000106 · wk-form4_1692134545.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,150

Read SEC document
August 01, 2023 Filed Aug 3, 2023 20:55 UTC Ranger Energy Services, Inc. RNGR · Entity 5649 GrantClass A Common Stock 7,484 $0.00 $0.00
Disclosure

SEC source: 0001699039-23-000091 · wk-form4_1691096129.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,510

Read SEC document
May 31, 2023 Filed Jun 2, 2023 19:31 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-012741 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
May 04, 2023 Filed May 5, 2023 21:57 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantRestricted Stock Units · Derivative 3,146 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010368 · form4.xml · derivative · entry 4

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,146

Underlying: Common Stock · 3,146 shares

Expires not disclosed

F7 · security: The RSUs represent the reporting person's annual equity award under the Seventh Amended and Restated Non-Employee Director Compensation Policy.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F9 · price: The number of RSUs received was calculated based on $46.08, which was the closing price of the Company's common stock on the date of grant.

F8 · derivative.exercise_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

F8 · derivative.expiration_date: The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.

Read SEC document
May 03, 2023 Filed May 5, 2023 21:57 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionDividend Equivalent Rights · Derivative 44 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010368 · form4.xml · derivative · entry 3

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F6 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.

F6 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded RSUs and vested on May 3, 2023.

Read SEC document
May 03, 2023 Filed May 5, 2023 21:57 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionRestricted Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010368 · form4.xml · derivative · entry 2

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.

F4 · derivative.exercise_date: On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023.

F4 · derivative.expiration_date: On August 15, 2022, the reporting person was granted 2,770 RSUs that vested on May 3, 2023.

Read SEC document
May 03, 2023 Filed May 5, 2023 21:57 UTC Allison Transmission Holdings Inc ALSN · Entity 246 Exercise / conversionCommon Stock 2,814 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-010368 · form4.xml · nonDerivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of restricted stock units ("RSUs") and related dividend equivalents.

F2 · shares: Includes 44 dividend equivalents.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 20:25 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 15 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-007386 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44

Underlying: Common Stock · 15 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document
November 30, 2022 Filed Dec 2, 2022 21:08 UTC Allison Transmission Holdings Inc ALSN · Entity 246 GrantDividend Equivalent Rights · Derivative 13 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-023176 · form4.xml · derivative · entry 1

Shivram Krishna · CIK 0001512863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of Allison Transmission Holdings, Inc. common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.