Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEM, INC.STEM · Entity 7172 | Director | August 07, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEM, INC.
Report date August 07, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | Direct | 10,597 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Exercise / conversion · Acquired 7,486 · Balance 10,597 F1: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-07 · Exercise / conversion · Disposed 7,486 · Balance 0 F1: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F2: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.
F2: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2026 Filed Aug 12, 2026 01:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 7,486 | $0.00 | $0.00 |
DisclosureSEC source: 0002062155-26-000002 · wk-form4_1786497687.xml · derivative · entry 2 Guruswamy Vasudevan · CIK 0002062155 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 7,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026. F2 · derivative.expiration_date: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026. Read SEC document |
| August 07, 2026 Filed Aug 12, 2026 01:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 7,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002062155-26-000002 · wk-form4_1786497687.xml · nonDerivative · entry 1 Guruswamy Vasudevan · CIK 0002062155 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| June 03, 2026 Filed Jun 4, 2026 21:51 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 12,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-26-000064 · wk-form4_1780609914.xml · derivative · entry 1 Guruswamy Vasudevan · CIK 0002062155 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,168 Underlying: Common Stock, Par Value $0.0001 Per Share · 12,168 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027. F2 · derivative.expiration_date: On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 23:32 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 149,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-083370 · ownership.xml · derivative · entry 1 Guruswamy Vasudevan · CIK 0002062155 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,723 Underlying: Common Stock, Par Value 0.0001 Per Share · 149,723 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026. F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 20:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 62,222 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-080292 · ownership.xml · derivative · entry 2 Guruswamy Vasudevan · CIK 0002062155 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value 0.0001 Per Share · 62,222 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025. F2 · derivative.expiration_date: On March 17, 2025, the Reporting Person was granted 62,222 RSUs vesting 100% on May 29, 2025. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 20:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 62,222 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-080292 · ownership.xml · nonDerivative · entry 1 Guruswamy Vasudevan · CIK 0002062155 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2025 Filed Mar 20, 2025 00:32 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 62,222 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-042270 · ownership.xml · derivative · entry 1 Guruswamy Vasudevan · CIK 0002062155 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,222 Underlying: Common Stock, Par Value 0.0001 Per Share · 62,222 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSU will vest in full on May 29, 2025, subject to the Reporting Person's continued service to the Issuer through the vesting date. F2 · derivative.expiration_date: The RSU will vest in full on May 29, 2025, subject to the Reporting Person's continued service to the Issuer through the vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.