Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Benson Hill, Inc.STPC · Entity 87189 | Director | January 05, 2021 | January 05, 2021 |
| STEM, INC.STEM · Entity 7172 | Director | August 07, 2026 | August 12, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Benson Hill, Inc.
Report date January 05, 2021 · Filed January 05, 2021
This filing explicitly reported no securities owned.
STEM, INC.
Report date August 07, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | Direct | 19,535 |
Reported balance
After 2026-08-07 transaction · row 1
1 source rowRow 1 · 2026-08-07 · Exercise / conversion · Acquired 7,486 · Balance 19,535 F1: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-08-07 · Exercise / conversion · Disposed 7,486 · Balance 0 F1: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F4: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectBy Daley Investment Trust | 4,812 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,812 F2: Held by the Daley Investment Trust, of which the reporting person is a trustee. |
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | IndirectBy Daley Revocable Trust | 4,638 |
Reported balance
Holding disclosure · report date 2026-08-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 4,638 F3: Held by Daley Revocable Trust, of which the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.
F2: Held by the Daley Investment Trust, of which the reporting person is a trustee.
F3: Held by Daley Revocable Trust, of which the Reporting Person is a trustee.
F4: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 07, 2026 Filed Aug 12, 2026 01:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 7,486 | $0.00 | $0.00 |
DisclosureSEC source: 0001821227-26-000004 · wk-form4_1786497699.xml · derivative · entry 4 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 7,486 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026. F4 · derivative.expiration_date: On June 4, 2025, the reporting person was granted 7,486 RSUs vesting 100% on August 7, 2026. Read SEC document |
| August 07, 2026 Filed Aug 12, 2026 01:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 7,486 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821227-26-000004 · wk-form4_1786497699.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| June 03, 2026 Filed Jun 4, 2026 21:53 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 12,168 | $0.00 | $0.00 |
DisclosureSEC source: 0001821227-26-000002 · wk-form4_1780610013.xml · derivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,168 Underlying: Common Stock, Par Value $0.0001 Per Share · 12,168 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027. F2 · derivative.expiration_date: On June 3, 2026, the Reporting Person was granted 12,168 RSUs vesting 100% on June 3, 2027. Read SEC document |
| June 04, 2025 Filed Jun 6, 2025 23:22 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 149,723 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-083359 · ownership.xml · derivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,723 Underlying: Common Stock, Par Value 0.0001 Per Share · 149,723 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026. F2 · derivative.expiration_date: On June 4, 2025, the Reporting Person was granted 149,723 RSUs vesting 100% on August 7, 2026. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 21:18 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 110,236 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-080384 · ownership.xml · derivative · entry 4 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value 0.0001 Per Share · 110,236 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025. F4 · derivative.expiration_date: On May 29, 2024, the Reporting Person was granted 110,236 RSUs vesting 100% on May 29, 2025. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 21:18 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 110,236 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-080384 · ownership.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,996 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:13 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 23,489 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000132 · wk-form4_1718050394.xml · derivative · entry 4 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,236 Underlying: Common Stock, Par Value $0.0001 Per Share · 23,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. F3 · derivative.expiration_date: On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:13 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 23,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000132 · wk-form4_1718050394.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 130,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2024 Filed May 30, 2024 20:32 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 110,236 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000121 · wk-form4_1717101122.xml · derivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,725 Underlying: Common Stock, Par Value $0.0001 Per Share · 110,236 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests 100% on May 29, 2025. F1 · derivative.expiration_date: The RSU award vests 100% on May 29, 2025. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:19 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 20,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000101 · wf-form4_168729233062836.xml · derivative · entry 4 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,489 Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. F4 · derivative.exercise_date: On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023. F4 · derivative.expiration_date: On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023. Read SEC document |
| June 15, 2023 Filed Jun 20, 2023 20:19 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 20,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000101 · wf-form4_168729233062836.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| June 07, 2023 Filed Jun 8, 2023 21:50 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 23,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-23-000089 · wf-form4_168626100039551.xml · derivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,987 Underlying: Common Stock, Par Value $0.0001 Per Share · 23,489 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU vests 100% on June 7, 2024. F2 · derivative.expiration_date: The RSU vests 100% on June 7, 2024. Read SEC document |
| November 18, 2022 Filed Nov 21, 2022 22:09 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 75,000 | $13.57 | $1,017,990.00 |
DisclosureSEC source: 0001758766-22-000191 · wf-form4_166906854742472.xml · nonDerivative · entry 2 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Investment Trust Disclosed balance after: 96,251 F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.25 to $13.875. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by Daley Investment Trust, of which the Reporting Person is a trustee. Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 22:09 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 75,000 | $13.63 | $1,022,220.00 |
DisclosureSEC source: 0001758766-22-000191 · wf-form4_166906854742472.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Investment Trust Disclosed balance after: 171,251 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.35 to $13.82. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: Held by Daley Investment Trust, of which the Reporting Person is a trustee. Read SEC document |
| August 11, 2022 Filed Aug 12, 2022 00:42 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 75,000 | $15.05 | $1,128,675.00 |
DisclosureSEC source: 0001758766-22-000144 · wf-form4_166026492201999.xml · nonDerivative · entry 2 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Revocable Trust Disclosed balance after: 92,776 F1 · shares: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2022. F5 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.69 to $15.25. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to sale pursuant to the reporting person's 10b5-1 trading plan. F4 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 00:42 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 75,000 | $14.79 | $1,109,475.00 |
DisclosureSEC source: 0001758766-22-000144 · wf-form4_166026492201999.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Revocable Trust Disclosed balance after: 167,776 F1 · shares: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 27, 2022. F2 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $14.42 to $15.26. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to sale pursuant to the reporting person's 10b5-1 trading plan. F4 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee. Read SEC document |
| July 28, 2022 Filed Jul 29, 2022 22:21 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 20,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000122 · wf-form4_165913327339354.xml · derivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,498 Underlying: Common Stock, Par Value $0.0001 Per Share · 20,498 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on June 15, 2023. F2 · derivative.expiration_date: The RSU award vests 100% on June 15, 2023. Read SEC document |
| June 07, 2022 Filed Aug 12, 2022 00:42 UTC | STEM, INC. STEM · Entity 7172 | GiftCommon Stock, Par Value $0.0001 Per Share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000144 · wf-form4_166026492201999.xml · nonDerivative · entry 3 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,773 F6 · shares: Represents a gift of 20,000 shares to a university foundation on June 7, 2022. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 11:17 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000074 · wf-form4_165123102004945.xml · derivative · entry 4 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. F4 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. F4 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 11:17 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-22-000074 · wf-form4_165123102004945.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
| December 02, 2021 Filed Dec 2, 2021 23:40 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 100,000 | $19.82 | $1,981,790.00 |
DisclosureSEC source: 0001758766-21-000212 · wf-form4_163848840146727.xml · nonDerivative · entry 4 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Revocable Trust Disclosed balance after: 242,776 F6 · shares: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021. F7 · balance_after: Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to sale pursuant to the reporting person's 10b5-1 trading plan. F3 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 23:40 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 100,000 | $21.13 | $2,113,480.00 |
DisclosureSEC source: 0001758766-21-000212 · wf-form4_163848840146727.xml · nonDerivative · entry 3 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Revocable Trust Disclosed balance after: 342,776 F6 · shares: Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2021. F7 · balance_after: Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to sale pursuant to the reporting person's 10b5-1 trading plan. F3 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 23:40 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 13,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000212 · wf-form4_163848840146727.xml · nonDerivative · entry 2 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,249 F4 · kind: The shares of common stock reported herein give effect to the Distribution. F5 · balance_after: Represents number of shares directly and beneficially owned by the reporting person after giving effect to the Distribution. Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 23:40 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 10,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000212 · wf-form4_163848840146727.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Revocable Trust Disclosed balance after: 442,776 F1 · kind: The shares of common stock reported herein give effect to a pro rata distribution of Issuer common stock from Star Peak Sponsor LLC (the "Sponsor") and its affiliates to members of the Sponsor, including the reporting person, for no additional consideration (the "Distribution"). F2 · balance_after: Represents number of shares beneficially owned by Daley Revocable Trust after giving effect to the Distribution. F3 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:36 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 87,384 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000152 · wf-form4_162923615317496.xml · nonDerivative · entry 3 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 766,360 F3 · kind: The shares of common stock reported herein give effect to the pro rata distribution from an affiliate of the Sponsor for no additional consideration to members of the Sponsor, including the reporting person. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:36 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 246,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000152 · wf-form4_162923615317496.xml · nonDerivative · entry 2 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Investment Trust Disclosed balance after: 678,976 F3 · kind: The shares of common stock reported herein give effect to the pro rata distribution from an affiliate of the Sponsor for no additional consideration to members of the Sponsor, including the reporting person. F4 · ownership.nature: Held by Daley Investment Trust, of which the reporting person is a trustee. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 21:36 UTC | STEM, INC. STEM · Entity 7172 | OtherCommon Stock, Par Value $0.0001 Per Share | 432,725 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000152 · wf-form4_162923615317496.xml · nonDerivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Daley Revocable Trust Disclosed balance after: 432,725 F1 · kind: The shares of common stock reported herein give effect to the pro rata distribution from Star Peak Sponsor LLC (the "Sponsor") and its affiliates for no additional consideration to members of the Sponsor, including the reporting person. F2 · ownership.nature: Held by Daley Revocable Trust, of which the reporting person is a trustee. Read SEC document |
| July 02, 2021 Filed Jul 6, 2021 23:43 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 5,524 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-21-000123 · wf-form4_162561501036375.xml · derivative · entry 1 Daley Adam · CIK 0001821227 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,524 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,524 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive one (1) share of common stock, par value $0.0001 per share. F2 · derivative.exercise_date: The RSU award vests 100% on April 28, 2022. F2 · derivative.expiration_date: The RSU award vests 100% on April 28, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.