Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SLB LIMITED/NVSLB · Entity 2936 | Director, Corporate Legal | March 12, 2021 | March 16, 2021 |
| STEM, INC.STEM · Entity 7172 | Chief Legal Officer | June 30, 2026 | July 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SLB LIMITED/NV
Report date March 12, 2021 · Filed March 16, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 Par Value Per ShareSEC Table I · non-derivative | Direct | 19,152 |
Ending reported balance
After 2021-03-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-12 · Grant · Acquired 539 · Balance 19,284 F1: The Company granted performance share units ("PSUs") to the reporting person on January 17, 2018. Vesting of the PSUs was based on three-year Company performance relative to select key competitors. Most of these competitors had not reported their 2020 audited financial results when the Company's compensation committee met in January 2021 to certify performance under the PSUs. As a result, the Company's compensation committee approved the issuance of 90% of the shares that the committee determined had been earned according to the information available to the committee at the time. As of March 12, 2021, all such competitors had reported their 2020 audited financial results. Shares of common stock reported hereunder represent shares finally determined to have been earned under the PSUs. Row 2 · 2021-03-12 · Tax withholding · Disposed 132 · Balance 19,152 |
Filing footnotes · ownership attribution and instrument terms
F1: The Company granted performance share units ("PSUs") to the reporting person on January 17, 2018. Vesting of the PSUs was based on three-year Company performance relative to select key competitors. Most of these competitors had not reported their 2020 audited financial results when the Company's compensation committee met in January 2021 to certify performance under the PSUs. As a result, the Company's compensation committee approved the issuance of 90% of the shares that the committee determined had been earned according to the information available to the committee at the time. As of March 12, 2021, all such competitors had reported their 2020 audited financial results. Shares of common stock reported hereunder represent shares finally determined to have been earned under the PSUs.
STEM, INC.
Report date June 30, 2026 · Filed July 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | Direct | 34,525 |
Ending reported balance
After 2026-07-02 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2026-06-30 · Exercise / conversion · Acquired 5,000 · Balance 32,450 Row 2 · 2026-06-30 · Exercise / conversion · Acquired 2,750 · Balance 35,200 Row 3 · 2026-07-02 · Sale · Disposed 675 · Balance 34,525 F1: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of PSUs on June 30, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 2,750 |
Reported balance
After 2026-06-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-06-30 · Exercise / conversion · Disposed 2,750 · Balance 2,750 F2: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period"). F3: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, 2,750 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. |
| Performance Stock UnitSEC Table II · derivative / convertible security | Direct | 5,000 |
Reported balance
After 2026-06-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-06-30 · Exercise / conversion · Disposed 5,000 · Balance 5,000 F2: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period"). F4: On July 28, 2025, the Reporting Person was granted 10,000 PSUs, 5,000 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of PSUs on June 30, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
F2: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period").
F3: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, 2,750 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period.
F4: On July 28, 2025, the Reporting Person was granted 10,000 PSUs, 5,000 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 02, 2026 Filed Jul 2, 2026 22:57 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 675 | $7.85 | $5,298.75 |
DisclosureSEC source: 0001672864-26-000013 · wk-form4_1783033052.xml · nonDerivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,525 F1 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of PSUs on June 30, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:57 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionPerformance Stock Unit · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001672864-26-000013 · wk-form4_1783033052.xml · derivative · entry 5 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period"). F4 · derivative.exercise_date: On July 28, 2025, the Reporting Person was granted 10,000 PSUs, 5,000 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. F4 · derivative.expiration_date: On July 28, 2025, the Reporting Person was granted 10,000 PSUs, 5,000 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:57 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionPerformance Stock Unit · Derivative | 2,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001672864-26-000013 · wk-form4_1783033052.xml · derivative · entry 4 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,750 Underlying: Common Stock, Par Value $0.0001 Per Share · 2,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each performance stock unit ("PSU") represented a contingent right to receive one share of the Issuer's common stock if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equaled or exceeded $17.60 (the "Performance Metric") during a performance period ending on June 30, 2028 (the "Performance Period"). F3 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, 2,750 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. F3 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, 2,750 of which vested on June 30, 2026 following the Issuer's achievement of the Performance Metric during the Performance Period. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:57 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 2,750 | $7.81 | $21,477.50 |
DisclosureSEC source: 0001672864-26-000013 · wk-form4_1783033052.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2026 Filed Jul 2, 2026 22:57 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 5,000 | $7.81 | $39,050.00 |
DisclosureSEC source: 0001672864-26-000013 · wk-form4_1783033052.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,450 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 10, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 942 | $11.12 | $10,475.04 |
DisclosureSEC source: 0001672864-26-000010 · wk-form4_1773177176.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,450 F2 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of restricted stock units on March 7, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 2,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001672864-26-000010 · wk-form4_1773177176.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,918 Underlying: Common Stock, Par Value $0.0001 Per Share · 2,916 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 28, 2024, the reporting person was granted 8,750 RSUs vesting in three near equal annual installments, the second of which vested on March 7, 2026. F3 · derivative.expiration_date: On May 28, 2024, the reporting person was granted 8,750 RSUs vesting in three near equal annual installments, the second of which vested on March 7, 2026. Read SEC document |
| March 07, 2026 Filed Mar 10, 2026 21:12 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 2,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001672864-26-000010 · wk-form4_1773177176.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,392 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 22:20 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 292 | $9.67 | $2,823.64 |
DisclosureSEC source: 0001672864-26-000008 · wk-form4_1772662820.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,476 F1 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the previously reported settlement of restricted stock units on March 1, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 00:33 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 904 | $0.00 | $0.00 |
DisclosureSEC source: 0001672864-26-000006 · wk-form4_1772498005.xml · derivative · entry 4 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 904 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F5 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 3,617 RSUs vesting in four near equal annual installments, the fourth of which vested on March 1, 2026. F5 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 3,617 RSUs vesting in four near equal annual installments, the fourth of which vested on March 1, 2026. Read SEC document |
| March 01, 2026 Filed Mar 3, 2026 00:33 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 904 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001672864-26-000006 · wk-form4_1772498005.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,768 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:33 UTC | STEM, INC. STEM · Entity 7172 | GrantPerformance Stock Unit · Derivative | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001672864-26-000006 · wk-form4_1772498005.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 12,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F4 · derivative.exercise_date: On February 26, 2026, the Reporting Person was granted 12,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. F4 · derivative.expiration_date: On February 26, 2026, the Reporting Person was granted 12,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 00:33 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001672864-26-000006 · wk-form4_1772498005.xml · derivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock, Par Value $0.0001 Per Share · 18,000 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On February 26, 2026, the Reporting Person was granted 18,000 RSUs vesting in three nearly equal annual installments (33%, 33%, 34%), beginning on March 7, 2027. F3 · derivative.expiration_date: On February 26, 2026, the Reporting Person was granted 18,000 RSUs vesting in three nearly equal annual installments (33%, 33%, 34%), beginning on March 7, 2027. Read SEC document |
| February 19, 2026 Filed Feb 19, 2026 22:42 UTC | STEM, INC. STEM · Entity 7172 | Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 536 | $11.30 | $6,056.80 |
DisclosureSEC source: 0001672864-26-000004 · wk-form4_1771540961.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,864 F1 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the previously reported settlement of restricted stock units on February 15, 2026. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| February 15, 2026 Filed Feb 19, 2026 01:16 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 1,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001672864-26-000002 · wk-form4_1771463758.xml · derivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 1,790 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: On February 15, 2023 the reporting person was granted 5,263 RSUs vesting in three equal annual installments, the third of which vested on February 15, 2026. F2 · derivative.expiration_date: On February 15, 2023 the reporting person was granted 5,263 RSUs vesting in three equal annual installments, the third of which vested on February 15, 2026. Read SEC document |
| February 15, 2026 Filed Feb 19, 2026 01:16 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 1,790 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001672864-26-000002 · wk-form4_1771463758.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| November 10, 2025 Filed Nov 12, 2025 21:23 UTC | STEM, INC. STEM · Entity 7172 | Tax withholdingCommon Stock, Par Value $0.0001 Per Share | 3,379 | $18.27 | $61,734.33 |
DisclosureSEC source: 0001672864-25-000007 · wk-form4_1762982619.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,610 F2 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| November 07, 2025 Filed Nov 12, 2025 21:23 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 13,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001672864-25-000007 · wk-form4_1762982619.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $0.0001 Per Share · 13,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: On November 1, 2024 the reporting person was granted 13,750 RSUs, vesting 100% on November 7, 2025. F3 · derivative.expiration_date: On November 1, 2024 the reporting person was granted 13,750 RSUs, vesting 100% on November 7, 2025. Read SEC document |
| November 07, 2025 Filed Nov 12, 2025 21:23 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 13,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001672864-25-000007 · wk-form4_1762982619.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:05 UTC | STEM, INC. STEM · Entity 7172 | GrantPerformance Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-100213 · ownership.xml · derivative · entry 2 Laureles Saul R. · CIK 0001672864 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, Par Value 0.0001 Per Share · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. F3 · derivative.expiration_date: On June 28, 2025, the Reporting Person was granted 10,000 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 20:05 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-100213 · ownership.xml · derivative · entry 1 Laureles Saul R. · CIK 0001672864 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, Par Value 0.0001 Per Share · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026. F2 · derivative.expiration_date: On July 28, 2025, the Reporting Person was granted 10,000 RSUs vesting in three nearly equal annual installments (33%,33%, 34%), beginning on August 7, 2026. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 18:08 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Options · Derivative | 5,500 | $0.00 Strike: $6.23 | $0.00 |
DisclosureSEC source: 0000950170-25-092783 · ownership.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock, Par Value 0.0001 Per Share · 5,500 shares Expires 2035-06-30 F4 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 stock options vesting in three equal annual installments, beginning on August 7, 2026. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 18:08 UTC | STEM, INC. STEM · Entity 7172 | GrantPerformance Stock Unit · Derivative | 5,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-092783 · ownership.xml · derivative · entry 2 Laureles Saul R. · CIK 0001672864 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,500 Underlying: Common Stock, Par Value 0.0001 Per Share · 5,500 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F3 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. F3 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 5,500 PSUs, a portion of which vests, if the volume-weighted average price of the Issuer's common stock for any consecutive sixty (60) trading-day period equals or exceeds a stock price target. Read SEC document |
| June 30, 2025 Filed Jul 2, 2025 18:08 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-092783 · ownership.xml · derivative · entry 1 Laureles Saul R. · CIK 0001672864 · CHIEF LEGAL OFFICER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock, Par Value 0.0001 Per Share · 11,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") and performance stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026. F2 · derivative.expiration_date: On June 30, 2025, the Reporting Person was granted 11,000 RSUs vesting in three equal annual installments, beginning on August 7, 2026. Read SEC document |
| May 02, 2025 Filed May 6, 2025 00:32 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 809 | $0.53 | $429.58 |
DisclosureSEC source: 0000950170-25-063834 · ownership.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,792 F1 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| May 01, 2025 Filed May 6, 2025 00:32 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 3,453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-063834 · ownership.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,543 Underlying: Common Stock, Par Value $0.0001 Per Share · 3,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four annual installments beginning April 2022. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four annual installments beginning April 2022. Read SEC document |
| May 01, 2025 Filed May 6, 2025 00:32 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-063834 · ownership.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2025 Filed Mar 17, 2025 20:30 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 58,334 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-040336 · ownership.xml · derivative · entry 4 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 448,996 Underlying: Common Stock, Par Value $0.0001 Per Share · 58,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On May 28, 2024, the reporting person was granted 175,000 RSUs vesting in three annual installments beginning March 2025. F2 · derivative.expiration_date: On May 28, 2024, the reporting person was granted 175,000 RSUs vesting in three annual installments beginning March 2025. Read SEC document |
| March 11, 2025 Filed Mar 17, 2025 20:30 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 58,334 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-040336 · ownership.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262,148 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2025 Filed Mar 17, 2025 20:30 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 18,087 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-040336 · ownership.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,330 Underlying: Common Stock, Par Value $0.0001 Per Share · 18,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 72,347 RSUs vesting in four annual installments beginning March 2022. F1 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 72,347 RSUs vesting in four annual installments beginning March 2022. Read SEC document |
| March 06, 2025 Filed Mar 17, 2025 20:30 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 18,087 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-040336 · ownership.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,814 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2025 Filed Feb 22, 2025 01:32 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 34,737 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025175 · ownership.xml · derivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 525,417 Underlying: Common Stock, Par Value $0.0001 Per Share · 34,737 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 105,263 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024. F1 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 105,263 RSUs vesting in three annual installments (33% / 33% / 34%) beginning February 2024. Read SEC document |
| February 20, 2025 Filed Feb 22, 2025 01:32 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 34,737 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025175 · ownership.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2024 Filed Nov 1, 2024 20:05 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 275,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000180 · wk-form4_1730491499.xml · derivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 560,154 Underlying: Common Stock, Par Value $0.0001 Per Share · 275,000 shares Expires not disclosed F1 · derivative.exercise_date: This RSU award vests 100% on November 7, 2025. F1 · derivative.expiration_date: This RSU award vests 100% on November 7, 2025. Read SEC document |
| May 28, 2024 Filed May 28, 2024 23:25 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 175,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000099 · wk-form4_1716938743.xml · derivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,154 Underlying: Common Stock, Par Value $0.0001 Per Share · 175,000 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests in three annual installments (33% / 33% / 34%) beginning on March 7, 2025. F1 · derivative.expiration_date: The RSU award vests in three annual installments (33% / 33% / 34%) beginning on March 7, 2025. Read SEC document |
| April 30, 2024 Filed Apr 30, 2024 21:21 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 822 | $1.87 | $1,537.14 |
DisclosureSEC source: 0001758766-24-000081 · wk-form4_1714512064.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,990 F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| April 28, 2024 Filed Apr 30, 2024 21:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 3,453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000081 · wk-form4_1714512064.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,154 Underlying: Common Stock, Par Value $0.0001 Per Share · 3,453 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022. F2 · derivative.expiration_date: On July 2, 2021, the reporting person was granted 13,812 RSUs vesting in four equal annual installments beginning on April 28, 2022. Read SEC document |
| April 28, 2024 Filed Apr 30, 2024 21:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 3,453 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000081 · wk-form4_1714512064.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2024 Filed Mar 12, 2024 20:17 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 26,602 | $2.19 | $58,258.38 |
DisclosureSEC source: 0001758766-24-000053 · wk-form4_1710274604.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 148,359 F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the issuance of shares previously reported in the Form 4 filed on March 5, 2024. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 21:21 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 5,591 | $2.48 | $13,865.68 |
DisclosureSEC source: 0001758766-24-000033 · wk-form4_1709673637.xml · nonDerivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 174,961 F2 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 18,087 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000033 · wk-form4_1709673637.xml · derivative · entry 4 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,607 Underlying: Common Stock, Par Value $0.0001 Per Share · 18,087 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: On March 1, 2022, the reporting person was granted 72,347 RSUs vesting in four equal annual installments beginning on March 1, 2023. F3 · derivative.expiration_date: On March 1, 2022, the reporting person was granted 72,347 RSUs vesting in four equal annual installments beginning on March 1, 2023. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:21 UTC | STEM, INC. STEM · Entity 7172 | GrantCommon Stock, Par Value $0.0001 Per Share | 82,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000033 · wk-form4_1709673637.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,552 F1 · shares: Shares issued in connection with bonus earned under the Issuer's 2023 annual incentive plan based on attainment of corporate performance goals. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 21:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 18,087 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000033 · wk-form4_1709673637.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 21:57 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 10,959 | $3.17 | $34,740.03 |
DisclosureSEC source: 0001758766-24-000019 · wk-form4_1708466237.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,003 F1 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:57 UTC | STEM, INC. STEM · Entity 7172 | GrantStock Option (Right to Buy) · Derivative | 90,048 | $0.00 Strike: $3.37 | $0.00 |
DisclosureSEC source: 0001758766-24-000019 · wk-form4_1708466237.xml · derivative · entry 4 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,048 Underlying: Common Stock, Par Value $0.0001 Per Share · 90,048 shares Expires 2034-02-15 F3 · derivative.exercise_date: The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:57 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 34,736 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000019 · wk-form4_1708466237.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,694 Underlying: Common Stock, Par Value $0.0001 Per Share · 34,736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On February 15, 2023, the reporting person was granted 84,210 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024. F2 · derivative.expiration_date: On February 15, 2023, the reporting person was granted 84,210 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024. Read SEC document |
| February 15, 2024 Filed Feb 20, 2024 21:57 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 34,736 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000019 · wk-form4_1708466237.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2024 Filed Jan 31, 2024 00:21 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 9,893 | $3.23 | $31,954.39 |
DisclosureSEC source: 0001758766-24-000007 · wk-form4_1706660505.xml · nonDerivative · entry 2 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,226 F2 · shares: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 00:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 34,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000007 · wk-form4_1706660505.xml · derivative · entry 3 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,430 Underlying: Common Stock, Par Value $0.0001 Per Share · 34,325 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") granted on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. F3 · derivative.exercise_date: On July 28, 2022, the reporting person was granted 34,325 RSUs vesting 100% on January 28, 2024. F3 · derivative.expiration_date: On July 28, 2022, the reporting person was granted 34,325 RSUs vesting 100% on January 28, 2024. Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 00:21 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 34,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000007 · wk-form4_1706660505.xml · nonDerivative · entry 1 Laureles Saul R. · CIK 0001672864 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") granted on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.